| Anthony Hincy | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Sep 29, 2016 | Oct 18, 2016 |
| Timothy John Plush | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Aug 22, 2016 | Sep 6, 2016 |
| Tonya T Burney | T. Rowe Price Advisory Services, Inc. no RAUM | Edward Jones national BD | Other | Aug 22, 2016 | Jun 2, 2026 (3571 d) |
| Justin Lawrence Schaffer | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 5, 2016 | Aug 17, 2016 |
| Thomas Randolph Fox | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 11, 2016 | Jul 26, 2016 |
| Christopher J. Rysak | T. Rowe Price Advisory Services, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jun 21, 2016 | Jul 14, 2016 |
| Jason Bradley Bruns | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 16, 2016 | May 25, 2016 |
| Alexander Udwari | T. Rowe Price Advisory Services, Inc. no RAUM | Global Financial Private Capital, Inc. other | Other | May 16, 2016 | Jun 20, 2016 (35 d) |
| Margo Bryant | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | May 4, 2016 | May 24, 2016 |
| Charles Joseph Klausmeier | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Apr 25, 2016 | May 13, 2016 |
| Malia Tracy Tanaka | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Apr 19, 2016 | May 20, 2016 (31 d) |
| Lauren Marie Fortier | T. Rowe Price Advisory Services, Inc. no RAUM | Ameriprise Financial Services, LLC national BD | Other | Apr 12, 2016 | May 23, 2017 (406 d) |
| Christopher James Mcgarvey | T. Rowe Price Advisory Services, Inc. no RAUM | Wall Advisors, Inc. other | Other | Apr 12, 2016 | Jun 8, 2016 (57 d) |
| Andrew Shepherd Tilley | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Apr 5, 2016 | May 3, 2016 |
| Bradley Dale Schramek | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Mar 15, 2016 | Mar 23, 2016 |
| Robert E Ankuma | T. Rowe Price Advisory Services, Inc. no RAUM | Pnc Wealth Management other | Other | Mar 10, 2016 | Apr 25, 2016 (46 d) |
| Michelle Lauren Wooten | T. Rowe Price Advisory Services, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Feb 3, 2016 | Feb 10, 2016 |
| Jason Samuel Sperry | T. Rowe Price Advisory Services, Inc. no RAUM | Principal Securities, Inc. other | Other | Jan 14, 2016 | Feb 22, 2016 (39 d) |
| Brandon Akers | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Jan 11, 2016 | Feb 24, 2016 (44 d) |
| Dhaval Hiren Shah | T. Rowe Price Advisory Services, Inc. no RAUM | Edelman Financial Services, LLC other | Other | Jan 6, 2016 | Jan 5, 2016 |
| Lynne Abrahams Whitehead | T. Rowe Price Advisory Services, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Nov 11, 2015 | Nov 17, 2015 |
| Jacob Chenchar | T. Rowe Price Advisory Services, Inc. no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Nov 6, 2015 | Mar 13, 2019 (1223 d) |
| Eric Joseph Edwards | T. Rowe Price Advisory Services, Inc. no RAUM | M&T Securities, Inc. unclassified | Other | Oct 9, 2015 | Jan 29, 2016 (112 d) |
| Jacob Donald Williams | T. Rowe Price Advisory Services, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Sep 4, 2015 | Jan 30, 2017 (514 d) |
| Paul Leon Wrisley | T. Rowe Price Advisory Services, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Aug 6, 2015 | Aug 3, 2015 |
| Kevin Patrick Cotherman | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 23, 2015 | Aug 19, 2015 |
| Dennis Johnson | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Jun 19, 2015 | Jul 28, 2015 (39 d) |
| Joel Robert Zapf | T. Rowe Price Advisory Services, Inc. no RAUM | Spire Wealth Management, LLC other | Other | Jun 5, 2015 | Jun 18, 2015 |
| Joseph B Dancho | T. Rowe Price Advisory Services, Inc. no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 28, 2015 | Jun 30, 2022 (2590 d) |
| Shaun M Weber | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 28, 2015 | Jun 19, 2015 |
| John David Huddleston | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | May 11, 2015 | Jul 8, 2015 (58 d) |
| Ian Michael Frank | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | May 11, 2015 | May 4, 2015 |
| Robert Darryl Olenchalk | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Apr 22, 2015 | Jul 9, 2015 (78 d) |
| Michelle Lynn Evanich | T. Rowe Price Advisory Services, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Apr 22, 2015 | Apr 23, 2015 |
| Matthew Dillion Blickenderfer | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Apr 2, 2015 | May 29, 2015 (57 d) |
| Lawrence Dalessandro | T. Rowe Price Advisory Services, Inc. no RAUM | Edward Jones national BD | Other | Mar 30, 2015 | Jun 6, 2024 (3356 d) |
| Shantel Washington | T. Rowe Price Advisory Services, Inc. no RAUM | Missionsquare Retirement other | Other | Mar 13, 2015 | Apr 20, 2015 (38 d) |
| Paul D Bishop | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Feb 24, 2015 | Mar 6, 2015 |
| Keyon Oronde Smith | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 9, 2015 | May 1, 2015 (81 d) |
| Michele Patricia Hartman | T. Rowe Price Advisory Services, Inc. no RAUM | Commonwealth Financial Network national BD | Other | Jan 13, 2015 | Jan 5, 2015 |
| Steven Noce | T. Rowe Price Advisory Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Jan 5, 2015 | Jan 9, 2015 |
| Charles D Fuller | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade Investment Management, LLC other | Other | Dec 31, 2014 | Nov 9, 2017 (1044 d) |
| Audrey Christine Wheat | T. Rowe Price Advisory Services, Inc. no RAUM | Captrust other | Other | Dec 31, 2014 | Feb 11, 2016 (407 d) |
| Hugh J. Ohern | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Dec 23, 2014 | Jan 15, 2015 |
| Holly Nicole Myers | T. Rowe Price Advisory Services, Inc. no RAUM | Morgan Stanley wirehouse | Other | Dec 23, 2014 | Jan 5, 2015 |
| Paige Tyrone Davis | T. Rowe Price Advisory Services, Inc. no RAUM | T. Rowe Price Associates, Inc. other | Other | Dec 4, 2014 | Dec 4, 2014 |
| Phillip Michael Kline | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Oct 30, 2014 | Nov 21, 2014 |
| Maxwell Leonard Hacker | T. Rowe Price Advisory Services, Inc. no RAUM | Motley Fool Wealth Management, LLC other | Other | Oct 24, 2014 | Oct 13, 2014 |
| Miguel Angel Saldana | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Oct 24, 2014 | Nov 21, 2014 |
| Aron Maddox | T. Rowe Price Advisory Services, Inc. no RAUM | MML Investors Services, LLC BD affiliated | Other | Oct 16, 2014 | Feb 24, 2023 (3053 d) |
| Edwin Lee | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 16, 2014 | Oct 24, 2022 (2930 d) |
| George William Pikounis | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Oct 16, 2014 | Oct 15, 2014 |
| Mark Andrew Arkelian | T. Rowe Price Advisory Services, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Sep 16, 2014 | Sep 15, 2014 |
| Jesse Armas Campion | T. Rowe Price Advisory Services, Inc. no RAUM | Td Ameritrade Investment Management, LLC other | Other | Sep 16, 2014 | Sep 30, 2014 |
| Janelle Schultheis | T. Rowe Price Advisory Services, Inc. no RAUM | Strategic Advisers LLC national BD | Other | Aug 22, 2014 | Jan 15, 2015 (146 d) |
| Sean Anthony Connolly | T. Rowe Price Advisory Services, Inc. no RAUM | Advice And Planning Services other | Other | Aug 20, 2014 | Aug 26, 2014 |
| Nicholas E Glenn | T. Rowe Price Advisory Services, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jul 25, 2014 | Jan 7, 2015 (166 d) |
| Scott Gregory Boulton | T. Rowe Price Advisory Services, Inc. no RAUM | Fiduciary Investment Advisors, LLC other | Other | Jun 30, 2014 | Aug 25, 2014 (56 d) |
| Racquel R Smith | T. Rowe Price Advisory Services, Inc. no RAUM | Morgan Stanley wirehouse | Other | Jun 16, 2014 | Jan 12, 2021 (2402 d) |
| Justin Joseffy | T. Rowe Price Advisory Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 16, 2014 | Aug 14, 2014 (59 d) |