DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gina C Stormont | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 3, 2025 |
| Andrew Raymond Branz | Eagle Strategies LLC BD affiliated | Clark Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 10, 2025 |
| Cesario Romeo Cavazos | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 27, 2025 |
| Bijou Schmidt | Eagle Strategies LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Feb 21, 2025 |
| Samuel August Erickson | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Mar 10, 2025 |
| Michael L Digiaimo | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 25, 2025 |
| Roman Eppel | Eagle Strategies LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 3, 2025 |
| Che Guerber-Santana | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2025 | Jan 17, 2025 |
| Melissa Ann Raymer | Eagle Strategies LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | May 20, 2025 (116 d) |
| Suhyoung An | Eagle Strategies LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 21, 2025 |
| Abhimanyu Vinayek | Eagle Strategies LLC BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Jan 10, 2025 |
| James R Driscoll | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 10, 2025 | Mar 27, 2025 (76 d) |
| Thomas Gage Arnold | Eagle Strategies LLC BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2025 | Jan 16, 2025 |
| Cody Charles Riesterer | Eagle Strategies LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | May 11, 2026 (488 d) |
| Christopher Michael Sheeler | Eagle Strategies LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2025 | Jan 14, 2025 |
| John Rehill | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2025 | Jan 10, 2025 |
| Alexander Shcharansky | Eagle Strategies LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Mar 13, 2025 (98 d) |
| Brandon Keith Agamennone | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Nov 15, 2024 |
| Norman M Bryant | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Jun 27, 2025 (220 d) |
| Joel Christopher Hughey | Eagle Strategies LLC BD affiliated | Ark Financial Strategies LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2024 | May 9, 2025 (171 d) |
| Gerardo Ramirez | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Apr 1, 2025 (133 d) |
| Steven Todd Kaplan | Eagle Strategies LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | May 29, 2025 (192 d) |
| Rebecca Haines Borton | Eagle Strategies LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 1, 2024 |
| Patrick M Howell | Eagle Strategies LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | May 28, 2025 (209 d) |
| Michael John Powers | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 15, 2024 |
| Angela Maria Gomez | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Aug 27, 2025 (306 d) |
| Frank Jimenez | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 14, 2024 |
| Sean Townley | Eagle Strategies LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 22, 2024 |
| Kurt Rahe | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Jun 9, 2025 (235 d) |
| Darrick Austin Hoover | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 7, 2024 |
| Ishmael Mercy Morris | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 7, 2024 |
| Chayne M Riggs | Eagle Strategies LLC BD affiliated | Cjc Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Oct 10, 2024 |
| Myrtis Tilman Hales | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Dec 26, 2024 (101 d) |
| Connor Weinstein | Eagle Strategies LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Sep 16, 2024 |
| Sarah Riordan Szabo | Eagle Strategies LLC BD affiliated | Spinnaker Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2024 | Sep 3, 2024 |
| Lushen Evans | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2024 | Sep 20, 2024 |
| Jon Marvin Fletcher | Eagle Strategies LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Aug 27, 2024 |
| Robert J Covello | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Oct 9, 2024 (41 d) |
| Aaron Joseph Cormier | Eagle Strategies LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 21, 2024 |
| Joel Gervais Chouinard | Eagle Strategies LLC BD affiliated | Sharpedge Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 29, 2024 | Aug 29, 2024 |
| Frank Piacente | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 3, 2024 |
| Christopher Malloy | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Sep 26, 2024 (31 d) |
| Erik Talmage | Eagle Strategies LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Aug 30, 2024 |
| Christopher Matthew Fredo | Eagle Strategies LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 27, 2024 |
| Roberto Devilla | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 13, 2024 |
| Christopher Reed Tripp | Eagle Strategies LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 15, 2024 |
| George Andrew Leisure | Eagle Strategies LLC BD affiliated | Bsg Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 12, 2024 |
| James Charles Byrnes | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Aug 12, 2024 |
| Adolfo Molina | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2024 | Aug 8, 2024 |
| Tanner Dallas | Eagle Strategies LLC BD affiliated | Black Knight Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jul 8, 2024 |
| Kevin C Mckay | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Aug 19, 2024 (48 d) |
| Ken Wonseob Jo | Eagle Strategies LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2024 | May 14, 2025 (330 d) |
| Selby Moleli Fauatea | Eagle Strategies LLC BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jul 18, 2025 (396 d) |
| Michael Campione | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2024 | Jun 6, 2024 |
| Skerdi Kostreci | Eagle Strategies LLC BD affiliated | Delta Financial Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jun 25, 2024 |
| Scott Olson | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | Jul 9, 2024 (41 d) |
| Jacob Wayne Tippit | Eagle Strategies LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 17, 2024 | Jun 17, 2024 (31 d) |
| Nicolas Antonio Cardenas | Eagle Strategies LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 13, 2024 | May 13, 2024 |
| Peter Gartland Kunisch | Eagle Strategies LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Apr 30, 2024 |
| Bradley J Feldhaus | Eagle Strategies LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Apr 30, 2024 |
1,107 moves match.