DFX Intelligence
Advisor moves
Departures from Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gordon Y Lau | Hightower Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2020 | Apr 28, 2021 (351 d) |
| Timothy Bernard Woods | Hightower Advisors, LLC BD affiliated | Cl Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | Jul 30, 2021 (445 d) |
| Katherine Anne Derisson | Hightower Advisors, LLC BD affiliated | Fyvie Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2020 | Jun 3, 2020 (33 d) |
| Susan S Yang | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2020 | May 18, 2021 (383 d) |
| Mary Archer Moon | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2020 | Jun 1, 2020 (38 d) |
| Sabrina Abdelaaty | Hightower Advisors, LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Apr 24, 2020 | May 1, 2020 |
| Christina Wolfe | Hightower Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Apr 13, 2020 |
| Anthony Bosco | Hightower Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | May 11, 2020 (70 d) |
| Cynthia Edythe Gatlin | Hightower Advisors, LLC BD affiliated | Cmg Capital Management Group, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | May 14, 2020 (100 d) |
| Daniel James Goldstein | Hightower Advisors, LLC BD affiliated | Capasso Planning Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 9, 2021 (371 d) |
| Louis A Perino | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Feb 5, 2020 |
| Brian Seth Crawley | Hightower Advisors, LLC BD affiliated | Redrock Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Mar 16, 2020 (76 d) |
| David Alan Jutovsky | Hightower Advisors, LLC BD affiliated | Financial Solutions Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2019 | Dec 13, 2019 |
| Candida Marie Weinrick | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2019 | Dec 10, 2019 |
| Jane Ann Musser | Hightower Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 10, 2019 |
| Peter Hexter Riskind | Hightower Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2019 | Oct 25, 2019 (32 d) |
| Robert Danson Forest | Hightower Advisors, LLC BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2019 | Jun 5, 2020 (294 d) |
| Michael Karl Mithoff | Hightower Advisors, LLC BD affiliated | Americana Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2019 | Aug 2, 2019 |
| Brendan Michael Sullivan | Hightower Advisors, LLC BD affiliated | Sound Legacy Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 25, 2019 | Jan 2, 2020 (161 d) |
| Sarah Anne Melzer | Hightower Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2019 | Sep 22, 2020 (426 d) |
| Anthony Richard Surber | Hightower Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Jul 20, 2021 (740 d) |
| Charles Sebastian Claussen | Hightower Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Aug 22, 2019 (94 d) |
| Christopher Scott Jones | Hightower Advisors, LLC BD affiliated | Umb Private Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2019 | Sep 14, 2026 (2702 d) |
| Joanne Marie Laessig | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2019 | Apr 15, 2019 |
| Jeiccy James Hakim | Hightower Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Mar 15, 2019 |
| Catherine Angela Maniscalco Avery | Hightower Advisors, LLC BD affiliated | Caim LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Jan 3, 2020 (309 d) |
| Mckenzie Lynn Ebbesen | Hightower Advisors, LLC BD affiliated | Bason Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 | Aug 12, 2019 (213 d) |
| Laura Jeanne Boedges | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2019 | Jan 18, 2019 |
| Jennifer K Maher | Hightower Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2018 | Aug 8, 2024 (2052 d) |
| Kyle Joseph Eager | Hightower Advisors, LLC BD affiliated | Williams Jones Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Aug 18, 2021 (985 d) |
| Michael Camiliere | Hightower Advisors, LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 24, 2018 |
| Connor Reynolds Stremel | Hightower Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 25, 2018 (34 d) |
| Nick M Bapis | Hightower Advisors, LLC BD affiliated | Rockefeller Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2018 | Jun 3, 2019 (264 d) |
| Michael Nicholas Bapis | Hightower Advisors, LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Sep 30, 2021 (1114 d) |
| Amy Stacy Born | Hightower Advisors, LLC BD affiliated | Svb Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2018 | Jan 14, 2022 (1242 d) |
| Sharon Ann Lolk | Hightower Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Oct 9, 2018 (60 d) |
| Bryant Gene Merryman | Hightower Advisors, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2018 | Feb 21, 2019 (230 d) |
| Carolyn Kay Hall | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2018 | May 10, 2018 |
| Anne Hawley | Hightower Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2018 | Apr 24, 2018 |
| James Anthony Pupillo | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
| David Brasfield | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
| Darren Alan Evans | Hightower Advisors, LLC BD affiliated | Ldintelligence LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2018 | Sep 28, 2017 |
| Amalia Marie Rockafellow | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2017 | Sep 7, 2017 |
| Michael Paul Parker | Hightower Advisors, LLC other | RBC Capital Markets, LLC national BD | Other | Oct 3, 2017 | Oct 10, 2017 |
| John Matthew Lauer | Hightower Advisors, LLC other | Lauer Wealth Management no RAUM | Other | Oct 3, 2017 | Oct 5, 2017 |
| Mark Allen Schweiss | Hightower Advisors, LLC other | Modern Dollar Planning, LLC independent RIA | Other | Sep 25, 2017 | Dec 14, 2017 (80 d) |
| Stefanie R Andors | Hightower Advisors, LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 18, 2017 | Aug 25, 2017 |
| Thomas Aubrey Hodgson | Hightower Advisors, LLC other | Investment Centers Of America, Inc. other | Other | Aug 9, 2017 | Aug 9, 2017 |
| Matthew Sanderson Moore | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Charles Stephen Holt | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 27, 2017 |
| Richard Manuel Rosa | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Joel Jason Guth | Hightower Advisors, LLC other | Gryphon Financial Partners no RAUM | Other | Jun 30, 2017 | Jun 6, 2017 |
| Catherine Zweig Cory | Hightower Advisors, LLC other | Gryphon Financial Partners no RAUM | Other | Jun 30, 2017 | Jun 5, 2017 |
| Brian Matthew Sabo | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| John David Morgan | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Brian John Grumbach | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Leo Joseph Kelly | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Jeffrey R Lagusch | Hightower Advisors, LLC other | Gryphon Financial Partners no RAUM | Other | Jun 30, 2017 | Jul 2, 2017 |
| Jason Michael Edelson | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC no RAUM | Other | Jun 30, 2017 | Jun 26, 2017 |
| Kevin Michael Cuff | Hightower Advisors, LLC other | Verdence Capital Advisors, LLC independent RIA | Other | Jun 30, 2017 | Mar 1, 2019 (609 d) |
360 moves match.