DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Wakefield Asset Management, Lllp CRD 143720 | Englewood, CO | independent RIA | $454M | 70% | 4 | $113M | 0 | 0 |
| Primark Advisors, LLC CRD 309653 | Denver, CO | asset manager | $451M | 0.0% | 0 | n/a | 0 | 0 |
| Avant Management LLC CRD 330991 | Denver, CO | asset manager | $449M | 0.0% | 0 | n/a | 0 | 3 |
| P•••• F•••••••• A••••••• I•• CRD 107196 | Colorado Springs, CO | independent RIA | $447M | 98% | 7 | $63.9M | 2 | 0 |
| S••••••••• C•••••• CRD 115399 | Denver, CO | independent RIA | $427M | 99% | 4 | $107M | 1 | 0 |
| B•••••• A•••• M••••••••• CRD 107636 | Englewood, CO | independent RIA | $426M | 100% | 0 | n/a | 0 | 0 |
| C•••••• I••••••••• G••••• I••• CRD 35844 | Colorado Springs, CO | independent RIA | $420M | 83% | 4 | $105M | 0 | 0 |
| J•••••• W••••• M••••••••• L•• CRD 299220 | Glendale, CO | independent RIA | $417M | 95% | 3 | $139M | 0 | 0 |
| M••• A•••• M••••••••• L•• CRD 336560 | Greenwood Village, CO | institutional | $408M | 0.0% | 1 | $408M | 0 | 0 |
| N•••• W••••• M••••••••• P••••• CRD 322607 | Greenwood Village, CO | independent RIA | $400M | 99% | 4 | $100M | 1 | 0 |
| C••••• W••••• L•• CRD 331134 | Greenwood Village, CO | independent RIA | $393M | 100% | 4 | $98.3M | 0 | 0 |
| P•••••• M•• I••••••••• M••••••••• CRD 104574 | Lousiville, CO | independent RIA | $390M | 96% | 3 | $130M | 0 | 0 |
| L•••••• D••• I••••••••• L•• CRD 158422 | Denver, CO | asset manager | $385M | 0.0% | 0 | n/a | 0 | 0 |
| R••••••• P•••••••• L•• CRD 307309 | Denver, CO | asset manager | $384M | 0.0% | 0 | n/a | 0 | 6 |
| D•••••• C•••••• C••••••••• CRD 111196 | Denver, CO | independent RIA | $382M | 100% | 8 | $47.8M | 4 | 0 |
| R••••••• C•••••• A•••• P••••••• L•• CRD 298866 | Denver, CO | asset manager | $381M | 0.0% | 0 | n/a | 0 | 5 |
| K••••••• F•••••••• S••••••• CRD 310623 | Loveland, CO | independent RIA | $379M | 100% | 4 | $94.8M | 1 | 0 |
| H••• I••••••••• M••••••••• L•• CRD 141773 | Denver, CO | independent RIA | $371M | 100% | 2 | $185M | 0 | 0 |
| C••••• F•••••••• G••••• L•• CRD 147942 | Windsor, CO | independent RIA | $370M | 81% | 4 | $92.5M | 1 | 0 |
| M••• K••• • A••••••••• I•• CRD 106627 | Denver, CO | independent RIA | $370M | 99% | 1 | $370M | 0 | 0 |
| I•••••••• W••••• S•••••••• L•• CRD 284862 | Denver, CO | independent RIA | $369M | 100% | 2 | $184M | 0 | 0 |
| C••••••••• P•••• A•••• M••••••••• L•• CRD 322086 | Denver, CO | other | $365M | 0.0% | 0 | n/a | 0 | 1 |
| T•••• R•••• I••••••••• A•••••••• L•• CRD 284741 | Fort Collins, CO | independent RIA | $353M | 68% | 8 | $44.1M | 1 | 0 |
| C••••• C•••• I••••••••• A••••••• I•• CRD 107426 | Englewood, CO | independent RIA | $352M | 100% | 2 | $176M | 1 | 0 |
| F•••• N•••• W••••• CRD 290770 | Glendale, CO | independent RIA | $351M | 100% | 11 | $31.9M | 3 | 0 |
| J•••••• C•••• I••••••••• A••••••• L•• CRD 309116 | Castle Rock, CO | other | $349M | 14% | 4 | $87.2M | 0 | 0 |
| G••••••• F•••••••• P•••••••• L•• CRD 326716 | Louisville, CO | independent RIA | $349M | 99% | 7 | $49.8M | 0 | 0 |
| B•••••• W••••• A•••••••• L•• CRD 115069 | B••••••, CO | independent RIA | $338M | 99% | 2 | $169M | 0 | 0 |
| L•• I•• M••••••••• L•• CRD 341093 | Englewood, CO | asset manager | $336M | 0.0% | 0 | n/a | 0 | 4 |
| C••••••• W••••• M••••••••• I••• CRD 299627 | Montrose, CO | independent RIA | $327M | 93% | 10 | $32.7M | 4 | 0 |
| W••••••••• A•••••••• L•• CRD 282860 | Littleton, CO | independent RIA | $325M | 99% | 5 | $64.9M | 0 | 0 |
| C••••••• I••••••••• M••••••••• I••• CRD 339872 | Greenwood Village, CO | asset manager | $323M | 0.0% | 0 | n/a | 0 | 0 |
| M••• L•• CRD 336172 | Boulder, CO | independent RIA | $322M | 90% | 1 | $322M | 0 | 5 |
| T••••• F•••••••• CRD 304084 | Fort Collins, CO | independent RIA | $319M | 100% | 3 | $106M | 1 | 0 |
| L•••••• E••••• H••••••• L•• CRD 333026 | Englewood, CO | asset manager | $315M | 0.0% | 0 | n/a | 0 | 4 |
| A•••• W••••• S••••••••• L•• CRD 307424 | Arvada, CO | independent RIA | $312M | 98% | 6 | $52.0M | 3 | 0 |
| S•••••• F•••••••• P•••••••• L•• CRD 305287 | Denver, CO | independent RIA | $309M | 94% | 5 | $61.7M | 1 | 0 |
| V•••• F•••••••• CRD 324044 | Louisville, CO | independent RIA | $306M | 99% | 6 | $50.9M | 0 | 0 |
| B•••••••• W••••• P••••••• CRD 335028 | Boulder, CO | independent RIA | $305M | 100% | 4 | $76.2M | 0 | 0 |
| M••• C•••• C•••••• L•• CRD 325642 | Steamboat Springs, CO | other | $301M | 0.0% | 3 | $100M | 1 | 1 |
| R•••••• C••••••• L•• CRD 269879 | Denver, CO | asset manager | $299M | 0.0% | 0 | n/a | 0 | 2 |
| M••••••• I••••••••• M••••••••• L•• CRD 174817 | Greenwood Village, CO | independent RIA | $298M | 100% | 8 | $37.2M | 3 | 0 |
| A•••• C•••••• F••••• O•••••• L•• CRD 307521 | Greenwood Village, CO | independent RIA | $296M | 97% | 6 | $49.3M | 3 | 0 |
| K••••••••• L•• CRD 169684 | Boulder, CO | independent RIA | $293M | 95% | 5 | $58.6M | 1 | 0 |
| E••••••••• W••••• • F••••• O••••• CRD 340444 | Colorado Springs, CO | independent RIA | $292M | 62% | 6 | $48.7M | 1 | 0 |
| I••••••••• L•• CRD 291716 | Denver, CO | independent RIA | $289M | 99% | 3 | $96.3M | 0 | 0 |
| J••• W••••••• C••• I••• CRD 113569 | Denver, CO | independent RIA | $286M | 99% | 4 | $71.6M | 0 | 0 |
| J•• S••••••• • A••••••••• L•• CRD 169889 | Fort Collins, CO | independent RIA | $286M | 100% | 5 | $57.3M | 0 | 0 |
| L••••••••• A••••••• CRD 143379 | Denver, CO | independent RIA | $286M | 98% | 6 | $47.7M | 1 | 0 |
| B•••••• A••••••• CRD 323909 | Evergreen, CO | other | $284M | 12% | 0 | n/a | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
356 advisers match.