DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Raffi Nicholas TutuyanWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2022Apr 20, 2022
Rakesh Surendra PatelWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2022Apr 19, 2022
Katrina Anatolyevna SableWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2022Apr 19, 2022
Kanoi LamWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 19, 2022Apr 19, 2022
Andre Louis CantareiraWells Fargo Advisors wirehouseLPL Financial LLC independent RIAWirehouse to independent RIAApr 18, 2022Dec 19, 2022 (245 d)
Theodore Everett DesautelsWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 11, 2022Apr 14, 2022
Shannon M. UtterbackWells Fargo Advisors wirehouseFidelity Personal And Workplace Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 28, 2022Jun 8, 2022 (72 d)
Nicole SchmittWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 28, 2022Apr 12, 2022
Joseph M TribuianiWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMar 28, 2022Oct 5, 2022 (191 d)
Robert John FloeWells Fargo Advisors wirehouseLPL Financial LLC independent RIAWirehouse to independent RIAMar 21, 2022Mar 16, 2022
Marjan Neyestani KhazraWells Fargo Advisors wirehouseLPL Financial LLC independent RIAWirehouse to independent RIAMar 21, 2022Mar 16, 2022
James Sherwood GibbonsWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 21, 2022Mar 18, 2022
Michael Fredrick AllenWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 21, 2022Mar 17, 2022
Victoria NixonWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 21, 2022Mar 17, 2022
John Richard LemboWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 21, 2022Mar 17, 2022
Bryan Anthony WerlemannWells Fargo Advisors wirehouseWerlemann Wealth Management independent RIAWirehouse to independent RIAMar 7, 2022Feb 11, 2026 (1437 d)
Robert Lee HrnicekWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 7, 2022Mar 1, 2022
Sean Alexander JoyceWells Fargo Advisors wirehouseAdvisory Services Network independent RIAWirehouse to independent RIAMar 7, 2022Feb 18, 2022
John CiminoWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMar 7, 2022Apr 4, 2022
Jeffrey Robert GroshekWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 28, 2022Feb 18, 2022
Alea Marie GroshekWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 28, 2022Feb 18, 2022
Scott Philbrick BowhayWells Fargo Advisors wirehouseMsh Capital Advisors LLC independent RIAWirehouse to independent RIAFeb 25, 2022Feb 10, 2022
Jerry Wallace GoodmanWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAFeb 18, 2022Feb 18, 2022
Alex B ShoreWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAFeb 18, 2022Feb 18, 2022
Brent Kevin WilliamsWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 16, 2022Feb 15, 2022
Daniel Philip HoffmanWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 16, 2022Feb 15, 2022
Daniel Talbot Von KoschembahrWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 16, 2022Feb 15, 2022
Larry Wayne KarbanWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
Ramon Eugene FracchiaWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
Aaron Daniel LuceroWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 14, 2022Jan 25, 2022
William Otto MooreWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
Kurt HeyduckWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 14, 2022Jan 25, 2022
Kevin James BraddockWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankFeb 3, 2022Jan 28, 2022
Nicholaus C WarnerWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2022Jan 27, 2022
Michael Patrick TisonWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJan 25, 2022Jan 21, 2022
Frank Xavier RambuschWells Fargo Advisors wirehouseArgonautica Private Wealth Management, Inc independent RIAWirehouse to independent RIAJan 25, 2022Apr 22, 2022 (87 d)
Theodore Charles YorkWells Fargo Advisors wirehouseArgonautica Private Wealth Management, Inc no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 25, 2022Feb 3, 2022
Gary Craig RaymondWells Fargo Advisors wirehouseArgonautica Private Wealth Management, Inc no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 25, 2022Jan 24, 2022
David Joseph FryWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJan 25, 2022Jan 21, 2022
John W. KriegWells Fargo Advisors wirehouseArgonautica Private Wealth Management, Inc no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 25, 2022Jan 24, 2022
Mark Stephen BaileyWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 11, 2022Jan 10, 2022
Ginger Lee BakerWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 11, 2022Jan 10, 2022
Wojciech BiernatWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 11, 2022Jan 10, 2022
John Harrison BrownWells Fargo Advisors wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIAJan 3, 2022Jan 4, 2023 (366 d)
Patricia RossonWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseDec 20, 2021Dec 24, 2021
Lisa Anne NoonanWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankDec 8, 2021Dec 3, 2021
Bill Allen JohnsonWells Fargo Advisors wirehouseTranscendent Capital Group independent RIAWirehouse to independent RIANov 17, 2021Jan 1, 2025 (1141 d)
Dale Louie HerndonWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 17, 2021Nov 15, 2021
Mitchell Don GreenWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2021Nov 11, 2021
Grant Ned TarrantWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2021Nov 9, 2021
David Chad FerrellWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 15, 2021Nov 10, 2021
Mary B SteeleWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 10, 2021Nov 8, 2021
John Neville BoyleWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 10, 2021Nov 8, 2021
Cynthia Maresca BoyleWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 10, 2021Nov 8, 2021
Jeffrey Benjamin AxtWells Fargo Advisors wirehouseThe Lewis Financial Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 8, 2021Nov 5, 2021
Andrew John LewisWells Fargo Advisors wirehouseThe Lewis Financial Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 8, 2021Nov 5, 2021
Ronald Chad BagleyWells Fargo Advisors wirehouseKestra Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 8, 2021Nov 3, 2021
Harry David GoolsbyWells Fargo Advisors wirehouseKestra Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 8, 2021Nov 3, 2021
Lauren Greene SnyderWells Fargo Advisors wirehouseThe Lewis Financial Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 8, 2021Nov 5, 2021
Christina Argust FransckiewichWells Fargo Advisors wirehouseThe Lewis Financial Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 8, 2021Nov 5, 2021
Page 12 of 36PreviousNext
2,102 moves match.