DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Theodore Morris | Goldman Sachs Wealth Services, L.P. BD affiliated | Mma Securities LLC no RAUM | Other | Sep 4, 2025 | Aug 25, 2025 |
| Emma West Gleason | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 5, 2025 |
| Robert Shane Smith | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Sep 17, 2025 |
| Kevin Francis Hines | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Jul 22, 2025 |
| Holley Ella Hartley | Goldman Sachs Wealth Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Sep 13, 2025 |
| Daniel John Carollo | Goldman Sachs Wealth Services, L.P. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Jul 22, 2025 |
| Michael J Adler | Goldman Sachs Wealth Services, L.P. BD affiliated | Rothschild Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Jul 31, 2025 |
| Hayden Alexander Solis | Goldman Sachs Wealth Services, L.P. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Sep 9, 2026 (387 d) |
| Esteban A Trevino | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Jul 31, 2025 |
| Daniel Francis Desmond | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Jul 31, 2025 |
| Carter T Smith | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2025 | Aug 5, 2025 |
| Bailey Alexander Woods | Goldman Sachs Wealth Services, L.P. BD affiliated | Nicholas Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Sep 11, 2025 |
| Lawrence Arthur Abbiati | Goldman Sachs Wealth Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 14, 2025 |
| Michael Alan Krenek | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2025 | Aug 11, 2025 |
| Nicholas Anthony Colangelo | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 30, 2025 |
| Vince Anthony Pasqualino | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 16, 2025 |
| Gregory Chocko | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2025 | Jun 9, 2025 |
| William N Mcferren | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jul 3, 2025 |
| Sean Tyler Ryan | Goldman Sachs Wealth Services, L.P. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 6, 2025 |
| Dylan Maggio | Goldman Sachs Wealth Services, L.P. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 17, 2026 (384 d) |
| James Kiet Bui | Goldman Sachs Wealth Services, L.P. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 9, 2025 |
| Pelayo E Rodriguez | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Oct 20, 2025 (153 d) |
| Jeremy Marc Scher | Goldman Sachs Wealth Services, L.P. BD affiliated | Del-Sette Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Nov 3, 2025 (167 d) |
| Sanjay Challa | Goldman Sachs Wealth Services, L.P. BD affiliated | Iconiq Capital, LLC other | Other | May 20, 2025 | Jan 1, 2026 (226 d) |
| Dylan J Sprague | Goldman Sachs Wealth Services, L.P. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 30, 2025 |
| Kayla Sue-Helene Samuel | Goldman Sachs Wealth Services, L.P. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 12, 2025 |
| Whitney Lotoya Walker | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Sep 15, 2025 (118 d) |
| Reginne Arevalo | Goldman Sachs Wealth Services, L.P. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 16, 2025 | Dec 11, 2025 (209 d) |
| Michael Ryan Mcmullin | Goldman Sachs Wealth Services, L.P. BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | Dec 18, 2025 (217 d) |
| Robert M. Freeman | Goldman Sachs Wealth Services, L.P. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | Nov 4, 2025 (173 d) |
| Rechard Jamal Alexander | Goldman Sachs Wealth Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Feb 19, 2026 (280 d) |
| Brendan Michael O'Leary | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2025 | Apr 29, 2025 |
| Lukas SimóN Voith | Goldman Sachs Wealth Services, L.P. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Apr 30, 2025 |
| Siegfried Lukas Herzl-Betz | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Jun 15, 2026 (413 d) |
| Keith R. Egbert | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Apr 9, 2025 |
| Olivier Thomas Bernardini | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2025 | May 2, 2025 |
| Ryan Andrew Branch | Goldman Sachs Wealth Services, L.P. BD affiliated | Cassaday & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 25, 2025 |
| Imade Motunrayo Iyamu | Goldman Sachs Wealth Services, L.P. BD affiliated | Arusha Wealth Limited Liability Company state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 25, 2025 | Mar 6, 2026 (346 d) |
| Alexandra Baskin Mcconnell | Goldman Sachs Wealth Services, L.P. BD affiliated | Quadcap Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Feb 25, 2025 |
| Kerese Kayon Traille | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 11, 2025 |
| Candace M Gregory | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2025 | Apr 28, 2026 (424 d) |
| James Atkinson | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2025 | Jan 9, 2025 |
| Gian Kristiano Costeniero | Goldman Sachs Wealth Services, L.P. BD affiliated | Warren Street Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Mar 24, 2025 (74 d) |
| Matthew James Dwyer | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2025 | Jan 29, 2025 |
| Timothy Smith | Goldman Sachs Wealth Services, L.P. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Nov 27, 2024 |
| Hunter Patrick Pemrick | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Mar 16, 2026 (465 d) |
| Austin Mingkai Zhao | Goldman Sachs Wealth Services, L.P. BD affiliated | Lazard Asset Management LLC other | Other | Dec 6, 2024 | Feb 12, 2025 (68 d) |
| Patrick Joseph Leonard | Goldman Sachs Wealth Services, L.P. BD affiliated | Lazard Asset Management LLC other | Other | Nov 27, 2024 | Nov 14, 2024 |
| Patrick James Nellis | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2024 | Oct 8, 2024 |
| Andrew Maxwell Scates | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2024 | Mar 11, 2025 (152 d) |
| Craig Steven Damico | Goldman Sachs Wealth Services, L.P. BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2024 | May 29, 2026 (597 d) |
| Emmanuel O Ajayi | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Oct 11, 2024 |
| Banqi Yang | Goldman Sachs Wealth Services, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Sep 26, 2024 |
| Zechariah Daugherty | Goldman Sachs Wealth Services, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Feb 3, 2026 (496 d) |
| Kaiying Guo | Goldman Sachs Wealth Services, L.P. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Apr 17, 2026 (574 d) |
| Benjamin D Smith | Goldman Sachs Wealth Services, L.P. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Mar 5, 2025 (181 d) |
| Martina M Girgis | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2024 | Aug 12, 2024 |
| Nicholas Hodgkins | Goldman Sachs Wealth Services, L.P. BD affiliated | Captrust institutional | Other | Aug 15, 2024 | Sep 23, 2024 (39 d) |
| Ahmed Metwaly | Goldman Sachs Wealth Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Dec 23, 2025 (504 d) |
| Frederick Hung Lian Tan | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2024 | Aug 2, 2024 |
615 moves match.