DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Aaron Kory | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2019 | Feb 4, 2019 |
| Marc Andrew Stein | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Jul 17, 2019 |
| Elvis Medica | Cetera Advisor Networks LLC BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2019 | Apr 21, 2020 (279 d) |
| Thomas James Proos | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | Apr 9, 2018 |
| Kenneth Edward Allgood | Cetera Advisor Networks LLC BD affiliated | G. A. Repple & Company BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jan 22, 2020 (191 d) |
| Michael Shane Sullivan | Cetera Advisor Networks LLC BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Nov 2, 2023 (1571 d) |
| Stacy Marlene Paradise | Cetera Advisor Networks LLC BD affiliated | Goldman Sachs & Co. LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2019 | Jun 16, 2022 (1067 d) |
| Kathleen Hogan Fanelli | Cetera Advisor Networks LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2019 | Jan 20, 2025 (2016 d) |
| Christina Pacheco | Cetera Advisor Networks LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2019 | Aug 8, 2019 (34 d) |
| Joseph Paul Nelson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Jul 2, 2019 | Jan 29, 2014 |
| Billie Van Lith | Cetera Advisor Networks LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2019 | May 29, 2019 |
| Dwayne Laverne Grady | Cetera Advisor Networks LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Sep 29, 2023 (1569 d) |
| John Harrison Lindsey | Cetera Advisor Networks LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Jun 10, 2020 (363 d) |
| Caroline Marie Girgis | Cetera Advisor Networks LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Sep 29, 2023 (1569 d) |
| Mark Ulicny | Cetera Advisor Networks LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Sep 29, 2023 (1569 d) |
| Bruce Francis Fitzsimmons | Cetera Advisor Networks LLC BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 13, 2019 | Sep 8, 2023 (1548 d) |
| Brian Matthew Rees | Cetera Advisor Networks LLC BD affiliated | Vantage Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Aug 17, 2018 |
| Richard Evan Thomas | Cetera Advisor Networks LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 5, 2019 |
| Bruce Alfred Bouta | Cetera Advisor Networks LLC BD affiliated | Sb Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 14, 2019 |
| Jodi Rudd | Cetera Advisor Networks LLC BD affiliated | Vicus Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Sep 30, 2019 (118 d) |
| Terra Rose Johnson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | May 29, 2019 | Apr 11, 2016 |
| Donald Raymond Savaglia | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 9, 2019 |
| Timothy Robert Windler | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | May 9, 2019 |
| Crystal Rose Sdano | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | May 9, 2019 |
| Gareth Evan Lintt | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 8, 2019 |
| Joshua Paul Nelson | Cetera Advisor Networks LLC BD affiliated | Keystone Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2019 | Dec 3, 2020 (582 d) |
| Patrick Joseph Moriarty | Cetera Advisor Networks LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2019 | May 16, 2019 |
| Philip Lawton Swann | Cetera Advisor Networks LLC BD affiliated | Well-Planned Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 12, 2019 | Jul 29, 2019 (108 d) |
| Leonard Emil Moulin | Cetera Advisor Networks LLC BD affiliated | Sb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Jan 24, 2019 |
| Jena Elizabeth Schuster | Cetera Advisor Networks LLC BD affiliated | Sb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Nov 20, 2018 |
| Christopher Daniel Thomas | Cetera Advisor Networks LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Apr 3, 2019 |
| Scott Hamilton Briney | Cetera Advisor Networks LLC BD affiliated | Capital Advice, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 28, 2019 | Mar 25, 2019 |
| Mackenzie Stephen Zajec | Cetera Advisor Networks LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 18, 2019 |
| Brady Jake Fuller | Cetera Advisor Networks LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Mar 20, 2019 |
| Muhammad Hussain Khaki | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2019 | Mar 5, 2019 |
| Devin John Potter | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2019 | Mar 4, 2019 |
| Matthew R Donner | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 | Mar 4, 2019 |
| Robert Luis Rivera | Cetera Advisor Networks LLC BD affiliated | Kcd Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2019 | Feb 14, 2019 |
| Ryan T Chester | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Apr 15, 2019 (49 d) |
| Angela Renee Parra-Mcneely | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Mar 21, 2024 (1857 d) |
| Brian Jeffrey Jass | Cetera Advisor Networks LLC BD affiliated | Great Waters Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2019 | Apr 11, 2022 (1147 d) |
| Steven Brian Marks | Cetera Advisor Networks LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 20, 2019 |
| Matthew Michael Darcy | Cetera Advisor Networks LLC BD affiliated | Tyler-Stone Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2019 | Jan 24, 2019 |
| Jessica Lynn Gauerke | Cetera Advisor Networks LLC BD affiliated | Usadvisors Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2019 | Feb 21, 2019 |
| Etsuji Edward Oizumi | Cetera Advisor Networks LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2019 | Feb 12, 2019 |
| Michael Lewis Vanderhoff | Cetera Advisor Networks LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Feb 14, 2019 |
| Curtis Wilcox Lindsay | Cetera Advisor Networks LLC BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 1, 2019 | Sep 11, 2019 (222 d) |
| Timothy Buchanan | Cetera Advisor Networks LLC BD affiliated | Next Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Mar 25, 2019 (53 d) |
| William A Howard | Cetera Advisor Networks LLC BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2019 | Jan 25, 2019 |
| Tamara Walker Snyder | Cetera Advisor Networks LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 23, 2019 | May 23, 2019 (120 d) |
| Kristina Diane Toland | Cetera Advisor Networks LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Mar 27, 2019 (63 d) |
| Thad Robert Dunn | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Jun 7, 2021 (875 d) |
| Renee Ann Michel | Cetera Advisor Networks LLC BD affiliated | Sweeney & Michel, LLC no RAUM | Other | Jan 4, 2019 | Mar 31, 2016 |
| Billy Wayne Clements | Cetera Advisor Networks LLC BD affiliated | Titan Securities unclassified | Other | Dec 31, 2018 | Mar 13, 2019 (72 d) |
| Howard Graham Jones | Cetera Advisor Networks LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 18, 2019 |
| Brian Lee Thorkelson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Dec 31, 2018 | Nov 21, 2016 |
| Tasia Sevilla | Cetera Advisor Networks LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 21, 2019 (52 d) |
| Joseph Daniel Sweeney | Cetera Advisor Networks LLC BD affiliated | Sweeney & Michel, LLC no RAUM | Other | Dec 31, 2018 | Mar 31, 2016 |
| Richard A Ginel | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2018 | Aug 14, 2013 |
| Michele L Martin | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Dec 31, 2018 | Nov 21, 2016 |
1,576 moves match.