DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Securian Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Evan Miles QuinnSecurian Financial Services, Inc. BD affiliatedJoyn Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2018Mar 27, 2018
Alberto LizSecurian Financial Services, Inc. BD affiliatedCri Securities, LLC otherOtherJun 8, 2018May 5, 2015
Derrick WilliamsSecurian Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJun 8, 2018Oct 29, 2018 (143 d)
Brian Kenneth GrabinskiSecurian Financial Services, Inc. BD affiliatedCri Securities, LLC otherOtherJun 1, 2018Sep 11, 2017
Sylvester ThomasSecurian Financial Services, Inc. BD affiliatedForesters Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2018Jun 29, 2018 (35 d)
Ryan Everest MckeeSecurian Financial Services, Inc. BD affiliatedCatalyst Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2018Jul 13, 2018 (49 d)
Justin William RiceSecurian Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 24, 2018
Fernando Efrain RecaldeSecurian Financial Services, Inc. BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2018May 18, 2018
Matthew PhippsSecurian Financial Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 21, 2018Aug 10, 2018 (81 d)
Andrew Thomas RobersonSecurian Financial Services, Inc. BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 4, 2018
Craig Steven LouiselleSecurian Financial Services, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2018May 18, 2018
Justin Clay RichardsonSecurian Financial Services, Inc. BD affiliatedMariner independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018Aug 30, 2018 (108 d)
Nicholas Joseph PetersonSecurian Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 9, 2018Oct 17, 2018 (161 d)
Thomas Michael KozneySecurian Financial Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 19, 2018Jun 21, 2018 (63 d)
David James LundSecurian Financial Services, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Jul 1, 2020 (804 d)
Jared A. CookSecurian Financial Services, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2018Apr 27, 2018
David Mark IversonSecurian Financial Services, Inc. BD affiliatedIntellicents Investment Solutions Inc institutionalOtherApr 3, 2018Apr 4, 2018
Joel E TwedtSecurian Financial Services, Inc. BD affiliatedIntellicents Investment Solutions Inc institutionalOtherApr 3, 2018Apr 4, 2018
Lara B O'LearySecurian Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 3, 2018Apr 30, 2018
David Keith ArndtSecurian Financial Services, Inc. BD affiliatedIntellicents Investment Solutions Inc institutionalOtherApr 3, 2018Apr 4, 2018
Matthew Joel TwedtSecurian Financial Services, Inc. BD affiliatedIntellicents Investment Solutions Inc institutionalOtherApr 3, 2018Apr 5, 2018
Mike Joseph SenechalSecurian Financial Services, Inc. otherSecurities America Advisors, Inc. BD affiliatedOtherMar 16, 2018Apr 9, 2018
Christopher Daniel ThomasSecurian Financial Services, Inc. otherCetera Advisor Networks LLC BD affiliatedOtherMar 1, 2018Jan 14, 2019 (319 d)
Kory Sean PippinSecurian Financial Services, Inc. otherPark Avenue Securities LLC BD affiliatedOtherFeb 28, 2018Mar 11, 2018
Blaine Christopher DahlSecurian Financial Services, Inc. otherPark Avenue Securities LLC BD affiliatedOtherFeb 28, 2018Mar 5, 2018
Amy Louise GilbertSecurian Financial Services, Inc. otherCri Securities, LLC otherOtherFeb 16, 2018Sep 27, 2017
Cindy Ann MikelSecurian Financial Services, Inc. otherSmith Wealth Advisors, LLC unclassifiedOtherFeb 13, 2018Feb 12, 2018
Amanda Marie DuranSecurian Financial Services, Inc. otherBroadway Wealth Solutions independent RIAOtherJan 30, 2018Mar 12, 2018 (41 d)
Elizabeth Peterson WahligSecurian Financial Services, Inc. otherMra Advisory Group otherOtherJan 26, 2018Feb 6, 2018
Joshua John WeiskopfSecurian Financial Services, Inc. otherSignator Investors, Inc. otherOtherJan 23, 2018Jan 19, 2018
John Joseph DipietroSecurian Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherJan 19, 2018Jan 18, 2018
Alexander Casey HaigisSecurian Financial Services, Inc. otherNatixis Advisors, LLC otherOtherJan 15, 2018Feb 27, 2018 (43 d)
Olivia Kathryn LundstromSecurian Financial Services, Inc. otherM&T Securities, Inc. unclassifiedOtherJan 15, 2018Apr 19, 2018 (94 d)
William Bailey LowerySecurian Financial Services, Inc. otherCetera Investment Advisers LLC otherOtherJan 12, 2018Jan 18, 2018
Michael L HastingsSecurian Financial Services, Inc. otherUSA Financial Securities LLC otherOtherJan 11, 2018Jan 5, 2018
Stephen Charles ChandlerSecurian Financial Services, Inc. otherLPL Financial LLC independent RIAOtherJan 2, 2018Jan 12, 2018
Kimberly B PetriccaSecurian Financial Services, Inc. otherAlera Investment Advisors, LLC no RAUMOtherDec 31, 2017Jan 3, 2018
Robert Kenneth JansonSecurian Financial Services, Inc. otherAlera Investment Advisors, LLC no RAUMOtherDec 31, 2017Jan 3, 2018
Walter BrownSecurian Financial Services, Inc. otherAlera Investment Advisors, LLC no RAUMOtherDec 31, 2017Nov 6, 2017
Charles Richard KedraSecurian Financial Services, Inc. otherPrivate Advisor Group, LLC otherOtherDec 26, 2017Jan 2, 2018
Tara Cole EllisSecurian Financial Services, Inc. otherMoney Concepts Advisory Service otherOtherDec 26, 2017Mar 13, 2018 (77 d)
Ferdinand Louis FiastroSecurian Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherDec 20, 2017Feb 15, 2018 (57 d)
Alan Corbin CluveriusSecurian Financial Services, Inc. otherFisher Investments otherOtherDec 7, 2017Jan 9, 2018 (33 d)
Todd SadwinSecurian Financial Services, Inc. otherIvy Wealth Management, Inc. independent RIAOtherNov 29, 2017Dec 13, 2017
Bryndon Lee ManzerSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherNov 16, 2017Nov 13, 2017
Jason Brian StewartSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherNov 16, 2017Nov 13, 2017
Patrick Jacob JordanSecurian Financial Services, Inc. otherWells Fargo Advisors wirehouseOtherNov 16, 2017Dec 1, 2017
Eileen Carney YbanezSecurian Financial Services, Inc. otherBrookstone Wealth Advisors, LLC independent RIAOtherNov 14, 2017Oct 28, 2019 (713 d)
Bryan M PetrySecurian Financial Services, Inc. otherStonebridge Wealth Management LLC independent RIAOtherNov 2, 2017Nov 2, 2017
Brandon Thomas LittleSecurian Financial Services, Inc. otherUBS Financial Services Inc. wirehouseOtherNov 1, 2017Nov 9, 2017
Mark Joseph KatelhonSecurian Financial Services, Inc. otherOsaic Fs, Inc. otherOtherOct 27, 2017Oct 24, 2017
Bryan Preston BennerSecurian Financial Services, Inc. otherCommonwealth Financial Network national BDOtherOct 27, 2017Oct 27, 2017
James Kay NesbittSecurian Financial Services, Inc. otherCommonwealth Financial Network national BDOtherOct 27, 2017Oct 27, 2017
David Paul MinarcikSecurian Financial Services, Inc. otherCommonwealth Financial Network national BDOtherOct 27, 2017Oct 27, 2017
Benjamin William WestneySecurian Financial Services, Inc. otherWorld Investment Advisors, LLC otherOtherOct 24, 2017Oct 27, 2017
Grant Joseph WengerSecurian Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherOct 19, 2017Nov 3, 2017
Zachary James JohnstonSecurian Financial Services, Inc. otherUBS Financial Services Inc. wirehouseOtherOct 19, 2017Dec 12, 2017 (54 d)
Louis Gordon PetruccoSecurian Financial Services, Inc. otherCitizens Securities, Inc. otherOtherOct 16, 2017Nov 6, 2017
Ty McgilberrySecurian Financial Services, Inc. otherOsaic Fa, Inc. otherOtherOct 13, 2017Oct 11, 2017
Amanda Ludford WhatelySecurian Financial Services, Inc. otherBb&T Securities, LLC otherOtherOct 10, 2017Oct 26, 2017
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1,362 moves match.