DFX Intelligence
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Eastwood Jones | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Dylan Morris Power | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Tyler West Vernieu | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Wiley Cyrus Belknap | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Michael Thomas Mannix | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Pelayo E Rodriguez | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Katherine M Spratt | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2020 | Aug 30, 2021 (279 d) |
| Steven Stancil | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | May 2, 2023 (889 d) |
| Christopher Lane Willingham | Goldman Sachs Wealth Services, L.P. BD affiliated | Callan Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2020 | Jan 21, 2021 (58 d) |
| Patrick Mcallister Touhey | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Jan 4, 2021 (45 d) |
| James Francis Rivers | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Oct 6, 2020 |
| Noel Vonuelos | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2020 | Oct 29, 2020 |
| Patrick Steven Mcdonald | Goldman Sachs Wealth Services, L.P. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2020 | Nov 3, 2020 (84 d) |
| Kendall M Navin | Goldman Sachs Wealth Services, L.P. BD affiliated | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2020 | Aug 28, 2020 (36 d) |
| Alfonso Medina | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2020 | Jun 9, 2022 (689 d) |
| Andrew Thomas Minnick | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Feb 4, 2025 (1663 d) |
| Tyler J Tevich | Goldman Sachs Wealth Services, L.P. BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jul 14, 2020 |
| Sawyer T Rothmann | Goldman Sachs Wealth Services, L.P. BD affiliated | Bainco International Investors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2020 | Aug 25, 2020 (74 d) |
| Darren Sam Chu | Goldman Sachs Wealth Services, L.P. BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jun 8, 2020 | Mar 4, 2024 (1365 d) |
| Erica Nicole Grundza | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2020 | Jul 22, 2020 (47 d) |
| Peter James Kalil | Goldman Sachs Wealth Services, L.P. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | May 6, 2021 (336 d) |
| Raffi Paul Moroukian | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Aug 3, 2021 (428 d) |
| Jason Mcmillen | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2020 | Mar 27, 2020 |
| Keelye Mae St. John | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 22, 2021 (385 d) |
| Megan Madden | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2020 | Mar 11, 2020 |
| Kyle John Soscia | Goldman Sachs Wealth Services, L.P. BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2020 | Feb 13, 2020 |
| Marissa Elaine Vollmer | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2019 | Aug 26, 2021 (657 d) |
| Keith Joseph Bernard | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Mar 22, 2021 (508 d) |
| Devon A. Scarlett | Goldman Sachs Wealth Services, L.P. BD affiliated | Kubhera Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2019 | Nov 9, 2020 (389 d) |
| Jonathan Gregory Schaeffer | Goldman Sachs Wealth Services, L.P. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Jun 28, 2023 (1378 d) |
| Kellyann Risler | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Mar 22, 2021 (550 d) |
| Gregory Thomas Guss | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Jul 27, 2020 (314 d) |
| David Alexander Layten | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 13, 2019 |
| Maxwell Gilbertson | Goldman Sachs Wealth Services, L.P. BD affiliated | Scenic Advisement Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2019 | Sep 9, 2019 |
| Nathaniel Taylor Haskell | Goldman Sachs Wealth Services, L.P. BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2019 | Sep 17, 2019 |
| Matthew Todd Salisbury | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2019 | Aug 24, 2021 (742 d) |
| Vonnerika Y. Carrington | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2019 | Jul 10, 2021 (705 d) |
| Garret Ring | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Sep 23, 2019 (49 d) |
| James Boyd Rabasca | Goldman Sachs Wealth Services, L.P. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Aug 10, 2020 (377 d) |
| Jake Dakota Krominga | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2019 | Jul 2, 2021 (707 d) |
| Ian Eric Heller | Goldman Sachs Wealth Services, L.P. BD affiliated | Heller Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | May 23, 2025 (2138 d) |
| Jia H Chen | Goldman Sachs Wealth Services, L.P. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Sep 17, 2019 (96 d) |
| Christopher Karl Brenner | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Dec 16, 2019 (199 d) |
| Sara Anne Casale | Goldman Sachs Wealth Services, L.P. BD affiliated | Cornerstone Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | Feb 1, 2021 (612 d) |
| George Armand Amedore | Goldman Sachs Wealth Services, L.P. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 | Jul 10, 2019 (50 d) |
| Caleb Humbert | Goldman Sachs Wealth Services, L.P. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | Jun 25, 2019 (40 d) |
| Nicholas Rod Lupo | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | Jul 2, 2019 (90 d) |
| Thomas A Arcidiacono | Goldman Sachs Wealth Services, L.P. BD affiliated | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2019 | Jun 19, 2019 (91 d) |
| Nicholas Matthew Peters | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 3, 2021 (719 d) |
| Joshua Ford Murray | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Jan 28, 2019 | Mar 11, 2019 (42 d) |
| Christopher Harry Wiles | Goldman Sachs Wealth Services, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | May 5, 2020 (469 d) |
| Kristin Sanguino | Goldman Sachs Wealth Services, L.P. BD affiliated | Personal Cfo Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2019 | Mar 15, 2019 (56 d) |
| Brian Conan Cuneo | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Feb 3, 2021 (748 d) |
| Kenneth Alfred Willetts | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2019 | Oct 6, 2020 (630 d) |
| Joseph A Armisto | Goldman Sachs Wealth Services, L.P. BD affiliated | Shepherd Kaplan LLC asset manager | Other | Jan 3, 2019 | Nov 17, 2020 (684 d) |
| Jason Phan | Goldman Sachs Wealth Services, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2018 | Sep 1, 2023 (1739 d) |
| Clayton Lee Liscom | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 19, 2018 |
| Kevin Scott Gray | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 15, 2018 |
| Matthew Grant Harwell | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 1, 2018 |
| Michael Jonathan Mess | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 16, 2018 |
615 moves match.