DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Secure Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Joseph Macphee | Secure Investment Management, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | Aug 14, 2026 | Jul 21, 2026 |
| Joseph Michael Alcon | Secure Investment Management, LLC independent RIA | Knights Of Columbus Asset Advisors LLC institutional | Other | Jul 6, 2026 | Sep 14, 2026 (70 d) |
| Stephen Quentin Glenn Mehr | Secure Investment Management, LLC independent RIA | Forthright Capital independent RIA | RIA to RIA | Jun 25, 2026 | Jul 20, 2026 |
| James Ruwe | Secure Investment Management, LLC independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jun 1, 2026 | Aug 5, 2026 (65 d) |
| Mitchell Monson | Secure Investment Management, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2026 | May 1, 2026 |
| Abhimanyu Vinayek | Secure Investment Management, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | Mar 13, 2026 |
| Eduardo Margarito Martinez | Secure Investment Management, LLC independent RIA | Forefront independent RIA | RIA to RIA | Feb 23, 2026 | Sep 3, 2026 (192 d) |
| Eric N Schoonover | Secure Investment Management, LLC independent RIA | Altitude Capital Management LLC independent RIA | RIA to RIA | Dec 8, 2025 | Jun 24, 2026 (198 d) |
| Enrique Francia | Secure Investment Management, LLC independent RIA | State Farm Investment Management Corp. asset manager | Other | Aug 26, 2025 | Dec 9, 2025 (105 d) |
| Jack Edward Schulte | Secure Investment Management, LLC independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 12, 2025 | Apr 16, 2026 (247 d) |
| Julian Carter Driver | Secure Investment Management, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2025 | Jan 26, 2026 (199 d) |
| Guillermo Alberto Silesky | Secure Investment Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jun 20, 2025 | Sep 10, 2025 (82 d) |
| Rebecca Cross | Secure Investment Management, LLC independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Jan 1, 2026 (199 d) |
| Angelica Roxas | Secure Investment Management, LLC independent RIA | Brookwood Investment Group independent RIA | RIA to RIA | Apr 22, 2025 | Mar 25, 2026 (337 d) |
| Tyler David Shumaker | Secure Investment Management, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2025 | May 5, 2025 |
| Turill Anthony Engelman | Secure Investment Management, LLC independent RIA | LPL Enterprise, LLC no RAUM | RIA to a newly registered adviser | Apr 22, 2025 | Nov 29, 2024 |
| Spencer Schreiber Miller | Secure Investment Management, LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Apr 14, 2025 | Jun 5, 2025 (52 d) |
| Jason Purvis | Secure Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Mar 5, 2025 | Mar 20, 2025 |
| Fernan E Lopez | Secure Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2024 | Dec 4, 2024 (82 d) |
| Ryan Andrew Berkowitz | Secure Investment Management, LLC independent RIA | Forthright Capital independent RIA | RIA to RIA | Jul 5, 2024 | Apr 29, 2024 |
| Yvette Spillman | Secure Investment Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 14, 2024 | May 23, 2024 (70 d) |
| Kelley Eugene Velasquez | Secure Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Nov 6, 2023 | Apr 18, 2023 |
| Mario P Dela Cerna | Secure Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Sep 15, 2023 | Oct 10, 2023 |
| Roman Lara | Secure Investment Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Jul 19, 2024 (352 d) |
| Bart Andrew Newman | Secure Investment Management, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Sep 15, 2022 | Oct 13, 2022 |
| John Timothy Keefe | Secure Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Jul 27, 2022 | May 28, 2020 |
| Ivan Obra Mattox | Secure Investment Management, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 3, 2021 | Nov 3, 2021 (153 d) |
| Kevin Lee Hocker | Secure Investment Management, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jun 3, 2021 | May 12, 2021 |
| Mildred Patubo | Secure Investment Management, LLC independent RIA | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 12, 2021 | Jun 23, 2021 (42 d) |
| Mark Andrew Young | Secure Investment Management, LLC independent RIA | Exodus Wealth, LLC independent RIA | RIA to RIA | Apr 28, 2021 | Mar 16, 2020 |
| Andres Javier Cota | Secure Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Feb 8, 2021 | Mar 9, 2021 |
| Julie Rae Abrams | Secure Investment Management, LLC independent RIA | Accurate Wealth Management, LLC independent RIA | RIA to RIA | Sep 13, 2019 | Oct 15, 2019 (32 d) |
| David Taylor D'Eredita | Secure Investment Management, LLC independent RIA | Scottsdale Wealth Advisory LLC state registered | RIA to a state-registered adviser | Jun 10, 2019 | Jul 15, 2019 (35 d) |
| Eric Dean Brumagin | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 9, 2019 | Apr 10, 2019 |
| Randal E Locklier | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 9, 2019 | Apr 10, 2019 |
| Roman Lara | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 1, 2019 | Apr 2, 2019 |
| James Steven Leggott | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Mar 11, 2019 | Mar 12, 2019 |
| Joel Steven Rieck | Secure Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Mar 11, 2019 | Jul 8, 2019 (119 d) |
| George Vernon Hammontree | Secure Investment Management, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Mar 5, 2019 | Feb 28, 2020 (360 d) |
| Ron Greenfield | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 22, 2019 | Apr 29, 2019 (66 d) |
| Albert Eugene Naticchioni | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 15, 2019 | Feb 19, 2019 |
| Nickolas J. Turner | Secure Investment Management, LLC independent RIA | Huntington Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2019 | Mar 11, 2019 |
| Christopher John Veal | Secure Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Feb 13, 2019 | Jan 20, 2026 (2533 d) |
| Peter Rodis | Secure Investment Management, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2019 | Mar 5, 2019 |
| Steven Francis Garibay | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 12, 2019 | Feb 15, 2019 |
| John Stanley Harding | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 6, 2019 | Feb 5, 2019 |
| William Daniel Brooks | Secure Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Feb 6, 2019 | Jun 17, 2019 (131 d) |
| Steven Michael Martinez | Secure Investment Management, LLC independent RIA | Regal Investment Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2019 | Feb 1, 2019 |
| Timothy Jon Sparks | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 28, 2019 | Jan 31, 2019 |
| Jeffery Gene Musgrove | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 28, 2019 | Jan 31, 2019 |
| Charles Daniel Yancey | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Clark David Dearmond | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Mark Robert Scherer | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 29, 2019 |
| Charles Stewart Cannon | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Craig Martin Dembeck | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Mar 22, 2019 (57 d) |
| Paul Henry Lefevre | Secure Investment Management, LLC independent RIA | Redwood Private Wealth independent RIA | RIA to RIA | Jan 8, 2019 | Jul 26, 2023 (1660 d) |
| Nicholas Ross Orenduff | Secure Investment Management, LLC independent RIA | Orenduff & Associates, Ltd. unclassified | Other | Jan 8, 2019 | Jan 16, 2019 |
| Jeremy Craig Mayfield | Secure Investment Management, LLC independent RIA | W&S Brokerage Services, Inc. no RAUM | RIA to a newly registered adviser | Nov 21, 2018 | Apr 18, 2019 (148 d) |
| Peter Donald Thaldorf | Secure Investment Management, LLC independent RIA | Regal Investment Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2018 | Oct 9, 2018 |
| Matthew Paul Giesler | Secure Investment Management, LLC independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2018 | Oct 5, 2018 |
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88 moves match.