DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ssn Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Dennis BivenSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Paul Raymond TingleySsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Oct 25, 2018 (32 d)
Larry Jay MossSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 27, 2018
Jack Burton SpencerSsn Advisory, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2018Sep 21, 2018
Grant Mitchell SchrockSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Sean Tyler BivenSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Joanna R HabeggerSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2018Sep 21, 2018
Scott R MillerSsn Advisory, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2018Sep 14, 2018
Patrick James WeyerSsn Advisory, Inc. BD affiliatedLandaas & Company independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2018May 1, 2018
Suzanne WheelerSsn Advisory, Inc. otherRealta Investment Advisors, Inc independent RIAOtherJan 23, 2018Feb 22, 2018
Patrick KeenSsn Advisory, Inc. otherPrairie Rivers Investments, LLC no RAUMOtherDec 31, 2017Jun 27, 2017
Ronald Bryan SultzbachSsn Advisory, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2017Jan 5, 2018
Kyle Nathaniel DishongSsn Advisory, Inc. otherPrairie Rivers Investments, LLC no RAUMOtherDec 31, 2017Jun 27, 2017
Ryan Clayton KeenSsn Advisory, Inc. otherPrairie Rivers Investments, LLC no RAUMOtherDec 31, 2017Jun 27, 2017
Eric Gustav StromSsn Advisory, Inc. otherAnnex Wealth Management, LLC otherOtherDec 11, 2017Jan 29, 2018 (49 d)
Marian F GeoheganSsn Advisory, Inc. otherIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Aaron Matthew BuckSsn Advisory, Inc. otherIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Amy Christine SchroederSsn Advisory, Inc. otherScottrade Investment Management otherOtherJul 17, 2017Aug 3, 2017
David Ryan ShoberSsn Advisory, Inc. otherWoodbury Financial Services, Inc. otherOtherJun 21, 2017Jul 17, 2017
Ronald Daniel SklarSsn Advisory, Inc. otherSkg Capital Advisors, LLC independent RIAOtherMay 11, 2017Apr 13, 2017
Saxon Thomas KnightSsn Advisory, Inc. otherSkg Capital Advisors, LLC independent RIAOtherMay 11, 2017Apr 17, 2017
Joel Fort HarrisSsn Advisory, Inc. otherHarris Consulting independent RIAOtherApr 24, 2017May 17, 2017
Lori Ann MckellarSsn Advisory, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 24, 2017Apr 19, 2017
Robert J SandSsn Advisory, Inc. otherTriumph Wealth Advisors, Inc. otherOtherFeb 9, 2017Feb 10, 2017
Melissa Nicole OsikaSsn Advisory, Inc. otherHerr Capital Management LLC state registeredOtherDec 31, 2016Jan 4, 2017
Shawn David StitesSsn Advisory, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 18, 2016Oct 13, 2016
Denice Joy NelsonSsn Advisory, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 14, 2016Nov 28, 2016
Brian Keith DennisSsn Advisory, Inc. otherHorter Investment Management, LLC otherOtherOct 31, 2016Nov 4, 2016
Marshall Holt GilmanSsn Advisory, Inc. otherForesight Wealth Management, LLC independent RIAOtherSep 7, 2016Mar 20, 2021 (1655 d)
Steven Craig ConnersSsn Advisory, Inc. otherCorecap Advisors otherOtherAug 31, 2016Sep 14, 2016
Jan Patrick LeeSsn Advisory, Inc. otherSpire Wealth Management, LLC otherOtherAug 22, 2016Aug 22, 2016
Ryan ColeSsn Advisory, Inc. otherStrategic Advisers LLC national BDOtherApr 5, 2016Jun 29, 2016 (85 d)
Tim Eugene WardSsn Advisory, Inc. otherOn Investment Management Co otherOtherMar 2, 2016Mar 2, 2016
Daniel P JohnsonSsn Advisory, Inc. otherForward Thinking Wealth Management state registeredOtherFeb 22, 2016Feb 22, 2016
Kyle Edwin BeveridgeSsn Advisory, Inc. otherTrustmont Advisory Group, Inc. otherOtherFeb 10, 2016Feb 2, 2016
Alex Joseph KulkaSsn Advisory, Inc. otherTrustmont Advisory Group, Inc. otherOtherFeb 1, 2016Feb 2, 2016
Irina Vladimirovna LuethSsn Advisory, Inc. otherWoodbury Financial Services, Inc. otherOtherNov 11, 2015May 5, 2016 (176 d)
Paul Leland KanagoSsn Advisory, Inc. otherAlexander Labrunerie & Co., Inc. otherOtherJun 29, 2015Jul 1, 2015
Jesse Kelin GilesSsn Advisory, Inc. otherCogentblue independent RIAOtherJan 12, 2015Jul 31, 2023 (3122 d)
Stuart Preston VaughnSsn Advisory, Inc. otherQuestar Asset Management, Inc. otherOtherJan 7, 2015Jan 8, 2015
James Daniel LongeSsn Advisory, Inc. otherLPL Financial LLC otherOtherDec 15, 2014Jan 8, 2015
David Matthew WebbSsn Advisory, Inc. otherCharles Schwab & Co., Inc. national BDOtherAug 22, 2014May 4, 2016 (621 d)
Benjamin Todd GlennSsn Advisory, Inc. otherCreative Financial Designs, Inc. otherOtherAug 12, 2014Aug 12, 2014
Thomas Joseph HakeSsn Advisory, Inc. otherWells Fargo Advisors wirehouseOtherMar 11, 2014Mar 17, 2014
Roger Lee FlueckigerSsn Advisory, Inc. otherThurston Springer Financial otherOtherFeb 21, 2014Feb 26, 2014
Paul Henri PoulinSsn Advisory, Inc. otherWells Fargo Advisors wirehouseOtherJan 30, 2014Jan 29, 2014
Ravi Benjamin KahanSsn Advisory, Inc. otherQuestar Asset Management, Inc. otherOtherDec 19, 2013Dec 23, 2013
Samuel A JulianSsn Advisory, Inc. otherAusdal Financial Partners, Inc. otherOtherSep 30, 2013Sep 30, 2013
Vernon James HenrySsn Advisory, Inc. otherGwn Securities Inc. otherOtherSep 10, 2013Sep 9, 2013
Gina Renee JohnstonSsn Advisory, Inc. otherLPL Financial LLC otherOtherAug 21, 2013Aug 29, 2013
Cheryl Lynn MccarthySsn Advisory, Inc. otherCommoncents Wealth Advisors, LLC state registeredOtherAug 6, 2013Oct 15, 2024 (4088 d)
Eric John ZebrauskasSsn Advisory, Inc. otherSummit Financial Group Inc otherOtherApr 15, 2013Apr 26, 2013
Daniel Gerard GillilandSsn Advisory, Inc. otherOsaic Fa, Inc. otherOtherJan 14, 2013Jan 11, 2013
Charles John PotterSsn Advisory, Inc. otherSimple Wealth LLC state registeredOtherJan 2, 2013Aug 24, 2011
Joshua John PotterSsn Advisory, Inc. otherSimple Wealth LLC state registeredOtherJan 2, 2013Aug 24, 2011
David Randall WattenbargerSsn Advisory, Inc. otherDrw Financial state registeredOtherNov 19, 2012Jan 24, 2013 (66 d)
Seth David TimmerSsn Advisory, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherOct 26, 2012Mar 21, 2024 (4164 d)
D. Brent FennemaSsn Advisory, Inc. otherSea Financial Advisor Group, LLC unclassifiedOtherOct 22, 2012Apr 12, 2013 (172 d)
John Anthony FaggioSsn Advisory, Inc. otherBestgate Wealth Advisors, LLC independent RIAOtherOct 1, 2012Sep 19, 2019 (2544 d)
Charles B HagelSsn Advisory, Inc. otherVoya Financial Partners, LLC otherOtherMay 14, 2012Jul 31, 2012 (78 d)
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188 moves match.