DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Leslie MohanFoundations Investment Advisors LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Aug 29, 2023
Kody Carl FollowwillFoundations Investment Advisors LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2023Jul 19, 2023
Robbin Perry BroomeFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAJul 13, 2023May 30, 2023
George Richard RepaskyFoundations Investment Advisors LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherJul 6, 2023Jun 28, 2023
Jay Don GrahamFoundations Investment Advisors LLC independent RIAAcrylic Financial, Inc. independent RIARIA to RIAJun 26, 2023May 17, 2023
Rebecca Lyn McclellanFoundations Investment Advisors LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2023Nov 1, 2023 (131 d)
Damien Timothy ClarkFoundations Investment Advisors LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 21, 2023Jun 21, 2023
Ralph Horton ShortFoundations Investment Advisors LLC independent RIAWelcome Home Wealth Advisors LLC state registeredRIA to a state-registered adviserJun 20, 2023May 12, 2023
Andrew G WilliamsFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2023Jun 20, 2023
John SolymanFoundations Investment Advisors LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAJun 20, 2023Jun 22, 2023
Thomas Noel FaddenFoundations Investment Advisors LLC independent RIASimplicity Wealth independent RIARIA to RIAJun 16, 2023Jul 11, 2023
Adam Jon MoellerFoundations Investment Advisors LLC independent RIAEncompass More Asset Management LLC independent RIARIA to RIAMay 31, 2023May 30, 2023
Timothy Alexander ShortFoundations Investment Advisors LLC independent RIAWelcome Home Wealth Advisors LLC state registeredRIA to a state-registered adviserMay 22, 2023May 12, 2023
Kevin Edward RutledgeFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAMay 12, 2023Apr 26, 2023
Alan Henry SmithFoundations Investment Advisors LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherMay 10, 2023May 8, 2023
Hayward Lamar SawyerFoundations Investment Advisors LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2023May 11, 2023
Michael John BlanchardFoundations Investment Advisors LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAMay 8, 2023May 15, 2023
Peter Joseph LaliberteFoundations Investment Advisors LLC independent RIAMaripau Wealth Management LLC independent RIARIA to RIAApr 24, 2023May 16, 2023
Shawna Marie-Mckinney MooreFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAApr 12, 2023Apr 14, 2023
Robert CannonFoundations Investment Advisors LLC independent RIASimplicity Wealth independent RIARIA to RIAApr 11, 2023Jun 2, 2023 (52 d)
Jacob Jack OliverFoundations Investment Advisors LLC independent RIACreative Financial Designs, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2023Apr 11, 2023
James Stephen BaudreauFoundations Investment Advisors LLC independent RIAGreat Plans Capital Management, LLC state registeredRIA to a state-registered adviserMar 23, 2023May 8, 2023 (46 d)
Heidi Rae ArdisFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2023Apr 5, 2023
Fred Todd SchwendimanFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2023Mar 16, 2023
Dallin Todd SchwendimanFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2023Mar 16, 2023
Jerry Eugene LinebaughFoundations Investment Advisors LLC independent RIAProstatis Financial Advisors Group independent RIARIA to RIADec 12, 2022Dec 22, 2022
Spencer David AderFoundations Investment Advisors LLC independent RIAKey Capital Management, Inc. independent RIARIA to RIADec 12, 2022Jan 2, 2023
David Kevin SeitzerFoundations Investment Advisors LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIANov 17, 2022Feb 9, 2023 (84 d)
Allan Arthur BeckFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2022Nov 4, 2022
Thomas MichalowskiFoundations Investment Advisors LLC independent RIAPortfolio Medics, LLC independent RIARIA to RIAOct 4, 2022Oct 3, 2022
Charles Gerald SimonFoundations Investment Advisors LLC independent RIAAdvisory Services Network independent RIARIA to RIASep 1, 2022Sep 6, 2022
Jac Michael ArbourFoundations Investment Advisors LLC independent RIAJ.M. Arbour, LLC no RAUMRIA to a newly registered adviserAug 4, 2022Jun 21, 2022
Miles Thomas WhitlockFoundations Investment Advisors LLC independent RIAJ.M. Arbour, LLC no RAUMRIA to a newly registered adviserAug 4, 2022Jun 24, 2022
William Sinclair CummingsFoundations Investment Advisors LLC independent RIAJ.M. Arbour, LLC no RAUMRIA to a newly registered adviserAug 4, 2022Jun 24, 2022
James C LowellFoundations Investment Advisors LLC independent RIAJ.M. Arbour, LLC no RAUMRIA to a newly registered adviserAug 4, 2022Jun 24, 2022
John Brendan FitzpatrickFoundations Investment Advisors LLC independent RIAJ.M. Arbour, LLC no RAUMRIA to a newly registered adviserAug 2, 2022Jun 21, 2022
Moise Nmn PiramFoundations Investment Advisors LLC independent RIAAsset Management Group no RAUMRIA to a newly registered adviserAug 2, 2022May 26, 2022
Andrew James NidaFoundations Investment Advisors LLC independent RIAAsset Management Group no RAUMRIA to a newly registered adviserAug 2, 2022May 26, 2022
Mark Duane TroyerFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAJul 15, 2022Jul 22, 2022
Carlton John EbnethFoundations Investment Advisors LLC independent RIATucker Asset Management LLC independent RIARIA to RIAJul 11, 2022Jul 8, 2022
Babak KoorosFoundations Investment Advisors LLC independent RIALegacy Wealth Management, LLC independent RIARIA to RIAJun 17, 2022Jan 1, 2025 (929 d)
Darren Joseph LepakFoundations Investment Advisors LLC independent RIAFiat Wealth Management independent RIARIA to RIAJun 11, 2022Aug 9, 2022 (59 d)
Matthew Roy StahlFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Feb 22, 2022
Bradly Joseph GottoFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Feb 22, 2022
Ashley Marie MilotFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Mar 16, 2022
Scott Douglas AireyFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Feb 22, 2022
Daniel ColvinFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Feb 22, 2022
Daniel James David PetkauFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Feb 22, 2022
Andrew HeussFoundations Investment Advisors LLC independent RIAFiat Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2022Mar 4, 2022
Jaime FacchinoFoundations Investment Advisors LLC independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAMay 24, 2022Jul 21, 2022 (58 d)
Colby Lance KaluzniakFoundations Investment Advisors LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2022Feb 13, 2024 (657 d)
Jimmy Elton SloanFoundations Investment Advisors LLC independent RIAMaripau Wealth Management LLC independent RIARIA to RIAApr 19, 2022Apr 21, 2022
Owen P TennysonFoundations Investment Advisors LLC independent RIAMotiv8 Investments LLC independent RIARIA to RIAFeb 28, 2022Mar 18, 2022
Hense Reynolds EllisFoundations Investment Advisors LLC independent RIARetirement Plans, LLC state registeredRIA to a state-registered adviserJan 28, 2022Mar 22, 2022 (53 d)
Randall J. CashmoreFoundations Investment Advisors LLC independent RIAPeace Of Mind Wealth Management no RAUMRIA to a newly registered adviserJan 21, 2022Jan 27, 2022
Robert Travis EvansFoundations Investment Advisors LLC independent RIARedwood Private Wealth no RAUMRIA to a newly registered adviserNov 16, 2021Nov 17, 2021
Philip Donato CapriottiFoundations Investment Advisors LLC independent RIAEmpower Wealth Management no RAUMRIA to a newly registered adviserJul 26, 2021Nov 13, 2020
Philip Donato CapriottiFoundations Investment Advisors LLC independent RIAEmpower Wealth Management no RAUMRIA to a newly registered adviserJul 26, 2021Nov 13, 2020
Sean T HughesFoundations Investment Advisors LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJun 4, 2021May 25, 2021
Merrit Austin StrunkFoundations Investment Advisors LLC independent RIAMomentum Financial And Insurance Services LLC state registeredRIA to a state-registered adviserMay 28, 2021Jun 3, 2021
Page 3 of 4PreviousNext
204 moves match.