DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J P Turner & Company Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel I Forbes	J P Turner & Company Capital Management, LLC other	Triad Advisors, LLC other	Other	Mar 6, 2015	Apr 1, 2015
Ryan Jonathan Sherer	J P Turner & Company Capital Management, LLC other	Scf Investment Advisors, Inc. other	Other	Feb 6, 2015	Feb 2, 2015
Timothy John Sherer	J P Turner & Company Capital Management, LLC other	Scf Investment Advisors, Inc. other	Other	Feb 6, 2015	Feb 3, 2015
Hubert Lyle	J P Turner & Company Capital Management, LLC other	Transamerica Financial Advisors, LLC other	Other	Jan 6, 2015	Feb 16, 2015 (41 d)
Steven Russel Dietz	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Dec 15, 2014	Jan 22, 2015 (38 d)
Sean Michael Burr	J P Turner & Company Capital Management, LLC other	J. W. Cole Advisors, Inc. other	Other	Aug 8, 2014	Aug 1, 2014
Alvin Kenneth Smith	J P Turner & Company Capital Management, LLC other	Silver Oak Securities, Inc. other	Other	Jul 5, 2014	Jun 2, 2014
Eric Matthew Marvin	J P Turner & Company Capital Management, LLC other	M&M Wealth Management, LLC state registered	Other	Jun 20, 2014	Jul 21, 2014 (31 d)
Guiseppi John Morabito	J P Turner & Company Capital Management, LLC other	M&M Wealth Management, LLC state registered	Other	Jun 20, 2014	Jul 21, 2014 (31 d)
Anthony Richard Joslin	J P Turner & Company Capital Management, LLC other	Garden State Investment Advisory Services, LLC other	Other	Mar 13, 2014	Mar 25, 2014
Wilfred Bruce Cuthbert	J P Turner & Company Capital Management, LLC other	E*Trade Capital Management, LLC independent RIA	Other	Dec 10, 2013	May 4, 2018 (1606 d)
Diane Marie Aurelio	J P Turner & Company Capital Management, LLC other	Transamerica Retirement Advisors, LLC BD affiliated	Other	Dec 5, 2013	Nov 9, 2022 (3261 d)
Jeffrey Carl Ingersoll	J P Turner & Company Capital Management, LLC other	Knox Capital Advisors, LLC other	Other	Nov 27, 2013	Dec 20, 2013
Eduardo Rafael Iniguez	J P Turner & Company Capital Management, LLC other	Integrity Alliance, LLC other	Other	Oct 17, 2013	Nov 5, 2013
Robert J Young	J P Turner & Company Capital Management, LLC other	Robert J Young state registered	Other	Jul 16, 2013	May 20, 2013
Bart P Cutino	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Jul 8, 2013	Jul 16, 2013
Paul Philip Anderson	J P Turner & Company Capital Management, LLC other	Advice And Planning Services BD affiliated	Other	Jun 18, 2013	May 25, 2021 (2898 d)
Royce Ryan Running	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	May 13, 2013	May 6, 2013
Jonathan Ho Wang	J P Turner & Company Capital Management, LLC other	Equitable Advisors, LLC national BD	Other	Apr 19, 2013	May 7, 2013
Richard Lawrence Stokes	J P Turner & Company Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Apr 4, 2013	Apr 15, 2013
Kevin Patrick Saia	J P Turner & Company Capital Management, LLC other	Calton & Associates, Inc. other	Other	Mar 22, 2013	Mar 15, 2013
Jeremy David Kees	J P Turner & Company Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 26, 2012	Dec 21, 2012
Larry Joseph Michaels	J P Turner & Company Capital Management, LLC other	Crown Capital Securities, L.P. other	Other	Oct 22, 2012	Oct 16, 2012
Gwendolyn Sue O'Connell	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 9, 2012	Oct 1, 2012
Antan R Wilson	J P Turner & Company Capital Management, LLC other	Cape Investment Advisory, Inc. other	Other	Oct 3, 2012	Nov 9, 2012 (37 d)
Mark Andrew Wiacek	J P Turner & Company Capital Management, LLC other	Concorde Asset Management, LLC other	Other	Aug 30, 2012	Oct 1, 2013 (397 d)
Michael David Roberts	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Jul 19, 2012	Jul 16, 2012
Lee Bishop Hudson	J P Turner & Company Capital Management, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jul 16, 2012	Jul 13, 2012
Christopher Joseph Urso	J P Turner & Company Capital Management, LLC other	Cuso Financial Services, L.P. other	Other	Jul 3, 2012	Jul 5, 2012
Brandon William Boyd	J P Turner & Company Capital Management, LLC other	Crown Capital Securities, L.P. other	Other	Jun 18, 2012	May 18, 2012
Gregory Scott Young	J P Turner & Company Capital Management, LLC other	Voya Financial Advisors, Inc. other	Other	May 18, 2012	May 30, 2012
Joanna Correa	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 5, 2011	Oct 16, 2012 (377 d)
Peter Kevin Johnson	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 21, 2011
Dennis Rodney Wood	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 19, 2011
Warren Steinborn	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 19, 2011
Stuart Craig Chamberlin	J P Turner & Company Capital Management, LLC other	Asset & Financial Planning, Ltd other	Other	Aug 18, 2011	Nov 9, 2011 (83 d)
Scott Martin Bresky	J P Turner & Company Capital Management, LLC other	World Advisory Services other	Other	Aug 16, 2011	Aug 17, 2011
Jason Steven Hawke	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Aug 2, 2011	Dec 15, 2011 (135 d)
Jeremy Gove	J P Turner & Company Capital Management, LLC other	Sca other	Other	Mar 3, 2011	Feb 17, 2011
Karen Meyer Holland	J P Turner & Company Capital Management, LLC other	Kalos Management other	Other	Nov 8, 2010	Oct 28, 2010
Kenneth Stephen Blazick	J P Turner & Company Capital Management, LLC other	Osaic Fa, Inc. other	Other	Oct 27, 2010	Sep 29, 2010
David Warren Tate	J P Turner & Company Capital Management, LLC other	Questar Asset Management, Inc. other	Other	Oct 12, 2010	Oct 20, 2010
Lowell Charles Crabb	J P Turner & Company Capital Management, LLC other	Questar Asset Management, Inc. other	Other	Oct 12, 2010	Nov 8, 2010
Michael J. O'Callaghan	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Aug 20, 2010	Feb 15, 2011 (179 d)
Joshua H Kimbrough	J P Turner & Company Capital Management, LLC other	Td Ameritrade Investment Management, LLC other	Other	Aug 11, 2010	Dec 7, 2010 (118 d)
Kurt Enoch Chase	J P Turner & Company Capital Management, LLC other	Cetera Investment Services LLC other	Other	Jun 30, 2010	Jun 7, 2010
John Kenneth Palmer	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 29, 2010	Jun 15, 2010
Eugene Levit	J P Turner & Company Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	May 28, 2010	Apr 12, 2012 (685 d)
Kevin Michael Hurley	J P Turner & Company Capital Management, LLC other	Hurley Investments, LLC state registered	Other	May 13, 2010	Jun 1, 2010
Michael David Isaac	J P Turner & Company Capital Management, LLC other	Stadion Money Management, LLC other	Other	Apr 26, 2010	Aug 4, 2010 (100 d)
Roger Lee Thompson	J P Turner & Company Capital Management, LLC other	Anderson & Strudwick, Incorporated other	Other	Apr 15, 2010	Apr 26, 2010
Alexander Zinger	J P Turner & Company Capital Management, LLC other	Independent Financial Group, LLC other	Other	Apr 6, 2010	Apr 10, 2017 (2561 d)
Shawn Michael Bragdon	J P Turner & Company Capital Management, LLC other	Osaic Fs, Inc. other	Other	Mar 24, 2010	Apr 14, 2010
Philip Dunwoody Cox	J P Turner & Company Capital Management, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 15, 2010	Apr 1, 2010
John Joseph Kostic	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 24, 2009	Jul 21, 2009
Dennis Workman Ferguson	J P Turner & Company Capital Management, LLC other	On Investment Management Co other	Other	Jun 16, 2009	Jun 10, 2009
Michael Vincent Milillo	J P Turner & Company Capital Management, LLC other	Fmsi Advisers other	Other	Oct 17, 2008	Oct 17, 2008
Roger Joel Conde	J P Turner & Company Capital Management, LLC other	Npb Financial Group, LLC other	Other	Apr 2, 2008	Apr 1, 2008
Paul William Murphy	J P Turner & Company Capital Management, LLC other	Newport Coast Asset Management other	Other	Mar 11, 2008	Mar 7, 2008
Gary Frank Klaric	J P Turner & Company Capital Management, LLC other	Voya Financial Advisors, Inc. other	Other	Oct 6, 2005	Oct 14, 2005

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120 moves match.