DFX Intelligence
Advisor moves
Departures from B. Riley Wealth Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
474 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harvey I Spira | B. Riley Wealth Advisors, Inc. BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2020 | Jun 1, 2020 |
| Jessie A Ledesma | B. Riley Wealth Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2020 | Mar 28, 2022 (658 d) |
| Joseph Arthur Lloyd | B. Riley Wealth Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 26, 2020 |
| Bruce A Garber | B. Riley Wealth Advisors, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2020 | Apr 7, 2020 |
| Michael Cyrus Timchula | B. Riley Wealth Advisors, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Sep 27, 2021 (600 d) |
| Carole Enisman | B. Riley Wealth Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Dec 16, 2019 |
| Barbra Robin Shaffer | B. Riley Wealth Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Dec 13, 2019 |
| Evan M Enisman | B. Riley Wealth Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Dec 16, 2019 |
| Kyle Austin Knopp | B. Riley Wealth Advisors, Inc. BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2019 | Jan 9, 2020 |
| Lisa Beth Sherman | B. Riley Wealth Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2019 | Nov 22, 2019 |
| Yousef Jamal Abuhakmeh | B. Riley Wealth Advisors, Inc. BD affiliated | I3 Investment Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 25, 2019 | Feb 8, 2022 (806 d) |
| Kevin Christopher Griffin | B. Riley Wealth Advisors, Inc. BD affiliated | I3 Investment Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2019 | Feb 8, 2022 (809 d) |
| Brian Michael Thornton | B. Riley Wealth Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2019 | Jun 29, 2023 (1346 d) |
| Andrew Austin Sirvis | B. Riley Wealth Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2019 | Jun 29, 2023 (1346 d) |
| Robert William Forrester | B. Riley Wealth Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2019 | Jun 29, 2023 (1346 d) |
| Jeanne M Gagliardi | B. Riley Wealth Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Nov 13, 2019 |
| John Andrew Gottwald | B. Riley Wealth Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2019 | Oct 14, 2019 |
| Joseph James Cina | B. Riley Wealth Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Oct 11, 2019 (46 d) |
| Scott A Johnson | B. Riley Wealth Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2019 | Jun 4, 2019 |
| John Kenneth Palmer | B. Riley Wealth Advisors, Inc. BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Jun 4, 2019 (41 d) |
| Joseph A Gileno | B. Riley Wealth Advisors, Inc. BD affiliated | Sovereign Global Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 17, 2019 | Apr 29, 2019 |
| Greg O. Bitter | B. Riley Wealth Advisors, Inc. BD affiliated | Hawke Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 28, 2019 | Jun 26, 2019 (90 d) |
| Jason Steven Hawke | B. Riley Wealth Advisors, Inc. BD affiliated | Hawke Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2019 | Sep 1, 2019 (158 d) |
| Tony Kang | B. Riley Wealth Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 15, 2019 |
| Jamie Goldgrub | B. Riley Wealth Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2019 | Apr 2, 2019 |
| Kurt Stein | B. Riley Wealth Advisors, Inc. BD affiliated | Quint Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2019 | Jul 26, 2019 (128 d) |
| William Jay Pearlman | B. Riley Wealth Advisors, Inc. BD affiliated | Aldemar Research Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2019 | Jan 21, 2021 (694 d) |
| Craig Thomas Bisagna | B. Riley Wealth Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 15, 2019 |
| Aldain Christopher Beam | B. Riley Wealth Advisors, Inc. BD affiliated | Dunamis Capital Consulting, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2018 | Jan 3, 2025 (2205 d) |
| Matthew Stephen Marchak | B. Riley Wealth Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2018 | Jan 8, 2019 |
| Cameron Pierce Ressetar | B. Riley Wealth Advisors, Inc. BD affiliated | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Dec 6, 2018 |
| Christopher Thomas Ruggiero | B. Riley Wealth Advisors, Inc. BD affiliated | Ruggiero Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2018 | May 18, 2025 (2419 d) |
| Shkira Singh | B. Riley Wealth Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 | Sep 14, 2020 (725 d) |
| Robert A Claros | B. Riley Wealth Advisors, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 | Feb 3, 2020 (501 d) |
| Arielle Koganski | B. Riley Wealth Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2018 | Mar 18, 2021 (911 d) |
| Brett Liberman | B. Riley Wealth Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2018 | Aug 20, 2018 |
| James Christopher Hirst | B. Riley Wealth Advisors, Inc. BD affiliated | Prime Capital Financial other | Other | Aug 1, 2018 | Oct 16, 2018 (76 d) |
| Eleftherios Aris | B. Riley Wealth Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | May 28, 2020 (689 d) |
| Joseph Napolitano | B. Riley Wealth Advisors, Inc. BD affiliated | First Standard Financial Advisory unclassified | Other | Jun 1, 2018 | Aug 22, 2018 (82 d) |
| Ralph Brian Marra | B. Riley Wealth Advisors, Inc. BD affiliated | Carter Ridge Strategic Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 12, 2018 | May 12, 2023 (1887 d) |
| John Paul Naudo | B. Riley Wealth Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2018 | Jan 28, 2019 (335 d) |
| Paul Martin Walkington | B. Riley Wealth Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2018 | Feb 13, 2018 |
| David Alexander Vileno | B. Riley Wealth Advisors, Inc. BD affiliated | American Portfolios Advisors, Inc other | Other | Jan 24, 2018 | Feb 14, 2018 |
| Hilton Lee Ianniciello | B. Riley Wealth Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2018 | May 14, 2018 (126 d) |
| John Henry Kanouse | B. Riley Wealth Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2017 | Jan 11, 2018 |
| Jeffrey S Kinard | B. Riley Wealth Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2017 | Dec 19, 2017 |
| Eugene George Oleary | B. Riley Wealth Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2017 | Jan 11, 2018 |
| Michelle Adler | B. Riley Wealth Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Dec 4, 2017 | Dec 14, 2017 |
| Victor Jeffrey Larsen | B. Riley Wealth Advisors, Inc. other | Sensus Wealth Management Group LLC state registered | Other | Oct 26, 2017 | Nov 8, 2017 |
| Jordan Jackson | B. Riley Wealth Advisors, Inc. other | Capital Analysts BD affiliated | Other | Oct 16, 2017 | Sep 11, 2019 (695 d) |
| Eric Newman | B. Riley Wealth Advisors, Inc. other | Aegis Capital Corp. other | Other | Sep 29, 2017 | Sep 28, 2017 |
| Marlon E. Somersall | B. Riley Wealth Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 28, 2017 | Oct 10, 2017 |
| Ivan Stephen Sacks | B. Riley Wealth Advisors, Inc. other | Kingsley Advisors, LLC state registered | Other | Sep 27, 2017 | Aug 4, 2015 |
| Steven R Bell | B. Riley Wealth Advisors, Inc. other | Stoever Glass Wealth Management, Inc. other | Other | Jul 28, 2017 | Jul 10, 2017 |
| Debra Lynn Seeley | B. Riley Wealth Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 30, 2017 | Jun 26, 2017 |
| David Sean Rich | B. Riley Wealth Advisors, Inc. other | Gladstone Wealth Partners independent RIA | Other | Jun 2, 2017 | Jun 24, 2020 (1118 d) |
| Kaywan Ghazizadeh | B. Riley Wealth Advisors, Inc. other | Main Street Financial Solutions, LLC other | Other | Jun 2, 2017 | Jun 13, 2017 |
| Jeffrey William Hanretty | B. Riley Wealth Advisors, Inc. other | Lifemark Securities Corp. BD affiliated | Other | May 19, 2017 | Aug 23, 2021 (1557 d) |
| Jason Z. Gopen | B. Riley Wealth Advisors, Inc. other | Capital One Advisors, LLC other | Other | May 3, 2017 | May 10, 2017 |
| Daniel Joseph Ripley | B. Riley Wealth Advisors, Inc. other | Ibn Financial Services, Inc other | Other | Apr 28, 2017 | Oct 12, 2017 (167 d) |