DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bok Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Gregory BruceBok Financial Advisors otherHfg Wealth Management, LLC otherOtherMay 28, 2015Sep 11, 2017 (837 d)
Dana Eric WeddleBok Financial Advisors otherAvantax Advisory Services otherOtherMay 18, 2015Mar 21, 2017 (673 d)
Aaron Daniel SchmanskiBok Financial Advisors otherNorthland Asset Management otherOtherMay 18, 2015May 26, 2015
Marcus Andrew HeckmanBok Financial Advisors otherWells Fargo Advisors wirehouseOtherMar 11, 2015Mar 2, 2015
Jeffrey Dean HrabeBok Financial Advisors otherCavanal Hill Investment Management, Inc. otherOtherMar 6, 2015Nov 1, 2013
Andrew William HoodBok Financial Advisors otherInvestrust Consulting, LLC otherOtherFeb 9, 2015Mar 2, 2015
Lawrence Arthur GekiereBok Financial Advisors otherRaymond James Financial Services Advisors, Inc otherOtherFeb 4, 2015Feb 6, 2015
Careyann Peterson ThomasBok Financial Advisors otherMorgan Stanley wirehouseOtherJan 30, 2015Mar 25, 2015 (54 d)
Michael John WestermanBok Financial Advisors otherCommonwealth Financial Network national BDOtherJan 5, 2015Jan 5, 2015
Chris A. LuttmanBok Financial Advisors otherPersonal Capital Advisors Corporation otherOtherNov 19, 2014Oct 22, 2013
Larry Brad GriffinBok Financial Advisors otherArvest Wealth Management otherOtherSep 19, 2014Sep 22, 2014
Kevin Todd CypertBok Financial Advisors otherLPL Financial LLC BD affiliatedOtherSep 10, 2014Feb 1, 2022 (2701 d)
James Bryan PearsonBok Financial Advisors otherBancwest Investment Services, Inc. (Bwis) otherOtherAug 7, 2014Aug 18, 2014
Sara Dawn StilesBok Financial Advisors otherPrincipal Securities, Inc. otherOtherJul 2, 2014Jul 15, 2016 (744 d)
Clarence Michael HughesBok Financial Advisors otherRedw Wealth LLC otherOtherJun 6, 2014Feb 26, 2015 (265 d)
Billy Joe CrossBok Financial Advisors otherNext Financial Group, Inc. otherOtherJun 2, 2014May 20, 2014
Matthew Joseph LeaumontBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJun 2, 2014May 30, 2014
Cheng Joey YangBok Financial Advisors otherCetera Investment Advisers LLC otherOtherJun 2, 2014May 30, 2014
James Raymond ClarkBok Financial Advisors otherCetera Investment Advisers LLC otherOtherMay 6, 2014May 1, 2014
John Michael HansonBok Financial Advisors otherCetera Investment Advisers LLC otherOtherApr 18, 2014Apr 15, 2014
Bradley Scott PriestBok Financial Advisors otherCapital Advisors, Inc. otherOtherMar 31, 2014Apr 4, 2014
Justin L RichterBok Financial Advisors otherMariner otherOtherJan 3, 2014Jan 30, 2014
George Kermit TownsendBok Financial Advisors otherConsilium Wealth Advisory, LLC independent RIAOtherJan 2, 2014Mar 23, 2015 (445 d)
John Matthew PierceBok Financial Advisors otherPnc Managed Account Solutions, Inc. otherOtherJul 25, 2013Aug 19, 2013
Alan Luther MillerBok Financial Advisors otherRaymond James Financial Services Advisors, Inc otherOtherApr 19, 2013Jan 8, 2015 (629 d)
Trenton Kreg MarshBok Financial Advisors otherEdward Jones national BDOtherFeb 19, 2013Feb 15, 2013
Billy Bob KingBok Financial Advisors otherCavanal Hill Investment Management, Inc. otherOtherJan 8, 2013Jan 7, 2013
Mitchell K RobinsonBok Financial Advisors otherLPL Financial LLC otherOtherOct 19, 2012Jan 10, 2013 (83 d)
Scott Michael WalkerBok Financial Advisors otherKey Investment Services LLC otherOtherAug 15, 2012Aug 21, 2012
Douglas Christopher BrownBok Financial Advisors otherCavanal Hill Investment Management, Inc. otherOtherJul 27, 2012Feb 21, 2012
Jay Lee GoldbergBok Financial Advisors otherFsc Securities Corporation otherOtherFeb 17, 2012Feb 17, 2012
Brandon Ross HenryBok Financial Advisors otherFsc Securities Corporation otherOtherFeb 17, 2012Feb 17, 2012
Carey Stuart KesnerBok Financial Advisors otherFsc Securities Corporation otherOtherFeb 17, 2012Feb 17, 2012
John Matthew PierceBok Financial Advisors otherBancwest Investment Services, Inc. (Bwis) otherOtherJan 24, 2012Jan 26, 2012
Brent Alan PeckBok Financial Advisors otherIndependent Financial Group, LLC otherOtherJan 17, 2012Mar 2, 2012 (45 d)
Melinda Jane PerryBok Financial Advisors otherMorgan Stanley wirehouseOtherAug 26, 2011Sep 15, 2011
Billy Ray MillerBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJun 24, 2011Jun 24, 2011
Michael Charles LaroseBok Financial Advisors otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 14, 2010Nov 16, 2010 (186 d)
Kari Michelle RiggsBok Financial Advisors otherMorgan Stanley wirehouseOtherMar 30, 2010Apr 15, 2010
Michael KearneyBok Financial Advisors otherJ.P. Morgan Securities LLC wirehouseOtherOct 29, 2009Nov 2, 2009
Matthew Phillip CanoBok Financial Advisors otherCetera Advisor Networks LLC otherOtherApr 1, 2009Feb 23, 2011 (693 d)
Barron Dean BealBok Financial Advisors otherTrue North Advisors, LLC otherOtherJun 9, 2008Apr 15, 2010 (675 d)
Christy Lea NelsonBok Financial Advisors otherEdward Jones national BDOtherOct 17, 2007Oct 19, 2007
Angela Marie FrancisBok Financial Advisors otherEdward Jones national BDOtherSep 5, 2007May 27, 2026 (6839 d)
Erik Alexis CarringtonBok Financial Advisors otherMorgan Keegan & Company, LLC otherOtherAug 31, 2007Apr 4, 2008 (217 d)
Dennis Shane McmillanBok Financial Advisors otherInsphere Securities, Inc. unclassifiedOtherFeb 2, 2007Dec 19, 2007 (320 d)
Cameron Cameron McleroyBok Financial Advisors otherBanc Of America Investment Services, Inc. unclassifiedOtherJan 10, 2006Jan 6, 2006
Jonathan Mark RawlingsBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJul 25, 2005Oct 7, 2005 (74 d)
Norman Frank HallBok Financial Advisors otherNfp Advisor Services, LLC otherOtherJul 6, 2005Sep 21, 2006 (442 d)
Glenda Rae SuchyBok Financial Advisors otherCitigroup Global Markets Inc. otherOtherJun 21, 2004Jun 25, 2004
Elizabeth Helen CarsonBok Financial Advisors otherCitigroup Global Markets Inc. otherOtherJun 21, 2004Jun 25, 2004
Garryl Weston KeelBok Financial Advisors otherCommerce Brokerage Services, Inc otherOtherJun 11, 2004Sep 2, 2004 (83 d)
Robyn L LawhonBok Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 23, 2002Aug 23, 2002
James Carroll BillingsleyBok Financial Advisors otherBanc Of America Investment Services, Inc. unclassifiedOtherAug 2, 2002Sep 4, 2002 (33 d)
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174 moves match.