DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Momentum Independent Network Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Matthew ParksMomentum Independent Network Inc. BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2019Nov 1, 2019
Lori Michelle JohnsonMomentum Independent Network Inc. BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2019Nov 1, 2019
Amy Lynn BarnesMomentum Independent Network Inc. BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2019Nov 1, 2019
Kristy Lynn WarmerdamMomentum Independent Network Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2019Jul 15, 2019
Daniel James GundersonMomentum Independent Network Inc. BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jun 22, 2020 (355 d)
David Walter OsborneMomentum Independent Network Inc. BD affiliatedOsborne Advisors, Inc. unclassifiedOtherJun 28, 2019Jul 15, 2004
Brian Stuart JollesMomentum Independent Network Inc. BD affiliatedRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2019Jun 21, 2019
Trey Landel WilkersonMomentum Independent Network Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2019Jun 14, 2019
Anthony Steven ThorntonMomentum Independent Network Inc. BD affiliatedRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 27, 2019Mar 12, 2019
Maricelda FrancoMomentum Independent Network Inc. BD affiliatedHilltop Securities Inc. otherOtherFeb 8, 2019Dec 19, 2016
Leo Vinson ReichleMomentum Independent Network Inc. BD affiliatedOppenheimer & Co. Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 26, 2018Oct 25, 2018
Christopher MurrayMomentum Independent Network Inc. BD affiliatedHilltop Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 25, 2018Oct 24, 2018
Charley Alynn EubanksMomentum Independent Network Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJul 26, 2018Aug 21, 2018
Philip Hearl HamiltonMomentum Independent Network Inc. otherD.H. Hill Advisors, Inc. independent RIAOtherMar 12, 2018Feb 15, 2018
Kimberly Kay MillerMomentum Independent Network Inc. otherCapital One Advisors, LLC otherOtherJun 7, 2017Jun 9, 2017
Thomas Marc YoungMomentum Independent Network Inc. otherLegacytexas Wealth Advisors otherOtherMay 16, 2017May 20, 2017
Jurgen Daniel SimonsMomentum Independent Network Inc. otherEdward Jones national BDOtherMay 3, 2017May 23, 2017
James W AdamsMomentum Independent Network Inc. otherAdams Wealth Management state registeredOtherDec 5, 2016Nov 17, 2016
Alfred James BakerMomentum Independent Network Inc. otherConcourse Financial Group Advisors otherOtherApr 8, 2016Apr 5, 2016
Daniel Leonard ReindersMomentum Independent Network Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 30, 2016Apr 4, 2016
Douglas A LawrenceMomentum Independent Network Inc. otherAmeriprise Financial Services, LLC national BDOtherMar 3, 2016Feb 8, 2016
Diarvonda Shicole RansomMomentum Independent Network Inc. otherHilltop Securities Inc. otherOtherFeb 11, 2016Sep 25, 2015
Jeremy Todd TorgersonMomentum Independent Network Inc. otherNvest Advisors, LLC state registeredOtherOct 28, 2015Sep 29, 2015
Holly P. PeritzMomentum Independent Network Inc. other1st Global Advisors Inc otherOtherAug 4, 2015Jul 21, 2016 (352 d)
Christine Depiante LutzMomentum Independent Network Inc. otherWells Fargo Advisors wirehouseOtherJun 1, 2015Jun 3, 2015
Robert Earl WirthMomentum Independent Network Inc. otherWorth Financial Group Inc. independent RIAOtherMay 26, 2015Mar 27, 2017 (671 d)
James Lawrence BrejchaMomentum Independent Network Inc. otherCetera Advisors LLC otherOtherMay 1, 2015Apr 6, 2015
Susan Rena BoekelooMomentum Independent Network Inc. otherRaymond James Financial Services Advisors, Inc otherOtherApr 7, 2015Apr 8, 2015
Ashlee Kaye MillerMomentum Independent Network Inc. otherHilltop Securities Inc. otherOtherJan 5, 2015Apr 15, 2016 (466 d)
Michael Patrick GarciaMomentum Independent Network Inc. otherArbor Point Advisors otherOtherDec 24, 2014Dec 8, 2014
Stephen Maxie JacksonMomentum Independent Network Inc. otherArbor Point Advisors otherOtherDec 23, 2014Dec 5, 2014
Teddy R EzzellMomentum Independent Network Inc. otherWestern Wealth Management LLC otherOtherDec 18, 2014Dec 17, 2014
James Russell ZornMomentum Independent Network Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 8, 2014Oct 3, 2014
Stephen Thomas HartmanMomentum Independent Network Inc. otherJ. W. Cole Advisors, Inc. otherOtherAug 25, 2014Aug 5, 2014
Jeremy Owen HebertMomentum Independent Network Inc. otherLPL Financial LLC otherOtherAug 25, 2014Jul 31, 2014
Erik Nicholas HaggeMomentum Independent Network Inc. otherEk Riley Investments, LLC otherOtherFeb 26, 2014Feb 3, 2014
Adam Carter RichMomentum Independent Network Inc. otherSchlindwein Associates LLC otherOtherNov 11, 2013Nov 14, 2013
Christine Depiante LutzMomentum Independent Network Inc. otherRobert W. Baird & Co. Incorporated otherOtherJul 23, 2013Jul 19, 2013
Robert David ZodaMomentum Independent Network Inc. otherZoda Financial, LLC unclassifiedOtherJun 14, 2013Jun 17, 2013
Blake Edward GreerMomentum Independent Network Inc. otherConcourse Financial Group Advisors otherOtherMay 29, 2013May 16, 2013
Archie Anderson HendersonMomentum Independent Network Inc. otherNext Financial Group, Inc. otherOtherMay 16, 2013May 13, 2013
Vincent Antwane WallaceMomentum Independent Network Inc. otherJ.P. Morgan Securities LLC wirehouseOtherFeb 21, 2013Feb 7, 2013
Jeffrey Don PeaceMomentum Independent Network Inc. otherAdvisor Resource Council otherOtherDec 20, 2012Jan 25, 2013 (36 d)
John Robert MccarthyMomentum Independent Network Inc. otherQuest Capital Strategies, Inc. otherOtherNov 16, 2012Jan 24, 2013 (69 d)
Adam Kennon BrownMomentum Independent Network Inc. otherSt. Bernard Financial Services, Inc. otherOtherOct 18, 2012Nov 8, 2012
Sidney Eugene BanksMomentum Independent Network Inc. otherSt. Bernard Financial Services, Inc. BD affiliatedOtherOct 18, 2012Jan 8, 2024 (4099 d)
Alan Aldo WakerMomentum Independent Network Inc. otherSpc otherOtherOct 2, 2012Sep 28, 2012
David Keith SchaalMomentum Independent Network Inc. otherTd Ameritrade, Inc. no RAUMOtherAug 21, 2012Aug 28, 2012
John Andrew SchickMomentum Independent Network Inc. otherAsset Management Partners, LLC unclassifiedOtherJul 23, 2012Sep 2, 2009
Christopher MurrayMomentum Independent Network Inc. otherEdward Jones national BDOtherMar 5, 2012Jun 12, 2013 (464 d)
Curtis Verdell LundMomentum Independent Network Inc. otherWilbanks Securities Advisory otherOtherJan 19, 2012Jan 18, 2012
James Thomas AdcockMomentum Independent Network Inc. otherLPL Financial LLC otherOtherNov 18, 2011Dec 21, 2011 (33 d)
Michael VatterMomentum Independent Network Inc. otherTransamerica Financial Advisors, LLC otherOtherSep 2, 2011Aug 12, 2011
Richard Lynn JennessMomentum Independent Network Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 5, 2011Jul 6, 2011
Dagmara Katarzyna FrankowskaMomentum Independent Network Inc. otherDeutsche Bank Securities Inc. otherOtherJul 14, 2011Nov 22, 2011 (131 d)
Paul Anthony HeemannMomentum Independent Network Inc. otherWsa Affiliates, LLC state registeredOtherJun 2, 2011Jun 24, 2011
William Wallace WolfeMomentum Independent Network Inc. otherSterne Agee Asset Management, Inc. otherOtherFeb 17, 2011Mar 24, 2011 (35 d)
Melyssa Cantu-MatkovichMomentum Independent Network Inc. otherWaddell & Reed otherOtherDec 3, 2010Feb 15, 2011 (74 d)
Vicki Lynn JoernMomentum Independent Network Inc. otherMadison Avenue Securities, LLC otherOtherMay 7, 2010Jun 13, 2011 (402 d)
Richard Eloy De La GarzaMomentum Independent Network Inc. otherOppenheimer & Co. Inc. otherOtherMar 15, 2010Mar 15, 2010
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153 moves match.