DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisor Resource Council
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Thomas Andrews | Advisor Resource Council independent RIA | Virtus Investment Advisers, LLC asset manager | Other | Apr 22, 2026 | May 1, 2026 |
| Matthew Jones Fannin | Advisor Resource Council independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2026 | Feb 5, 2026 |
| Robert Bixby Green | Advisor Resource Council independent RIA | Independent Advisor Alliance, LLC other | Other | May 30, 2025 | Jun 7, 2025 |
| William Tyson Vanlandingham | Advisor Resource Council independent RIA | Independent Advisor Alliance, LLC other | Other | May 30, 2025 | Jun 2, 2025 |
| Miriam M Favor | Advisor Resource Council independent RIA | Independent Advisor Alliance, LLC other | Other | May 30, 2025 | Jun 2, 2025 |
| John Bradford Borden | Advisor Resource Council independent RIA | Independent Advisor Alliance, LLC other | Other | May 30, 2025 | Jun 2, 2025 |
| Kevin Michael Phillips | Advisor Resource Council independent RIA | Independent Advisor Alliance, LLC other | Other | May 30, 2025 | Oct 3, 2025 (126 d) |
| Brian Edward Ruff | Advisor Resource Council independent RIA | Chisholm Wealth Management state registered | RIA to a state-registered adviser | Apr 29, 2025 | Feb 28, 2025 |
| Benjamin Gordon Earls | Advisor Resource Council independent RIA | Earls Financial state registered | RIA to a state-registered adviser | Mar 31, 2025 | Apr 4, 2025 |
| Brooks Morrow | Advisor Resource Council independent RIA | Highpoint Planning Partners independent RIA | RIA to RIA | Feb 14, 2025 | Mar 3, 2025 |
| Brandon Wayne Simmons | Advisor Resource Council independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2024 | Aug 26, 2024 |
| Gary Craig Cowles | Advisor Resource Council independent RIA | Mergent Wealth, LLC state registered | RIA to a state-registered adviser | Aug 22, 2024 | Aug 18, 2021 |
| Tyler West Hastings | Advisor Resource Council independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2024 | Jul 19, 2024 |
| Chad James Castrinos | Advisor Resource Council independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Jun 26, 2024 |
| Braden Wayne Givens | Advisor Resource Council independent RIA | Styre Wealth independent RIA | RIA to RIA | Jan 23, 2024 | Apr 30, 2024 (98 d) |
| Bryan Gerald Musso | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | Jun 16, 2023 | Jun 19, 2023 |
| Brentson Sanford Bowlin | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 31, 2023 | Jun 2, 2023 |
| Paige Leigh St. Martin | Advisor Resource Council independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 31, 2023 | Feb 21, 2019 |
| John Bordelon | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 31, 2023 | May 18, 2023 |
| Robert Valliant Brown | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Alden Gerard Hagardorn | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 22, 2023 |
| Stephen Brennan Browne | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| P David Soliman | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Daniel M Abraham | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 22, 2023 |
| Timothy Kent Aubin | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Jason A Duplantis | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Jaron Blake Miller | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Andrea Anne Romero | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| Connor Hunt Duplessis | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | May 18, 2023 |
| John Ronald Atchley | Advisor Resource Council independent RIA | Second Line Capital, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | Jun 19, 2023 (32 d) |
| Manolo Baca | Advisor Resource Council BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2021 | Sep 21, 2021 (33 d) |
| Robert Frank Hopper | Advisor Resource Council BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Jul 6, 2021 |
| Thomas Matthew Hubbell | Advisor Resource Council BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Aug 16, 2021 |
| Jeremy Joe Walker | Advisor Resource Council BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Aug 16, 2021 |
| Kenneth Bernard Hopkins | Advisor Resource Council BD affiliated | Orion Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2021 | Jun 23, 2021 |
| Steven Jay Jacobson | Advisor Resource Council BD affiliated | Topaz Asset Management unclassified | Other | Feb 2, 2021 | Jul 27, 2021 (175 d) |
| Robert Scott Barley | Advisor Resource Council BD affiliated | Amplio Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2020 | Aug 21, 2020 |
| Thomas William Mcauliffe | Advisor Resource Council BD affiliated | Heritage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2020 | Oct 27, 2020 |
| Eric Stanley Shaffer | Advisor Resource Council independent RIA | Kuhn Capital Partners independent RIA | RIA to RIA | Mar 23, 2020 | Mar 30, 2020 |
| Mark Patrick Heck | Advisor Resource Council independent RIA | Scf Investment Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2020 | Jul 1, 2022 (854 d) |
| Patricia Gomez | Advisor Resource Council independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2020 | Jan 13, 2020 |
| Matthew Westin Gentry | Advisor Resource Council independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2019 | Aug 12, 2019 |
| James Robert Shelton | Advisor Resource Council independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 6, 2019 | May 6, 2019 |
| Lawrence David Silverman | Advisor Resource Council independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 11, 2019 | Jan 11, 2019 |
| Amy Gail Legate | Advisor Resource Council independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 11, 2019 | Jan 11, 2019 |
| Atif Iqbal Mughal | Advisor Resource Council independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 8, 2019 | May 15, 2019 (127 d) |
| Bruce Allen Lewin | Advisor Resource Council independent RIA | B Riley Wealth Management other | Other | Aug 27, 2018 | Aug 27, 2018 |
| Sean Ian Mcdougle | Advisor Resource Council independent RIA | Nest Financial LLC state registered | RIA to a state-registered adviser | Aug 13, 2018 | Nov 5, 2018 (84 d) |
| Irfan A Dossani | Advisor Resource Council other | Commonwealth Financial Network national BD | Other | Feb 7, 2018 | Feb 8, 2018 |
| John Ragsdale Bailey | Advisor Resource Council other | Independent Financial Partners other | Other | Aug 1, 2017 | Jun 27, 2017 |
| Samuel Elliot Rodriguez | Advisor Resource Council other | Level Four Advisory Services other | Other | Aug 1, 2017 | Jul 13, 2017 |
| Derek William Dansby | Advisor Resource Council other | Dansby Wealth Management LLC unclassified | Other | May 12, 2017 | Mar 13, 2017 |
| Laura Leigh Simpson | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Jan 18, 2017 | Jun 7, 2016 |
| Dayle Nelson Scheinman | Advisor Resource Council other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 13, 2016 | May 15, 2025 (3075 d) |
| Darryl Walter Lyons | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Sep 14, 2016 | Jun 6, 2016 |
| Joseph Roeber Schuetze | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Sep 14, 2016 | Jun 7, 2016 |
| Bryan Anthony Wing | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Sep 14, 2016 | Jun 13, 2016 |
| Kevin Force | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Sep 14, 2016 | Jun 13, 2016 |
| Douglas James Richardson | Advisor Resource Council other | Pax Financial Group no RAUM | Other | Sep 14, 2016 | Jun 6, 2016 |
| Jonathan D Rodriguez | Advisor Resource Council other | Ameriprise Financial Services, LLC national BD | Other | Aug 29, 2016 | Aug 23, 2016 |
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69 moves match.