DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Dickens | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 14, 2024 |
| Debbie L Rowlands | Key Investment Services LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Jun 7, 2024 (113 d) |
| Vicki Rachelle Kirkpatrick | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 7, 2024 |
| Megan Elizabeth Robbins | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 23, 2024 |
| Joshua Wagner | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 19, 2024 |
| Scott G Weber | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2024 | Jan 12, 2024 |
| William Christian Gabrielsen | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Mar 5, 2024 (57 d) |
| Rodolfo Nava | Key Investment Services LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2024 | Jan 10, 2024 |
| Tennyson Fauver | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2024 | Jan 3, 2024 |
| Sean Housel | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 19, 2023 |
| George L Michalke | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Dec 8, 2023 |
| Thomas James Griffin | Key Investment Services LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 12, 2023 |
| Ryan B Slater | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 28, 2023 |
| Ankit Patel | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Jan 17, 2024 (42 d) |
| Riquelmi G Rodriguez | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2023 | Dec 8, 2023 |
| James P Wyman | Key Investment Services LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 6, 2023 |
| Maria Teresa Hernandez | Key Investment Services LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Dec 7, 2023 |
| Francesco Cosmo Zappoli | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2023 | May 11, 2022 |
| Sylvia Rheker | Key Investment Services LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Oct 25, 2023 |
| Carmine Rae Lafleur | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 20, 2023 |
| Vincent Charles Donato | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Nov 3, 2023 |
| Kristian R. Carlson | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Dec 5, 2023 (43 d) |
| Brian Michael Tammaro | Key Investment Services LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Sep 29, 2023 |
| Tyler Resch | Key Investment Services LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 27, 2023 |
| Barbara Jean Pal | Key Investment Services LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Sep 7, 2023 |
| Nicholas Paul Cosentino | Key Investment Services LLC BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Sep 12, 2023 |
| Nadia Sajovie | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 12, 2023 |
| Mark Edward Davies | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 8, 2023 |
| Brian Lafata | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 29, 2023 |
| Emily Grace Coudriet | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 29, 2023 |
| Carolyn R Barnaba | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 19, 2023 |
| Tyler Tait | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2023 | Aug 25, 2023 |
| Aaron Robert Jetton | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Aug 10, 2023 |
| Jason Jon Dixon | Key Investment Services LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Oct 2, 2023 (63 d) |
| Christopher Michael Belmont | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 20, 2023 |
| Aaron Matthew Nelson | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 6, 2023 |
| Philip Michael Napolitano | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jul 18, 2023 |
| Nicholas James Wolf | Key Investment Services LLC BD affiliated | Manhattan West Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 11, 2023 |
| Jeremy James Falcone | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 11, 2023 |
| Christopher Joseph Dwyer | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2023 | Jun 16, 2023 |
| Min Jong Sul | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 15, 2023 |
| Angela Kay Mitzel Saladis | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 15, 2023 |
| Kevin C Kluge | Key Investment Services LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 21, 2024 (378 d) |
| Paige Wilcox | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2023 | Jun 28, 2023 |
| Kristy Alayne Lash | Key Investment Services LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 | May 16, 2023 |
| Bianca Marcellino | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | May 8, 2023 |
| William Bernardi | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | May 10, 2023 |
| Donna Maria Stewart | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | May 4, 2023 |
| Jeffrey David Shrives | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Apr 6, 2023 |
| Brian Self | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Mar 15, 2023 |
| Chris Talpas | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Mar 15, 2023 |
| Michael Thomas Smedley | Key Investment Services LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Mar 1, 2023 |
| Rachel Freyre | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2023 | Feb 16, 2023 |
| Keianna Watt | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Apr 14, 2023 (66 d) |
| Krista Deann Wittmaack | Key Investment Services LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Mar 2, 2023 (35 d) |
| Emily Elizabeth Ferguson | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Mar 19, 2024 (424 d) |
| John Richard Kiger | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2023 | Jan 6, 2023 |
| Eric Wade Hudson | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2022 | Dec 9, 2022 |
| Patrick Sanford Mullins | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2022 | Dec 2, 2022 |
| Rachel Lee Torres | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2022 | Nov 4, 2022 |
599 moves match.