DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Braeden Garrett Eubanks | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | May 19, 2025 (35 d) |
| Edmund John O'Keeffe | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 16, 2025 |
| Earl Byron Emery | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Mar 6, 2025 |
| Robert Harold Hogsette | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Mar 10, 2025 |
| Kenneth Wayne Jones | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Mar 12, 2025 |
| Rob William Friemoth | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Mar 12, 2025 |
| Timothy James Sigstad | Cetera Investment Advisers LLC BD affiliated | Caissa Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | May 8, 2025 |
| Matthew James Mudder | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 16, 2025 |
| Jason Patrick Eaves | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Mar 17, 2025 |
| Alan J Graves | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 21, 2025 |
| Robert Allen Bye | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 9, 2025 |
| Connor Michael Stiscak | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Apr 16, 2025 |
| Jarrett Andrew Krienes | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 15, 2025 |
| Christopher James Debeikes | Cetera Investment Advisers LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Aug 14, 2025 (128 d) |
| Alisa Anne Zelaya-Perez | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 4, 2025 |
| Gilbert Perez | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 4, 2025 |
| Gerard Valenti | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 8, 2025 |
| Jonathan G Holland | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 15, 2025 |
| Bryant Charles Magee | Cetera Investment Advisers LLC BD affiliated | Second Line Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2025 | Apr 2, 2025 |
| John Michael Mueller | Cetera Investment Advisers LLC BD affiliated | Principal Asset Management other | Other | Apr 3, 2025 | May 6, 2025 (33 d) |
| Kimberly D Hitchcock | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 1, 2025 |
| Stephen James Kennedy | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Mar 12, 2025 |
| Berenice Diaz | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 25, 2025 |
| Christopher Lee Rine | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 31, 2025 |
| Daniel Joseph Rudski | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 6, 2025 |
| Jennifer Marie Bruer | Cetera Investment Advisers LLC BD affiliated | Saxony Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Mar 20, 2025 |
| Michael Pikkarainen | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 2, 2025 |
| James William Kennedy | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 6, 2025 |
| Angelica Vukobratovich | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 9, 2025 |
| Liam P Garvey | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Michael Alexander Goldenberg | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Colin Christy Kelty | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jun 13, 2025 (73 d) |
| Yesenia Delgado | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 3, 2025 |
| Matthew Paul Butler | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Zach Nugent | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Jon Jakobsen | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Nicolas John Andriotis | Cetera Investment Advisers LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Kathryn Dunaway | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Jul 18, 2025 (108 d) |
| Christopher Mark Burnette | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Jun 25, 2025 (86 d) |
| Timothy Hoon Rhee | Cetera Investment Advisers LLC BD affiliated | Rainier Family Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 31, 2025 |
| Angela Atkins Ambrose | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Aug 12, 2025 (134 d) |
| Carmine J Lacognata | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 1, 2025 |
| Mike Alan Demeuse | Cetera Investment Advisers LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2025 | Mar 31, 2025 |
| Stephen Alan Finn | Cetera Investment Advisers LLC BD affiliated | Usadvisors Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2025 | Jul 2, 2025 (96 d) |
| William Patrick Barham | Cetera Investment Advisers LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | May 5, 2025 (39 d) |
| Jo-Anne Marie Jessee | Cetera Investment Advisers LLC BD affiliated | Abacus Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | May 18, 2026 (417 d) |
| Matthew B Carrier | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Apr 17, 2025 |
| Kolby Paul Blatchford | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 31, 2025 |
| Alan N Kennedy | Cetera Investment Advisers LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Apr 14, 2025 |
| Neil S Murman | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Aug 1, 2025 (129 d) |
| Brawley Adams | Cetera Investment Advisers LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 26, 2025 |
| David Meeks | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | May 5, 2025 (47 d) |
| Harry Frederick Zinsser | Cetera Investment Advisers LLC BD affiliated | United Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Apr 22, 2025 (34 d) |
| Justin Peterkin | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Jun 30, 2025 (104 d) |
| Stephen Craig Williams | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 10, 2025 |
| Ross Robert Pake | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 3, 2025 |
| Mark Alan Gerardi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| Gregory Chris Kopan | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 6, 2025 |
| Jun Michael Tang | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 11, 2025 |
| John P Delaney | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Feb 28, 2025 |