DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Ann Hodson | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Apr 4, 2022 (46 d) |
| Hallbrook Polite | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2022 | Nov 14, 2022 (276 d) |
| Valerie Ruby Harris | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2022 | Mar 25, 2022 (42 d) |
| Jared Cutlip | Thrivent Investment Management Inc. BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2022 | Jul 22, 2022 (161 d) |
| Stephon Williams | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2022 | Apr 6, 2022 (54 d) |
| Boni Jiang | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Mar 18, 2022 (42 d) |
| David Claytor | Thrivent Investment Management Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Aug 8, 2022 (185 d) |
| Joshua Daniel Thoreson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 9, 2022 |
| Kyle Robert Back | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Mar 29, 2022 (53 d) |
| Eric William Vowles | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Feb 23, 2022 (33 d) |
| Richard Minton | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Apr 11, 2022 (87 d) |
| Conner Brady | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Jan 27, 2022 |
| Heidi Marie Bird | Thrivent Investment Management Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Jan 25, 2022 |
| Gregory John Strunk | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jan 7, 2022 |
| Vezafina Angeles Kirby | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2022 | Jun 7, 2022 (152 d) |
| Kyle P. Bobo | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 6, 2022 | Jan 14, 2022 |
| Hao Wu | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2022 | Jan 12, 2022 |
| Donald M Young | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 4, 2022 |
| Steven James Swanson | Thrivent Investment Management Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 3, 2022 |
| Benjamin Cross | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2021 | Mar 15, 2022 (84 d) |
| Dean Anthony Hunter | Thrivent Investment Management Inc. BD affiliated | Hunter Vip Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Jul 15, 2025 (1302 d) |
| Andrew Kavanaugh Osland | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Jun 30, 2022 (196 d) |
| Eric D. Black | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Feb 2, 2022 (48 d) |
| Brian Michael Mcgraw | Thrivent Investment Management Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jun 1, 2022 (173 d) |
| Stephen W Coy | Thrivent Investment Management Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Feb 19, 2025 (1167 d) |
| Stelzon Erixon Anaya | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Dec 17, 2021 |
| Michael Fredrick Bogden | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 2, 2021 |
| Joseph Anthony Green | Thrivent Investment Management Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2021 | Dec 1, 2021 |
| Christopher B Burt | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2021 | Dec 14, 2021 |
| Taylor Ann Willhalm | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Nov 24, 2021 |
| Siara L. Spaulding | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Jan 26, 2022 (68 d) |
| Michael Cooper | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2021 | Apr 22, 2022 (154 d) |
| Todd Kelzenberg | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Feb 23, 2022 (103 d) |
| Chad David Lee | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 22, 2021 |
| Thomas Milan Wyszynski | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 17, 2024 (1084 d) |
| Matthew Senn | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Jan 30, 2026 (1554 d) |
| Joseph David Turner | Thrivent Investment Management Inc. BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2021 | Nov 10, 2021 |
| Andrea M. Morton | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2021 | Jun 22, 2022 (237 d) |
| Jenna Rose Rodrigues | Thrivent Investment Management Inc. BD affiliated | Illumination Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2021 | Mar 17, 2022 (143 d) |
| Frenise Ladawn Mann | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 25, 2021 |
| Dustin Meza | Thrivent Investment Management Inc. BD affiliated | Nuance Investments, LLC asset manager | Other | Oct 15, 2021 | Nov 8, 2021 |
| Anthony Jerome Pizer | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | May 2, 2022 (199 d) |
| Joshua Michael Gore | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Jul 10, 2025 (1364 d) |
| Ethan L Rivera | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Dec 9, 2021 (55 d) |
| Frank Dibartolo | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2021 | Oct 11, 2021 |
| Adam Heath Walter | Thrivent Investment Management Inc. BD affiliated | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Feb 10, 2023 (497 d) |
| William James Luzzo | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 19, 2021 |
| Shannon L Rolando | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Oct 6, 2021 |
| Jason Dean Burley | Thrivent Investment Management Inc. BD affiliated | Purpose First Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 28, 2021 | Apr 26, 2022 (210 d) |
| Matthew J. Hanson | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2021 | Nov 15, 2021 (48 d) |
| James Harrison Pappas | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2021 | Mar 1, 2022 (159 d) |
| Marcos Murillo | Thrivent Investment Management Inc. BD affiliated | Vantage Point Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Oct 20, 2025 (1488 d) |
| Mikayla Coreen Howick | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2021 | Nov 16, 2021 (57 d) |
| Christopher Ted Ginkel | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Mar 18, 2022 (186 d) |
| Oscar N. Ford | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 15, 2021 |
| Trinity S. Gray | Thrivent Investment Management Inc. BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Oct 19, 2021 (46 d) |
| Lucas Joseph Hemling | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 1, 2021 |
| Aaron Carl Meyer | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 27, 2021 |
| Kyle Robert Thomas | Thrivent Investment Management Inc. BD affiliated | Oxford Financial Group, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Sep 28, 2021 (34 d) |
| Rhett Allen Helt | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Dec 6, 2021 (103 d) |
1,855 moves match.