DFX Intelligence
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carter D Mallett | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 17, 2022 |
| Richard Ray Rainforth | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Feb 17, 2022 |
| Randall Scott Schmailzl | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Feb 17, 2022 |
| Alan Woon Meng Chew | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2022 | Feb 24, 2022 |
| Jeffrey Michael Findling | Eagle Strategies LLC BD affiliated | New York Life Investment Management LLC asset manager | Other | Feb 9, 2022 | Feb 10, 2022 |
| John Michael Braun | Eagle Strategies LLC BD affiliated | New York Life Investment Management LLC asset manager | Other | Feb 9, 2022 | Feb 10, 2022 |
| William D Heiting | Eagle Strategies LLC BD affiliated | Retirement Wealth Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2022 | Jan 24, 2022 |
| Patrick John Gall | Eagle Strategies LLC BD affiliated | Retirement Wealth Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2022 | Jan 24, 2022 |
| John Christopher James | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2022 | Sep 8, 2022 (230 d) |
| Stephen Williams | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2022 | Jan 26, 2022 |
| Terrence P Murphy | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 24, 2022 |
| Braden Ryan Howell | Eagle Strategies LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 28, 2022 |
| James William Gibney | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Mar 16, 2022 (63 d) |
| Sean Patrick Swanson | Eagle Strategies LLC BD affiliated | Smart Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2022 | Jan 19, 2022 |
| Derek N.H. Notman | Eagle Strategies LLC BD affiliated | Intrepid Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | May 11, 2022 (124 d) |
| Sara M. Wise | Eagle Strategies LLC BD affiliated | Roseman Wagner Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2022 | Jan 10, 2022 |
| Edna Renae Lazelle | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 10, 2022 |
| Aaron Christopher Leland | Eagle Strategies LLC BD affiliated | Apella Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Jan 7, 2022 |
| Carolina Pamintuan Tanjutco | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Apr 30, 2024 (872 d) |
| John Ward Seraphin | Eagle Strategies LLC BD affiliated | Steigerwald, Gordon & Koch - Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2021 | Mar 1, 2022 (98 d) |
| Andrew Michael Leeman | Eagle Strategies LLC BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Jan 10, 2022 (54 d) |
| Jeffrey George Newman | Eagle Strategies LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 16, 2021 |
| Ryan Louis Goosen | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 5, 2021 |
| Jason Arthur Goosen | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 5, 2021 |
| Jerry Leo Spivey | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Aug 19, 2022 (288 d) |
| Tuyet Mai Hoang | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2021 | Dec 1, 2021 |
| John Earl Scarborough | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 13, 2021 |
| Francine Gray | Eagle Strategies LLC BD affiliated | Robinhood Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 20, 2021 | May 7, 2025 (1295 d) |
| Thomas Allen Evans | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 7, 2021 |
| Tyler Koepf | Eagle Strategies LLC BD affiliated | M. Thomas Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 13, 2021 | Sep 23, 2021 |
| Lucas Brandon Austin | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Sep 17, 2021 |
| Diane Ruiz | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Sep 22, 2021 |
| John O Snyder | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Sep 13, 2021 |
| Brent Alan Walker | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Jun 23, 2023 (651 d) |
| Raymond Edward Lancaster | Eagle Strategies LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Nov 1, 2021 (59 d) |
| Thomas Mark Parlon | Eagle Strategies LLC BD affiliated | Alpha Pension Group, Inc. no RAUM | Other | Aug 27, 2021 | Feb 24, 2015 |
| Kavi Singh Virk | Eagle Strategies LLC BD affiliated | Veda Financial Investment Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2021 | Jun 30, 2023 (674 d) |
| Keaten Landis | Eagle Strategies LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Jan 24, 2022 (157 d) |
| Paula Juszczyk | Eagle Strategies LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jul 20, 2021 |
| James Andrew Allen | Eagle Strategies LLC BD affiliated | Allen Financial Group unclassified | Other | Jul 16, 2021 | Aug 5, 2021 |
| Tedra C Pine | Eagle Strategies LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 15, 2021 |
| Robert M Hudnall | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2021 | Jul 1, 2021 |
| Mark Bradley Keene | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jun 21, 2021 |
| Michael P Ackerman | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Sep 1, 2021 (62 d) |
| Racey Alan Morris | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 28, 2021 |
| Jimmy Fish | Eagle Strategies LLC BD affiliated | Aegis Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 7, 2021 |
| Gary Joseph Birdsall | Eagle Strategies LLC BD affiliated | Hassell Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2021 | Jun 10, 2021 |
| Michelle Louise Miller | Eagle Strategies LLC BD affiliated | Gilbert & Cook, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jun 10, 2021 |
| Rahil Ravindra Patel | Eagle Strategies LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | May 20, 2021 |
| Joseph Lynn Tigert | Eagle Strategies LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2021 | Jun 3, 2021 |
| James Dermot Hynes | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2021 | Jul 6, 2021 (55 d) |
| Edward Francis Jurgielewicz | Eagle Strategies LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | Mar 30, 2022 (327 d) |
| Kristie Marie Kughler | Eagle Strategies LLC BD affiliated | Knox Wealth Partners Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Apr 30, 2021 |
| James Hoodenpyle | Eagle Strategies LLC BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | Apr 21, 2021 |
| Shannon Edward Gillis | Eagle Strategies LLC BD affiliated | Victory Capital Management Inc. asset manager | Other | Apr 9, 2021 | Apr 15, 2021 |
| Dylan Joseph Greene | Eagle Strategies LLC BD affiliated | Affinia Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2021 | May 11, 2021 (32 d) |
| James Buckley | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 30, 2021 | Apr 7, 2021 |
| Eric Fernandes | Eagle Strategies LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Dec 23, 2021 (268 d) |
| Thomas E Cxypoliski | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 18, 2021 |
| Michael Andrew Marusiak | Eagle Strategies LLC BD affiliated | Acumen Associates LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 23, 2021 | May 10, 2021 (48 d) |
1,107 moves match.