DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Asta | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | May 9, 2022 |
| David Adam Holstein | Cetera Investment Advisers LLC BD affiliated | Blue Collar Retirement Group LLC unclassified | Other | May 2, 2022 | May 26, 2022 |
| Mitchell Andrew Chappell | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | May 27, 2022 |
| Thomas Anthony Ditta | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 10, 2022 |
| Guillermo Arturo Arenas | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 19, 2022 |
| Matthew Robert Stahl | Cetera Investment Advisers LLC BD affiliated | Mpb Wealth Management, LLC unclassified | Other | Apr 29, 2022 | Dec 8, 2022 (223 d) |
| Joshua Newes | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | May 13, 2022 |
| Gary Brian Trempe | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | May 13, 2022 |
| Nicholas Guccia | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2022 | May 1, 2023 (369 d) |
| Juanjie Long | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2022 | May 5, 2022 |
| Albert Bruce Moore | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Jun 10, 2022 (45 d) |
| Yao Li | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2022 | Jun 10, 2022 (45 d) |
| Jeffery Dane Brookshire | Cetera Investment Advisers LLC BD affiliated | Pacific Wealth Strategies Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Jan 1, 2026 (1347 d) |
| Mary Jeannette Lucas | Cetera Investment Advisers LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 26, 2022 |
| Michael Cullinane | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Apr 22, 2022 |
| Charles Eric Greth | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 25, 2022 |
| Mark Christopher Shoemaker | Cetera Investment Advisers LLC BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 20, 2022 |
| David Anthony Critelli | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2022 | Apr 19, 2022 |
| Jon R. Schuette | Cetera Investment Advisers LLC BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 19, 2022 |
| Jessica Sinopoli | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | May 6, 2022 |
| Leslie Seymour | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Apr 12, 2022 |
| Jay Thomas Stainsby | Cetera Investment Advisers LLC BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Aug 11, 2023 (491 d) |
| Tim Steven Hoag | Cetera Investment Advisers LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Mar 31, 2022 |
| Michael Thomas Gentile | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Apr 27, 2022 |
| Todd Edward Wiersum | Cetera Investment Advisers LLC BD affiliated | Intelligence Driven Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Jan 2, 2023 (286 d) |
| Joseph Hunter Gilbert | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Mar 30, 2022 |
| Christopher Brian Vassilo | Cetera Investment Advisers LLC BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Mar 11, 2024 (725 d) |
| Luke Stortzum | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Mar 30, 2022 |
| Derek Allen Nickleson | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2022 | Mar 10, 2022 |
| Isaac Chan | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2022 | Apr 1, 2022 |
| Derek A Thomas | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2022 | May 18, 2022 (72 d) |
| Caleb Fournier | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2022 | Apr 28, 2022 (52 d) |
| Wilson Fung | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Apr 4, 2022 (31 d) |
| Philip Sabio | Cetera Investment Advisers LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 25, 2022 | Mar 8, 2022 |
| Maikel Cotrina | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 1, 2022 |
| Samuel Dennis Statham | Cetera Investment Advisers LLC BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Oct 12, 2022 (239 d) |
| Howard Leon Rodgers | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Mar 8, 2022 (32 d) |
| Jessica L Szeflin | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Mar 22, 2022 (47 d) |
| Leonard Jerome Brooks | Cetera Investment Advisers LLC BD affiliated | Brooks Financial Of North Carolina, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 21, 2022 | Jan 24, 2022 |
| Michael Kenneth Glatman | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| James Michael Filonuk | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| Andrew Ray Sammons | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jun 12, 2023 (528 d) |
| David Albin | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Nov 7, 2022 (319 d) |
| Antonio Alejandro Galliani | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Aug 23, 2022 (244 d) |
| Michael David Johnson | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Jan 18, 2022 |
| Jasmine Renae Ray | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 16, 2021 |
| Timothy A. Lloyd | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Feb 4, 2022 (51 d) |
| Scott Edward Wucherpfennig | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Marisa Ann Steinbach | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Joseph Furman Bishop | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jan 6, 2022 |
| Nathan James Bilodeau | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Joel Leonard Hochman | Cetera Investment Advisers LLC BD affiliated | Hochman Cole Investment Advisors, Inc. other | Other | Dec 6, 2021 | Oct 17, 2006 |
| Jeffrey Bruce Schneider | Cetera Investment Advisers LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 6, 2021 |
| Johnson George Andrews | Cetera Investment Advisers LLC BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Dec 13, 2021 |
| Jeffrey Thomas Beebe | Cetera Investment Advisers LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Apr 17, 2023 (501 d) |
| Charles Patrick Buchana | Cetera Investment Advisers LLC BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Dec 2, 2021 |
| Stephen Belsanti | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Jun 14, 2023 (562 d) |
| Danielle Marie Accardi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 1, 2021 |
| Damon J Accardi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 9, 2021 |
| Joseph Nicholas Accardi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 9, 2021 |