DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Suntrust Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Katherine Garrity Dixon	Suntrust Investment Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 27, 2015	Aug 11, 2015
Hugh Mccarthy	Suntrust Investment Services, Inc. other	Edward Jones national BD	Other	Jul 23, 2015	Apr 17, 2017 (634 d)
Matthew Aaron Johnson	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jul 22, 2015	Jul 27, 2015
Steven Eugene Sweigert	Suntrust Investment Services, Inc. other	Pks Investment Advisors LLC other	Other	Jul 22, 2015	Aug 28, 2015 (37 d)
Michael John Mongin	Suntrust Investment Services, Inc. other	Gfo Advisory Services, LLC other	Other	Jul 20, 2015	Aug 19, 2015
B Brandon Mackie	Suntrust Investment Services, Inc. other	Henssler Financial other	Other	Jul 16, 2015	Sep 4, 2015 (50 d)
Linda Sue Weinstein	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Jul 15, 2015	Oct 25, 2016 (468 d)
Gerald R Rowe	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 13, 2015	Sep 22, 2015 (71 d)
Donovan Emile Mufdi	Suntrust Investment Services, Inc. other	Edward Jones national BD	Other	Jul 10, 2015	Jul 27, 2015
Holly Hawkins Clark	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	Jul 9, 2015	Oct 1, 2015 (84 d)
Michael Robert Leonard	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 2, 2015	Jun 30, 2015
Jeffrey David Rickett	Suntrust Investment Services, Inc. other	Dempsey Lord Smith, LLC other	Other	Jul 2, 2015	Jul 13, 2015
Jeffrey Burgess	Suntrust Investment Services, Inc. other	First Horizon Advisors, Inc other	Other	Jul 2, 2015	Jul 1, 2015
Christopher F. W. Perkins	Suntrust Investment Services, Inc. other	Gfo Advisory Services, LLC other	Other	Jul 2, 2015	Sep 16, 2015 (76 d)
Jorge Ivan Pereira	Suntrust Investment Services, Inc. other	Onedigital other	Other	Jul 2, 2015	Aug 3, 2015 (32 d)
Meryem Messaoudi Moussi	Suntrust Investment Services, Inc. other	Schwab Wealth Advisory, Inc. other	Other	Jul 2, 2015	Jul 14, 2015
John Robert Borum	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 2, 2015	Aug 10, 2015 (39 d)
Danny Lee Pigge	Suntrust Investment Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 16, 2015	Jul 10, 2015
John Cote	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jun 16, 2015	Aug 3, 2015 (48 d)
Debra A Tyler	Suntrust Investment Services, Inc. other	Tlg Advisors, Inc. other	Other	Jun 15, 2015	Mar 28, 2017 (652 d)
Jim Gravgaard	Suntrust Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Jun 3, 2015	Jun 3, 2015
John Kevin Osborne	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 2, 2015	May 29, 2015
Jhoanny Vianela Garcia-Cardenas	Suntrust Investment Services, Inc. other	D.H. Hill Advisors, Inc. independent RIA	Other	Jun 1, 2015	Aug 17, 2015 (77 d)
David Alan Briest	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 21, 2015	May 29, 2015
Anthony Austreng	Suntrust Investment Services, Inc. other	Forthright Wealth Management, LLC no RAUM	Other	May 19, 2015	Jun 1, 2015
Brian Patrick Johnston	Suntrust Investment Services, Inc. other	Forthright Wealth Management, LLC no RAUM	Other	May 19, 2015	Jun 1, 2015
Jeff Richard Wills	Suntrust Investment Services, Inc. other	Forthright Wealth Management, LLC no RAUM	Other	May 19, 2015	Jun 1, 2015
John Joseph Ellis	Suntrust Investment Services, Inc. other	Forthright Wealth Management, LLC no RAUM	Other	May 19, 2015	Jun 1, 2015
Glenn Eric Caldwell	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 18, 2015	Mar 30, 2016 (317 d)
Alan Cole	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	May 18, 2015	Jan 28, 2016 (255 d)
Daniel Aaron Price	Suntrust Investment Services, Inc. other	Bb&T Securities, LLC other	Other	May 18, 2015	May 15, 2015
Caroline Paun Dougher	Suntrust Investment Services, Inc. other	Hawsgoodwin Wealth other	Other	May 13, 2015	May 20, 2015
Tiaudra Riley Shaw	Suntrust Investment Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	May 8, 2015	Jul 30, 2015 (83 d)
Antonio James Mackey	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 5, 2015	May 21, 2015
Michael Frederick Pasco	Suntrust Investment Services, Inc. other	M&T Securities, Inc. unclassified	Other	May 1, 2015	May 7, 2015
James Windham Rorie	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	Apr 28, 2015	May 6, 2015
Joshua J Monk	Suntrust Investment Services, Inc. other	Kestra Advisory Services, LLC other	Other	Apr 23, 2015	May 5, 2016 (378 d)
Annick Iwanowski	Suntrust Investment Services, Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 21, 2015	Apr 16, 2015
Cinthya J Lock	Suntrust Investment Services, Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 21, 2015	May 11, 2015
Stephanie Michelle Stanfield	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	Apr 14, 2015	Feb 6, 2017 (664 d)
Waheed Anzar Siddiqui	Suntrust Investment Services, Inc. other	Citigroup Global Markets Inc. other	Other	Apr 7, 2015	Apr 7, 2015
Marlene Jarrett Nitsch	Suntrust Investment Services, Inc. other	Skyview Wealth Management, LLC unclassified	Other	Apr 6, 2015	Apr 3, 2017 (728 d)
Lisa Potts Bauer	Suntrust Investment Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Apr 1, 2015	Apr 29, 2015
Jeremy Alan Newton	Suntrust Investment Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Apr 1, 2015	Apr 9, 2015
Rodney Jay Mckine	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 31, 2015	Apr 1, 2015
Jorge A Romero	Suntrust Investment Services, Inc. other	Ruggie Wealth Management other	Other	Mar 27, 2015	Apr 6, 2015
Steven Louis Cavagnaro	Suntrust Investment Services, Inc. other	M&T Securities, Inc. unclassified	Other	Mar 23, 2015	Apr 15, 2015
Michael Steven Ames	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Mar 17, 2015	Mar 31, 2015
Maya Isabel Casanova	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 9, 2015	Mar 6, 2015
Alexander Robert Gornto	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 6, 2015	Apr 7, 2015 (32 d)
Joleen Marie Parsons	Suntrust Investment Services, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 3, 2015	Mar 16, 2015
Mark Kuniholm	Suntrust Investment Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Feb 20, 2015	Feb 24, 2015
Mark F. Leonard	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Feb 19, 2015	Feb 13, 2015
Crystal Sage Barker	Suntrust Investment Services, Inc. other	Pnc Wealth Management other	Other	Feb 11, 2015	Mar 3, 2015
Ralph Oliver Merten	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Feb 5, 2015	Feb 16, 2015
Debra M Hooper	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. other	Other	Feb 3, 2015	Feb 6, 2015
Steven Anastasia	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jan 6, 2015	Sep 10, 2019 (1708 d)
Jody Gail Zirn	Suntrust Investment Services, Inc. other	Kestra Private Wealth Services, LLC other	Other	Jan 6, 2015	Sep 17, 2015 (254 d)
Patrick Harrison Perry	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. other	Other	Dec 23, 2014	Jun 7, 2016 (532 d)
Lori Jeanne Taylor	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Dec 22, 2014	Jan 15, 2015

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1,076 moves match.