DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Primerica Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Narsing Venkat Kommireddi | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 8, 2022 | Jul 26, 2022 (48 d) |
| Adam Denton Smith | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 8, 2022 | Jul 15, 2022 (37 d) |
| Christina D Kramer | Primerica Advisors national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 15, 2022 |
| Lovel M. Gilmore | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2022 | May 31, 2022 |
| John C Puritz | Primerica Advisors national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | May 19, 2022 |
| Roy Leon Matlock | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 9, 2022 | Jul 12, 2022 (64 d) |
| Tyler John Parmer | Primerica Advisors national BD | State Farm Investment Management Corp. asset manager | Other | May 4, 2022 | Jun 13, 2022 (40 d) |
| Mark Wesley Wingate | Primerica Advisors national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2022 | Sep 21, 2022 (152 d) |
| Joshua Mauk | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 21, 2022 | Jul 18, 2022 (88 d) |
| Nevine Magdy George | Primerica Advisors national BD | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 26, 2022 |
| Patricia Dailey | Primerica Advisors national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 5, 2022 |
| Curtis Dangelo Parker | Primerica Advisors national BD | Mason Westbridge Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 9, 2022 | Mar 15, 2022 |
| Stephen Derengowski | Primerica Advisors national BD | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Apr 13, 2022 (43 d) |
| Jordan Ryan Sabatino | Primerica Advisors national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Mar 25, 2022 |
| Rockford Stites | Primerica Advisors national BD | Rockford Group Investment Advisor state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 9, 2022 | Feb 8, 2022 |
| Dawn Kami Charmatz | Primerica Advisors national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 20, 2022 |
| Mark Anthony Parks | Primerica Advisors national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 14, 2022 (45 d) |
| Dago Berto Casco | Primerica Advisors national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 4, 2022 (35 d) |
| Nathaniel Thomas Fullmer | Primerica Advisors national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jun 20, 2023 (536 d) |
| Shane David Morris | Primerica Advisors national BD | Dana Investment Advisors Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2021 | Oct 7, 2022 (294 d) |
| Arturo Francisco Molina Casas | Primerica Advisors national BD | Mason Westbridge Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 6, 2021 | Dec 17, 2021 |
| Beatriz Hernandez Gomez De Segura | Primerica Advisors national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Jun 23, 2022 (206 d) |
| Tam Thi Le | Primerica Advisors national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Jan 4, 2022 (41 d) |
| Jane Elizabeth Morrow | Primerica Advisors national BD | Montag independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Dec 6, 2021 (61 d) |
| Jonathan Dicent | Primerica Advisors national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Nov 12, 2021 (44 d) |
| Gabriel Pena | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2021 | Sep 9, 2021 |
| Roya Mohammadi | Primerica Advisors national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | May 28, 2025 (1357 d) |
| Patricia Dailey | Primerica Advisors national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2021 | Aug 18, 2021 |
| James Gilbreath Chandler | Primerica Advisors national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Sep 1, 2022 (392 d) |
| Nathaniel James Hasto | Primerica Advisors national BD | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | Jul 30, 2021 |
| Kyle Thomas Wentland | Primerica Advisors national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 30, 2021 |
| Robert Pate Ellington-Montes | Primerica Advisors national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Mar 1, 2021 |
| Shalisse Ann Cerven | Primerica Advisors national BD | State Farm Investment Management Corp. asset manager | Other | Jul 15, 2021 | Oct 24, 2024 (1197 d) |
| Erwing Landazabal | Primerica Advisors national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Mar 28, 2022 (264 d) |
| Catherine Marie Clark | Primerica Advisors national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jul 26, 2021 (41 d) |
| Tracy Lyn Gallman | Primerica Advisors national BD | Axos Invest, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Feb 6, 2023 (609 d) |
| Thomas Brett Makin | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2021 | Jul 6, 2021 (33 d) |
| Kiara Maruri | Primerica Advisors national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | Jul 21, 2021 (57 d) |
| Chris Michael Malouf | Primerica Advisors national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 3, 2021 |
| Humberto Larios | Primerica Advisors national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 16, 2021 |
| Robert Craig Bolden | Primerica Advisors national BD | Bolden Wealth Management unclassified | Other | Mar 23, 2021 | Jul 6, 2021 (105 d) |
| Michael Aaron Rothstein | Primerica Advisors national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Mar 12, 2021 |
| Deborah Durrant | Primerica Advisors national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Nov 9, 2021 (256 d) |
| Graysen Laurence Vukasin | Primerica Advisors national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 12, 2021 |
| Inna N Bond | Primerica Advisors national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 8, 2021 | Feb 16, 2021 |
| Erik Eriberto Johnson | Primerica Advisors national BD | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2021 | Jan 7, 2021 |
| Theodore Anthony Fiore | Primerica Advisors national BD | Diversified Planning Strategies Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Aug 16, 2024 (1324 d) |
| Michelle Bergmann | Primerica Advisors national BD | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Aug 16, 2021 (228 d) |
| Sahil Kumar Varma | Primerica Advisors national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Sep 1, 2021 (244 d) |
| Marcus Iyobosa Egiebor | Primerica Advisors national BD | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Apr 24, 2024 (1210 d) |
| Steven Pardonner | Primerica Advisors national BD | Wjl Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2020 | Jan 11, 2021 |
| Edward Robert Alligier | Primerica Advisors national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 14, 2020 |
| Talia Musolino | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2020 | Apr 20, 2022 (511 d) |
| Timothy Knopp | Primerica Advisors national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2020 | Nov 16, 2020 |
| Mohammad Hameed | Primerica Advisors national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 20, 2020 | Oct 21, 2020 |
| George Nshanyan | Primerica Advisors national BD | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2020 | Feb 3, 2023 (862 d) |
| Wayne Leonard Phillips | Primerica Advisors national BD | Tip Top Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 27, 2020 | Oct 28, 2020 (62 d) |
| Eric Steven Dudley | Primerica Advisors national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2020 | Aug 17, 2020 |
| Joseph Edward Stacy | Primerica Advisors national BD | Meranti Capital Partners, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 11, 2020 | Aug 14, 2020 |
| Dylan Robert Barrera | Primerica Advisors national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2020 | Aug 18, 2020 (35 d) |
388 moves match.