| Edward Michael Sep | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Mar 28, 2017 | Mar 3, 2017 |
| Thomas J Levy | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Mar 28, 2017 | Mar 3, 2017 |
| Daniel Martin Shevlin | Private Advisor Group, LLC other | Wealthcare Advisory Partners LLC other | Other | Jan 31, 2017 | Feb 3, 2017 |
| Jon Peter Walheim | Private Advisor Group, LLC other | Wealthcare Advisory Partners LLC other | Other | Jan 31, 2017 | Feb 6, 2017 |
| Donald Ray Windle | Private Advisor Group, LLC other | Windle Wealth independent RIA | Other | Dec 20, 2016 | Jan 3, 2017 |
| Skyler Hulslander | Private Advisor Group, LLC other | Windle Wealth independent RIA | Other | Dec 20, 2016 | Dec 19, 2016 |
| Kyle Macrina | Private Advisor Group, LLC other | Osaic Fa, Inc. BD affiliated | Other | Dec 8, 2016 | Oct 7, 2021 (1764 d) |
| Bruce Stanley Hesse | Private Advisor Group, LLC other | 1st Global Advisors Inc other | Other | Nov 4, 2016 | Nov 3, 2016 |
| Robert Francis Hollmann | Private Advisor Group, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 25, 2016 | Dec 7, 2016 (43 d) |
| Kevin Arthur Rhodes | Private Advisor Group, LLC other | Stonex Advisors Inc. other | Other | Oct 13, 2016 | Sep 30, 2016 |
| Robert Henry Junge | Private Advisor Group, LLC other | LPL Financial LLC other | Other | Oct 11, 2016 | Dec 22, 2014 |
| Jonathan Holiday Geib | Private Advisor Group, LLC other | Clear Skies Financial state registered | Other | Oct 10, 2016 | Jan 1, 2017 (83 d) |
| David Paul Kocsis | Private Advisor Group, LLC other | LPL Financial LLC other | Other | Jul 29, 2016 | Nov 26, 2013 |
| Gregory Michael Gromek | Private Advisor Group, LLC other | Peak Wealth Solutions other | Other | Jul 29, 2016 | Aug 12, 2016 |
| Richard Daniel Gregory | Private Advisor Group, LLC other | LPL Financial LLC other | Other | Jul 1, 2016 | Jul 7, 2016 |
| Edward Anthony Bails | Private Advisor Group, LLC other | Arbor Point Advisors other | Other | Jun 30, 2016 | Jun 30, 2016 |
| Erik Aaron Beck | Private Advisor Group, LLC other | Beck Bode LLC other | Other | Jun 17, 2016 | May 26, 2016 |
| Patricia Bryniarski Welsh | Private Advisor Group, LLC other | Beck Bode LLC no RAUM | Other | May 19, 2016 | Apr 12, 2016 |
| Katie Anne Macdonald | Private Advisor Group, LLC other | Beck Bode LLC other | Other | May 19, 2016 | May 25, 2016 |
| John Christian Wilbourne | Private Advisor Group, LLC other | Occidental Asset Management, LLC other | Other | May 17, 2016 | May 24, 2016 |
| Caryn Halbrecht | Private Advisor Group, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 17, 2016 | Aug 31, 2016 (106 d) |
| Luis Francisco Rosa | Private Advisor Group, LLC other | LPL Financial LLC other | Other | May 17, 2016 | Jan 22, 2016 |
| Ryan Drews | Private Advisor Group, LLC other | Primerica Advisors national BD | Other | May 17, 2016 | May 17, 2018 (730 d) |
| Jake Szulinski | Private Advisor Group, LLC other | Edward Jones national BD | Other | May 4, 2016 | Apr 25, 2016 |
| Nicholas Randall Sangermano | Private Advisor Group, LLC other | MML Investors Services, LLC other | Other | Apr 29, 2016 | May 3, 2016 |
| Matthew Wayne Durham | Private Advisor Group, LLC other | Infinity Financial Services unclassified | Other | Mar 21, 2016 | May 5, 2016 (45 d) |
| James Bode | Private Advisor Group, LLC other | Boston Retirement Advisors,LLC other | Other | Jan 4, 2016 | Dec 28, 2015 |
| Benjamin W Beck | Private Advisor Group, LLC other | Boston Retirement Advisors,LLC other | Other | Jan 4, 2016 | Dec 28, 2015 |
| Derek B Young | Private Advisor Group, LLC other | E*Trade Capital Management, LLC other | Other | Dec 23, 2015 | Nov 24, 2015 |
| Matthew R Millahn | Private Advisor Group, LLC other | Wells Fargo Advisors wirehouse | Other | Dec 7, 2015 | Jan 14, 2016 (38 d) |
| Kevin David Paro | Private Advisor Group, LLC other | Commonwealth Financial Network national BD | Other | Oct 21, 2015 | Jul 30, 2015 |
| Douglas Clay Arthur | Private Advisor Group, LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 31, 2015 | Aug 31, 2015 |
| Gregory James Larson | Private Advisor Group, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 23, 2015 | Jul 7, 2015 |
| Dori R Schwartz | Private Advisor Group, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 16, 2015 | Jun 2, 2015 |
| Matthew Timothy Meagher | Private Advisor Group, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 16, 2015 | Jun 25, 2015 |
| Debra Helen Taylor | Private Advisor Group, LLC other | Cwm, LLC other | Other | Jun 12, 2015 | Jun 12, 2015 |
| Steven Vincent Gelber | Private Advisor Group, LLC other | Cwm, LLC other | Other | Jun 12, 2015 | Jun 18, 2015 |
| Scott Martin Tonkovich | Private Advisor Group, LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 1, 2015 | Jun 4, 2015 |
| Patrick Francis Clark | Private Advisor Group, LLC other | Nfp Advisor Services, LLC other | Other | May 5, 2015 | Apr 1, 2015 |
| Paul Thomas Murray | Private Advisor Group, LLC other | Nfp Advisor Services, LLC other | Other | May 5, 2015 | Apr 1, 2015 |
| Mark Joseph Byelich | Private Advisor Group, LLC other | Nfp Advisor Services, LLC other | Other | May 5, 2015 | Apr 2, 2015 |
| Michael Paul Jergens | Private Advisor Group, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Apr 8, 2015 | Apr 7, 2015 |
| Michael Edward Shires | Private Advisor Group, LLC other | Pinnacle Advisory Group, Inc. other | Other | Apr 8, 2015 | Mar 24, 2017 (716 d) |
| John William Murphy | Private Advisor Group, LLC other | Hsbc Securities (USA) Inc. other | Other | Dec 31, 2014 | Sep 17, 2015 (260 d) |
| Anindita Dhar | Private Advisor Group, LLC other | Insight Private Advisors, LLC other | Other | Dec 31, 2014 | Sep 26, 2014 |
| Noah Harris Brooks | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Jan 5, 2015 |
| Jason Lee Mccaleb | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Jan 7, 2015 |
| Jeffrey Robert Bendis | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Mar 20, 2015 (79 d) |
| Christopher Anthony Rondinelli | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Dec 19, 2014 |
| Michael Francis Law | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Nov 24, 2014 | Nov 12, 2014 |
| Brad Joseph Schneider | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Nov 4, 2014 | Oct 31, 2014 |
| Melissa A Ciotoli | Private Advisor Group, LLC other | Msi Financial Services, Inc. other | Other | Nov 4, 2014 | Oct 28, 2014 |
| Thomas A. Cavaliere | Private Advisor Group, LLC other | Nvision Wealth Group, LLC no RAUM | Other | Oct 23, 2014 | Aug 1, 2014 |
| Joffrey Adam Smith | Private Advisor Group, LLC other | The Patriot Financial Group, LLC no RAUM | Other | Oct 14, 2014 | Oct 6, 2014 |
| Anne Huth | Private Advisor Group, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 22, 2014 | Sep 12, 2014 |
| Conor Francis Delaney | Private Advisor Group, LLC other | LPL Financial LLC other | Other | Jul 21, 2014 | Dec 19, 2012 |
| Courtnie Elizabeth Gray | Private Advisor Group, LLC other | Good Life Advisors, LLC no RAUM | Other | Jul 17, 2014 | Jul 16, 2014 |
| Preston M Neal | Private Advisor Group, LLC other | LPL Financial LLC BD affiliated | Other | Jul 11, 2014 | Mar 5, 2024 (3525 d) |
| Paul Jacob Kitzrow | Private Advisor Group, LLC other | LPL Financial LLC other | Other | Jun 27, 2014 | Sep 25, 2012 |
| Michael Conley | Private Advisor Group, LLC other | MML Investors Services, LLC BD affiliated | Other | Jun 9, 2014 | Jun 14, 2021 (2562 d) |