| Joshua Donald Ruhnke | Principal Securities, Inc. other | Ameritas Advisory Services, LLC BD affiliated | Other | Apr 12, 2007 | Nov 1, 2021 (5317 d) |
| Hugo Alberto Flores | Principal Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 3, 2007 | Jan 7, 2013 (2106 d) |
| Janna Peede Kepner | Principal Securities, Inc. other | Citigroup Global Markets Inc. other | Other | Apr 2, 2007 | May 5, 2008 (399 d) |
| Kent Allan Colwell | Principal Securities, Inc. other | Voya Financial Partners, LLC other | Other | Mar 26, 2007 | Mar 30, 2007 |
| Amy Susan Hanophy | Principal Securities, Inc. other | Advice And Planning Services other | Other | Mar 26, 2007 | May 31, 2007 (66 d) |
| Amy Grace Abromaitis | Principal Securities, Inc. other | The Marshall Financial Group, Inc other | Other | Mar 9, 2007 | Apr 9, 2007 (31 d) |
| Chad Mitchell | Principal Securities, Inc. other | Saxony Capital Management, LLC other | Other | Feb 20, 2007 | Feb 20, 2007 |
| Thomas Patrick Nee | Principal Securities, Inc. other | Msi Financial Services, Inc. other | Other | Feb 1, 2007 | Aug 30, 2007 (210 d) |
| Robert Roger Malcolm | Principal Securities, Inc. other | Ameritas Advisory Services other | Other | Jan 29, 2007 | Feb 15, 2007 |
| Philip Stone Morgan | Principal Securities, Inc. other | Kestra Advisory Services, LLC other | Other | Jan 25, 2007 | Apr 20, 2016 (3373 d) |
| Kristian Heinz Lehner | Principal Securities, Inc. other | Kestra Advisory Services, LLC other | Other | Jan 25, 2007 | Apr 26, 2016 (3379 d) |
| Albert Noble Donahey | Principal Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Jan 12, 2007 | Feb 1, 2011 (1481 d) |
| Drew Allen Donohoe | Principal Securities, Inc. other | Ameritas Advisory Services other | Other | Jan 3, 2007 | Jan 16, 2007 |
| Sara S Holler | Principal Securities, Inc. other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Dec 31, 2006 | Mar 16, 2023 (5919 d) |
| Rebecca Evelyn Hipp | Principal Securities, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 18, 2006 | Feb 15, 2007 (59 d) |
| Jorge Enrique Arias | Principal Securities, Inc. other | Transamerica Financial Advisors, LLC other | Other | Dec 16, 2006 | Feb 5, 2007 (51 d) |
| Robert Kenneth Richards | Principal Securities, Inc. other | Securian Financial Services, Inc. other | Other | Dec 8, 2006 | Mar 15, 2012 (1924 d) |
| David Anthony Giddings | Principal Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 7, 2006 | Dec 11, 2006 |
| Torry Lyons Dell | Principal Securities, Inc. other | Bogart Wealth, LLC independent RIA | Other | Nov 20, 2006 | Apr 14, 2025 (6720 d) |
| Jonathan Frank Mazur | Principal Securities, Inc. other | Brookstone Capital Management LLC other | Other | Oct 27, 2006 | Nov 14, 2006 |
| Steven Adam Newman | Principal Securities, Inc. other | Kovack Advisors, Inc. other | Other | Oct 18, 2006 | Nov 15, 2006 |
| Timothy John Fitzgerald | Principal Securities, Inc. other | LPL Financial LLC other | Other | Oct 13, 2006 | Sep 11, 2017 (3986 d) |
| Jeffrey Glen Rush | Principal Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 4, 2006 | Oct 18, 2006 |
| Robert James Pitzer | Principal Securities, Inc. other | Signator Investors, Inc. other | Other | Sep 22, 2006 | Jan 5, 2007 (105 d) |
| Loren James Merkle | Principal Securities, Inc. other | Investment Advisors Corp other | Other | Sep 11, 2006 | Jul 8, 2011 (1761 d) |
| George M Jellison | Principal Securities, Inc. other | MML Investors Services, LLC other | Other | Sep 11, 2006 | Oct 18, 2006 (37 d) |
| Thomas Alfred Sawyer | Principal Securities, Inc. other | People'S Securities, Inc. other | Other | Aug 29, 2006 | Dec 15, 2017 (4126 d) |
| Herman Scriven | Principal Securities, Inc. other | Advice And Planning Services other | Other | Aug 4, 2006 | Mar 28, 2008 (602 d) |
| Steven Ryan Miller | Principal Securities, Inc. other | Sei Investments Management Corp other | Other | Jun 28, 2006 | Jul 13, 2007 (380 d) |
| David Frank Tiesma | Principal Securities, Inc. other | Chase Investment Services Corp. other | Other | Jun 22, 2006 | Sep 7, 2007 (442 d) |
| William Nickolas Lefler | Principal Securities, Inc. other | Principal Asset Management other | Other | Jun 20, 2006 | Mar 28, 2025 (6856 d) |
| Connell Joseph Tarr | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 5, 2006 | Jun 11, 2014 (2928 d) |
| Stephanie Ann Stano | Principal Securities, Inc. other | Sagepoint Financial, Inc. other | Other | May 15, 2006 | Jul 17, 2006 (63 d) |
| Bryan Kelley Bracchi | Principal Securities, Inc. other | Commonwealth Financial Network national BD | Other | May 8, 2006 | Feb 8, 2023 (6120 d) |
| Elisa Maria Francis | Principal Securities, Inc. other | Ast Investment Services, Inc. other | Other | May 1, 2006 | May 12, 2006 |
| John Kenneth Harada | Principal Securities, Inc. other | Commerce Wealth Advisers, LLC other | Other | Apr 3, 2006 | Nov 9, 2007 (585 d) |
| Jesse William Burr | Principal Securities, Inc. other | Scottrade Investment Management other | Other | Apr 3, 2006 | Jul 11, 2017 (4117 d) |
| James Baldwin Burner | Principal Securities, Inc. other | Edward Jones national BD | Other | Mar 6, 2006 | Nov 28, 2006 (267 d) |
| Michael Charles Hoffman | Principal Securities, Inc. other | Sunset Financial Services, Inc. other | Other | Mar 3, 2006 | Mar 7, 2006 |
| Brooks Eugene Stahlnecker | Principal Securities, Inc. other | Mutual Service Corporation unclassified | Other | Feb 1, 2006 | Feb 2, 2006 |
| Paul Steven Elkind | Principal Securities, Inc. other | Equitable Advisors, LLC national BD | Other | Feb 1, 2006 | Jul 18, 2006 (167 d) |
| Colin Welton | Principal Securities, Inc. other | MML Investors Services, LLC other | Other | Jan 26, 2006 | Apr 22, 2006 (86 d) |
| Christopher James Basse | Principal Securities, Inc. other | Voya Financial Advisors, Inc. other | Other | Jan 19, 2006 | Mar 10, 2006 (50 d) |
| Carol Butler Holm | Principal Securities, Inc. other | Centaurus Financial, Inc. other | Other | Jan 12, 2006 | Jan 17, 2006 |
| Kevin Andrew Holt | Principal Securities, Inc. other | Market Street Wealth Management other | Other | Jan 12, 2006 | Jan 4, 2011 (1818 d) |
| Robert James Wassel | Principal Securities, Inc. other | Ojm Group, LLC other | Other | Dec 31, 2005 | Jan 11, 2005 |
| Mark Meloro | Principal Securities, Inc. other | Market Street Wealth Management other | Other | Dec 8, 2005 | Nov 18, 2010 (1806 d) |
| Timothy Lee Chafin | Principal Securities, Inc. other | Brecek & Young Advisors, Inc. other | Other | Dec 2, 2005 | Dec 2, 2005 |
| Christopher Richardson | Principal Securities, Inc. other | Spc other | Other | Nov 7, 2005 | Nov 7, 2005 |
| Charles Steven Hammond | Principal Securities, Inc. other | Spc other | Other | Nov 7, 2005 | Nov 7, 2005 |
| Edmund Alan Fortier | Principal Securities, Inc. other | Securian Financial Services, Inc. other | Other | Oct 24, 2005 | Nov 14, 2005 |
| Joseph Wayne Turner | Principal Securities, Inc. other | Strongtower Financial, Inc. unclassified | Other | Oct 19, 2005 | Feb 27, 2007 (496 d) |
| Michael Scott Allison | Principal Securities, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 7, 2005 | Oct 12, 2005 |
| Tallie O'Vivian Young | Principal Securities, Inc. other | Carillon Investments, Inc. unclassified | Other | Oct 4, 2005 | Oct 20, 2005 |
| Glenn Arthur Jensen | Principal Securities, Inc. other | New England Retirement Consultants, LLC other | Other | Sep 14, 2005 | Aug 28, 2006 (348 d) |
| Tracy B Hummel | Principal Securities, Inc. other | John Hancock Investment Management LLC other | Other | Aug 15, 2005 | Dec 22, 2008 (1225 d) |
| Jay Thomas Harbison | Principal Securities, Inc. other | Spc other | Other | Aug 8, 2005 | Jun 14, 2006 (310 d) |
| Andrew Thomas Turcotte | Principal Securities, Inc. other | LPL Financial LLC other | Other | Jul 18, 2005 | Nov 8, 2005 (113 d) |
| Stuart Wally Blankenship | Principal Securities, Inc. other | New England Securities Corporation other | Other | Jun 30, 2005 | Nov 8, 2007 (861 d) |
| Lemuel Weyher Kornegay | Principal Securities, Inc. other | Money Concepts Advisory Service other | Other | Jun 20, 2005 | Jun 3, 2005 |