DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,158 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel B Geehan | Cambridge Investment Research Advisors, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Apr 7, 2022 |
| Michael Allen Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Apr 8, 2022 |
| Mark Andrew Kovacs | Cambridge Investment Research Advisors, Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Mar 31, 2022 |
| James Nicholas Jackson | Cambridge Investment Research Advisors, Inc. BD affiliated | Collective Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 30, 2022 | Aug 25, 2022 (148 d) |
| Katrina Roxanne Jackson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2022 | Apr 1, 2022 |
| Darien Scott Vvenker | Cambridge Investment Research Advisors, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Aug 29, 2022 (159 d) |
| Jerry Mark King | Cambridge Investment Research Advisors, Inc. BD affiliated | The Financial Resource Center no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2022 | Dec 16, 2021 |
| Carol Jean Lane | Cambridge Investment Research Advisors, Inc. BD affiliated | The Financial Resource Center no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2022 | Dec 16, 2021 |
| Evan Tyler Lane | Cambridge Investment Research Advisors, Inc. BD affiliated | The Financial Resource Center no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2022 | Dec 16, 2021 |
| Scott Michael Lippa | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 14, 2022 | Mar 8, 2022 |
| Peter F Wagner | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Mar 8, 2022 |
| Tanner James Leister | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Jan 4, 2023 (299 d) |
| Douglas Allen | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Feb 23, 2022 |
| Arthur J Nietling | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Mar 25, 2022 |
| Daniel D Murphy | Cambridge Investment Research Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Feb 17, 2022 |
| Laura A. Goodman | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Mar 23, 2022 |
| Heidi R Reyes | Cambridge Investment Research Advisors, Inc. BD affiliated | Alden Investment Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2022 | Feb 16, 2022 |
| Carlie Jane Ransom | Cambridge Investment Research Advisors, Inc. BD affiliated | Equal Path Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 22, 2022 | Jan 12, 2024 (689 d) |
| John Leo Chiappetta | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Jun 29, 2023 (500 d) |
| Scott Douglass Sutherland | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Jan 25, 2022 |
| Mckensey Anne Bainbridge | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 18, 2022 |
| Jasper Elwood Mallard | Cambridge Investment Research Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2022 | Mar 16, 2022 (36 d) |
| Phillip M Garey | Cambridge Investment Research Advisors, Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Jan 18, 2022 |
| Ryan Papp | Cambridge Investment Research Advisors, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 14, 2022 |
| Andrew Austin Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 10, 2022 |
| Grace Ann Suphan | Cambridge Investment Research Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 2, 2022 | Feb 7, 2022 |
| Kelsey L Brooks | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2022 | Mar 7, 2022 (33 d) |
| Yezmin Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | Plancorp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2022 | Mar 10, 2022 (36 d) |
| John Stephen Pronovost | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 26, 2021 |
| Paul Joseph Rowe | Cambridge Investment Research Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 5, 2022 |
| Hayden Scott Peterson | Cambridge Investment Research Advisors, Inc. BD affiliated | Cross Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Jan 26, 2022 |
| Andrew Joseph Black | Cambridge Investment Research Advisors, Inc. BD affiliated | Lineweaver Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Mar 25, 2022 (59 d) |
| Luke Thomas Mokma | Cambridge Investment Research Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Oct 17, 2022 (265 d) |
| Peter Hexter Riskind | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2022 | Jan 13, 2022 |
| Alejandra Escobedo | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2022 | Apr 22, 2022 (105 d) |
| Lori Hatcher Bishop | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliance Wealth Management Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Aug 18, 2021 |
| Patrick Neal Clark | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliance Wealth Management Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Aug 18, 2021 |
| Michael Bryant Bishop | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliance Wealth Management Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Aug 18, 2021 |
| Aaron Locke Hobart | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 15, 2022 (46 d) |
| Kayla Loree Hebb | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Sep 11, 2026 (1715 d) |
| Michael Coy Lawson | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliance Wealth Management Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Aug 18, 2021 |
| Becky Sue Weyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 10, 2022 |
| Kristyn Danielle Bullard | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliance Wealth Management Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Aug 18, 2021 |
| Emma Inola Foulkes | Cambridge Investment Research Advisors, Inc. BD affiliated | Collective Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2021 | Dec 2, 2021 |
| Shardea Maria Ages | Cambridge Investment Research Advisors, Inc. BD affiliated | Collective Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2021 | Dec 2, 2021 |
| Christopher Adam Glatz | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 16, 2021 |
| Jon Anthony Hoyle | Cambridge Investment Research Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 21, 2021 | Jan 10, 2022 |
| Darci Cloutier-Ham | Cambridge Investment Research Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 21, 2021 |
| Diane Louise Hall | Cambridge Investment Research Advisors, Inc. BD affiliated | Smarter Financial Solutions unclassified | Other | Dec 17, 2021 | Jan 6, 2022 |
| Michael James Del Re | Cambridge Investment Research Advisors, Inc. BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Dec 3, 2021 |
| Robert Peter Lareau | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 1, 2021 |
| Jeffrey Ryan Waters | Cambridge Investment Research Advisors, Inc. BD affiliated | Carsonallaria Wealth Management, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Nov 12, 2021 |
| Jammie Lee Lowe | Cambridge Investment Research Advisors, Inc. BD affiliated | Bws Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 7, 2021 | Nov 4, 2021 |
| Jennifer Diane Baker | Cambridge Investment Research Advisors, Inc. BD affiliated | Bws Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 7, 2021 | Oct 30, 2021 |
| Owen W Bregman | Cambridge Investment Research Advisors, Inc. BD affiliated | Essex Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Feb 28, 2022 (87 d) |
| Alexia L Ball | Cambridge Investment Research Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Nov 24, 2021 |
| Denise Michelle Zapata | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 5, 2021 |
| William Joseph Reiner | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 15, 2021 |
| Lisa Lynn Lockerman | Cambridge Investment Research Advisors, Inc. BD affiliated | Newport Wealth Strategies, Inc. no RAUM | Other | Nov 23, 2021 | Feb 8, 2012 |
| Manuel Rosas Chavez | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Nov 18, 2021 |