DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Ohjoon Kwon	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Robert M Gaines	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Brandon George Friday	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Matthew S Crane	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Kenneth R. Beebe	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Timothy Clayton Volce	Msi Financial Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jul 25, 2016	Jan 6, 2017 (165 d)
Wesley Jordan Burke	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
David N Mebs	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 25, 2016	Jul 22, 2016
Matthew Lee Bacon	Msi Financial Services, Inc. other	Cuso Financial Services, L.P. other	Other	Jul 22, 2016	Jul 11, 2016
Jacob Edward Long	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 21, 2016	Jul 22, 2016
Marshall Lee Rosen	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Jul 19, 2016	Jul 28, 2016
Judith Wolcott Frantz	Msi Financial Services, Inc. other	Waddell & Reed other	Other	Jul 19, 2016	Jul 15, 2016
Artis Garrett	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jul 19, 2016	Aug 5, 2016
Stuart John Hawkins	Msi Financial Services, Inc. other	Spc other	Other	Jul 18, 2016	Jul 7, 2016
Heather Ogren Hale	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 18, 2016	Jul 18, 2016
Derek Preston Budd	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Jul 18, 2016	Jul 8, 2016
Eric David Kieffner	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Jul 18, 2016	Jul 8, 2016
John Francis Marsini	Msi Financial Services, Inc. other	MML Investors Services, LLC other	Other	Jul 15, 2016	Oct 26, 2016 (103 d)
Stephen Belsanti	Msi Financial Services, Inc. other	First Allied Advisory Services, Inc. BD affiliated	Other	Jul 15, 2016	Jul 17, 2018 (732 d)
Max B Kaplan	Msi Financial Services, Inc. other	William Blair & Company L.L.C. other	Other	Jul 15, 2016	Jul 13, 2016
Bradley Stephen Batur	Msi Financial Services, Inc. other	Morgan Stanley wirehouse	Other	Jul 14, 2016	Jul 13, 2016
Brian C Forseth	Msi Financial Services, Inc. other	E*Trade Capital Management, LLC other	Other	Jul 12, 2016	Jul 28, 2016
Keith Laurence Radmaker	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Jul 12, 2016	Jul 8, 2016
Ambler P Selway	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Other	Jul 12, 2016	Jul 11, 2016
Shaquawn D Schasa	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Jul 12, 2016	Nov 11, 2016 (122 d)
Noah S. Jackson	Msi Financial Services, Inc. other	Strategic Advisers LLC national BD	Other	Jul 12, 2016	Jun 19, 2018 (707 d)
Josiah David Hoffman	Msi Financial Services, Inc. other	Hefren-Tillotson, Inc. other	Other	Jul 11, 2016	Jul 8, 2016
Randolph Mark Warren	Msi Financial Services, Inc. other	Gitterman Wealth Management, LLC other	Other	Jul 8, 2016	Aug 2, 2016
Michael Emil Chiodini	Msi Financial Services, Inc. other	Sii Investments, Inc. other	Other	Jul 8, 2016	Jul 7, 2016
Bo Edvardsson	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Jul 8, 2016	Jul 8, 2016
Bryan James Baccaro	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Jul 7, 2016	Dec 22, 2010
Edward Carl Hoffman	Msi Financial Services, Inc. other	Gitterman Wealth Management, LLC other	Other	Jul 7, 2016	Aug 16, 2016 (40 d)
David James Bugos	Msi Financial Services, Inc. other	Kestra Advisory Services, LLC other	Other	Jul 6, 2016	Jul 5, 2016
Marianne Donahue Larock-Mcguckin	Msi Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Jul 6, 2016	Sep 14, 2016 (70 d)
Adam Todd Sherman	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jul 1, 2016	Jul 22, 2016
Valerie Marie Quartiere	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 1, 2016	Jul 1, 2016
Russell Glenn Gochneaur	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 1, 2016	Jul 1, 2016
Glen Patrick Martin	Msi Financial Services, Inc. other	Mariner other	Other	Jul 1, 2016	Dec 7, 2015
Aaron Phillip Hughes	Msi Financial Services, Inc. other	Advice And Planning Services BD affiliated	Other	Jul 1, 2016	Nov 30, 2021 (1978 d)
Timothy Ryan Hall	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jul 1, 2016	Jul 19, 2016
Jon E Hill	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 1, 2016	Jul 1, 2016
David William Conlin	Msi Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	Jul 1, 2016	Aug 9, 2016 (39 d)
Raymond Alagao Velasco	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Jul 1, 2016	Jun 22, 2016
Scott J Francis	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	Jul 1, 2016	Jun 28, 2016
Constance L Green	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Jul 1, 2016	Jul 1, 2016
Wilbert Lamar Hamilton	Msi Financial Services, Inc. other	Hamilton Capital Advisors LLC state registered	Other	Jul 1, 2016	Aug 31, 2016 (61 d)
Joseph Bonfanti	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jul 1, 2016	Jul 22, 2016
Richard Alfonso Ibarra	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 29, 2016	Jun 29, 2016
Kevin Patrick Nix	Msi Financial Services, Inc. other	Stratos Wealth Partners, Ltd other	Other	Jun 29, 2016	Jun 21, 2016
Sun Y Hong	Msi Financial Services, Inc. other	Morgan Stanley wirehouse	Other	Jun 29, 2016	Jun 29, 2016
Joe Alan Scott	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 29, 2016	Jun 29, 2016
Hien Lai	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 29, 2016	Jun 29, 2016
Charles William Ross	Msi Financial Services, Inc. other	On Investment Management Co other	Other	Jun 27, 2016	May 3, 2017 (310 d)
Steven Devine Mercer	Msi Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Jun 24, 2016	Jul 12, 2016
Chun Man Wong	Msi Financial Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 24, 2016	Jun 30, 2016
Douglas M Zator	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 23, 2016	Jun 30, 2016
Jeremy J. Phelps	Msi Financial Services, Inc. other	Pnc Wealth Management other	Other	Jun 22, 2016	Jul 12, 2016
Armand Charles Sperduto	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Jun 20, 2016	Aug 1, 2016 (42 d)
Jason Harris Gold	Msi Financial Services, Inc. other	Bcg Securities, Inc. other	Other	Jun 20, 2016	Jun 22, 2016
Michael Thomas Meehan	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Jun 16, 2016	Jun 20, 2016

Page 6 of 34Previous Next

2,018 moves match.