| Elias Robert Reyna | Securities America Advisors, Inc. other | Centaurus Financial, Inc. other | Other | May 25, 2017 | May 24, 2017 |
| Lance Christian Ludwig | Securities America Advisors, Inc. other | Korhorn Financial Group other | Other | May 25, 2017 | Jun 7, 2017 |
| Paul Bertrand Sirois | Securities America Advisors, Inc. other | Lasalle St. Investment Advisors, L.L.C. other | Other | May 23, 2017 | May 22, 2017 |
| Lucian Christopher Harbar | Securities America Advisors, Inc. other | Spectrum Financial Resources independent RIA | Other | May 22, 2017 | Oct 6, 2025 (3059 d) |
| Carlos Juan Miranda | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | May 18, 2017 | May 8, 2017 |
| Andrew North Olivier | Securities America Advisors, Inc. other | Novi Wealth Partners other | Other | May 11, 2017 | Jun 19, 2017 (39 d) |
| Kimberly Sizemore Moser | Securities America Advisors, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | May 8, 2017 | Aug 22, 2017 (106 d) |
| Ryan C Olds | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 1, 2017 | May 1, 2017 |
| Jeffery Neal Hughes | Securities America Advisors, Inc. other | Global Retirement Partners LLC other | Other | Apr 28, 2017 | May 19, 2017 |
| Robert A Root | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Apr 18, 2017 | Apr 21, 2017 |
| Louis G Frates | Securities America Advisors, Inc. other | Wealthcare Capital Management LLC other | Other | Apr 18, 2017 | Sep 7, 2017 (142 d) |
| Michael Scott Carlson | Securities America Advisors, Inc. other | Mcmill Cpa And Advisors other | Other | Apr 14, 2017 | Apr 20, 2017 |
| Natalie Marie Blanke | Securities America Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Apr 13, 2017 | May 24, 2017 (41 d) |
| Kimberly Noelle Nichols | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Apr 3, 2017 | Apr 28, 2017 |
| Richard Durant Adams | Securities America Advisors, Inc. other | Colonial River Wealth Management LLC other | Other | Mar 30, 2017 | Apr 21, 2017 |
| Christopher Michael Finney | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 21, 2017 | Mar 21, 2017 |
| Travis L White | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 21, 2017 | Mar 21, 2017 |
| Daniel Francis Haines | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 20, 2017 | Mar 17, 2017 |
| Jeffrey John Mccue | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 20, 2017 | Mar 17, 2017 |
| Joseph Daniel Gay | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 20, 2017 | Mar 17, 2017 |
| Jaemin Jasmine Sim | Securities America Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Mar 8, 2017 | Apr 4, 2017 |
| Winnie Yuen Yee Leong | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Mar 7, 2017 | Feb 21, 2017 |
| Therese Michelle O'Connell | Securities America Advisors, Inc. other | Great Valley Advisor Group, LLC other | Other | Mar 2, 2017 | Feb 27, 2017 |
| Andrew Raymond Hoffarth | Securities America Advisors, Inc. other | Essential Planners unclassified | Other | Feb 28, 2017 | Jan 4, 2017 |
| William James Weglein | Securities America Advisors, Inc. other | Alere Planning LLC independent RIA | Other | Feb 27, 2017 | Mar 2, 2017 |
| Philip Stuart Hammond | Securities America Advisors, Inc. other | Trendency Capital Management, LLC unclassified | Other | Feb 22, 2017 | Apr 3, 2012 |
| Erguis Mertiri | Securities America Advisors, Inc. other | Main Street Asset Management LLC state registered | Other | Feb 22, 2017 | Oct 13, 2021 (1694 d) |
| Ronald Edwin Merrill | Securities America Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Feb 21, 2017 | Feb 21, 2017 |
| Kevin J Lehman | Securities America Advisors, Inc. other | Edward Jones national BD | Other | Feb 21, 2017 | Feb 17, 2017 |
| Daniel Gaines | Securities America Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 6, 2017 | Aug 11, 2017 (186 d) |
| Keith Alan Johnson | Securities America Advisors, Inc. other | Associated Investment Services, Inc. other | Other | Jan 27, 2017 | Feb 10, 2017 |
| Ross Antonio Deluca | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC no RAUM | Other | Jan 24, 2017 | Jan 22, 2013 |
| Brian James Tessman | Securities America Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jan 17, 2017 | Jan 16, 2018 (364 d) |
| Jeremy Charles Walter | Securities America Advisors, Inc. other | Fident Financial, LLC state registered | Other | Jan 17, 2017 | Feb 7, 2017 |
| Katherine D Rogers | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 9, 2017 | Jan 23, 2017 |
| Christopher Thomas Vines | Securities America Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Jan 5, 2017 | Jan 5, 2017 |
| Reagan Anthony Hamilton | Securities America Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Jan 5, 2017 | Jan 6, 2017 |
| William Harry Odonnell | Securities America Advisors, Inc. other | Next Financial Group, Inc. other | Other | Dec 31, 2016 | Jan 9, 2017 |
| Wade Smith | Securities America Advisors, Inc. other | Smith & Wyatt independent RIA | Other | Dec 31, 2016 | Dec 15, 2016 |
| Phillip Harrison Carrell | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Kenneth Patrick Wong | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 21, 2016 | Dec 21, 2016 |
| William Noble Jenkins | Securities America Advisors, Inc. other | Tcfg Investment Advisors, LLC other | Other | Dec 19, 2016 | Jan 3, 2017 |
| Dee House | Securities America Advisors, Inc. other | Axxcess Wealth Management, LLC independent RIA | Other | Dec 2, 2016 | Oct 19, 2023 (2512 d) |
| Michael William Best | Securities America Advisors, Inc. other | Axxcess Wealth Management, LLC independent RIA | Other | Dec 2, 2016 | Oct 6, 2023 (2499 d) |
| David Nathan Robert Morgan | Securities America Advisors, Inc. other | Elite Investment Team LLC independent RIA | Other | Dec 2, 2016 | Jul 1, 2020 (1307 d) |
| Thomas Joseph Drabek | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 1, 2016 | Dec 5, 2016 |
| David Lee Deffinbaugh | Securities America Advisors, Inc. other | Northwest Investment Advisors, Inc state registered | Other | Dec 1, 2016 | Dec 2, 2016 |
| Mona Felicia Corbett | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 1, 2016 | Dec 1, 2016 |
| Paul Andrew Kyrimis | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 1, 2016 | Dec 9, 2016 |
| Jaclyn Paige Mazur | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 1, 2016 | Dec 1, 2016 |
| Jennifer Erdmann Logan | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 1, 2016 | Dec 1, 2016 |
| Stephen Michael Albritton | Securities America Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 30, 2016 | May 31, 2017 (182 d) |
| James M Wallace | Securities America Advisors, Inc. other | Osaic Fs, Inc. other | Other | Nov 21, 2016 | Nov 29, 2016 |
| Gregory Raymond Banner | Securities America Advisors, Inc. other | Axxcess Wealth Management, LLC other | Other | Nov 11, 2016 | Nov 14, 2016 |
| Monica Kristina Szakos | Securities America Advisors, Inc. other | Axxcess Wealth Management, LLC other | Other | Nov 11, 2016 | Dec 17, 2016 (36 d) |
| Jerred Arthur Brown | Securities America Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Nov 7, 2016 | Nov 10, 2016 |
| Gordon Hisao Asahara | Securities America Advisors, Inc. other | Centaurus Financial, Inc. other | Other | Nov 3, 2016 | Oct 31, 2016 |
| Joseph Conrad Cunningham | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Oct 21, 2016 | Oct 21, 2016 |
| Jake Patrick Luken | Securities America Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Oct 17, 2016 | Aug 3, 2018 (655 d) |
| Brooks Paulding Bartlett | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Sep 30, 2016 | Oct 4, 2016 |