DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Hampton Reuschle | Cambridge Investment Research Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 20, 2025 |
| Craig Weyenberg | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 17, 2025 |
| Jack Zade | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2025 | Nov 17, 2025 |
| Stuart Tracy Winfree | Cambridge Investment Research Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 10, 2025 |
| Richard Paul Mills | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| William Eric Bishoff | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| Adam Edward Bray | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| Cody J Schnipke | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| Christopher Fono | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| Noah Davidson Gayhart | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 13, 2025 |
| Gabriella Carmela Toth | Cambridge Investment Research Advisors, Inc. BD affiliated | Onedigital institutional | Other | Nov 14, 2025 | Jul 7, 2026 (235 d) |
| Jason Lee Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Hub International Investment Services Inc. unclassified | Other | Nov 11, 2025 | Nov 18, 2014 |
| Gabriel M Aufiero | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 13, 2025 |
| Brian Thomas Abbott | Cambridge Investment Research Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 | Oct 9, 2025 |
| William Ralph Fleming | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 31, 2025 |
| Chad Ian Akselrad | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Jun 19, 2026 (228 d) |
| Billy James Gobble | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 24, 2025 |
| Sarah Ann Southworth | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Nov 13, 2025 |
| Joseph John Giangiulio | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Sep 30, 2025 |
| Corbin Kerr Meireis | Cambridge Investment Research Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2025 | Oct 9, 2025 |
| Michael Stein | Cambridge Investment Research Advisors, Inc. BD affiliated | Eggz no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 14, 2025 | Mar 5, 2026 (142 d) |
| Timothy V Wachter | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 3, 2025 |
| Lauren Margaret Berlean | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 14, 2025 |
| David Andrew Jackson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Sep 29, 2025 |
| Shawn Michael Leonard | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 27, 2025 |
| Michael Y. Hatchell | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Sep 30, 2025 |
| Jonathan Galen Neher | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Sep 22, 2025 |
| Laurence Edward Lof | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 22, 2025 |
| Jennifer Ann Denapoli | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2025 | Oct 9, 2025 |
| David Cawley | Cambridge Investment Research Advisors, Inc. BD affiliated | Paraplan Ondemand state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 1, 2025 | May 27, 2026 (238 d) |
| Christopher Mark Deshano | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 22, 2025 |
| John Steven Ruzza | Cambridge Investment Research Advisors, Inc. BD affiliated | Kardia Midwest Family Wealth Counseling, LLC unclassified | Other | Sep 24, 2025 | Jun 13, 2013 |
| Cory James Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 24, 2025 |
| Andrew Lee Mayer | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 25, 2025 |
| Janae D O'Rourke | Cambridge Investment Research Advisors, Inc. BD affiliated | Sym Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Oct 3, 2025 |
| Joel Jeffrey Macyauski | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 25, 2025 |
| Michael Benedict Moloney | Cambridge Investment Research Advisors, Inc. BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 11, 2025 |
| Christopher Michael Kmetz | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 8, 2025 |
| Christopher Michael Dinatale | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 15, 2025 |
| Timothy John Bol | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 15, 2025 |
| Kent Wakefield Mckee | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 8, 2025 |
| Anne Frances Salick | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 8, 2025 |
| Shanna Joelle Reed | Cambridge Investment Research Advisors, Inc. BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Aug 27, 2025 |
| Andres Gomez | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 11, 2025 |
| Alden Emerson Rowe | Cambridge Investment Research Advisors, Inc. BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Aug 27, 2025 |
| Ana Maria Franco | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Oct 21, 2025 (42 d) |
| Lawrence E Wall | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 20, 2025 |
| Robert Joseph Sechrist | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 14, 2025 |
| Jason Lee Kleemeier | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 13, 2025 |
| Jason Matthew Sechrist | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 14, 2025 |
| Michael Kent Tracy | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| Lori A Ripperger | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| Matthew William Foushee | Cambridge Investment Research Advisors, Inc. BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 7, 2025 | Aug 27, 2025 |
| Peter Karl Beneke | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Douglas Marc Abbate | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Joseph John Perri | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Olivier Allain | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Christopher Renna | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Meredith Anne Mussmann | Cambridge Investment Research Advisors, Inc. BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Aug 20, 2025 |
| Darwin Falcon | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
2,158 moves match.