DFX Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,857 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garret Locke | Thrivent Investment Management Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | May 29, 2019 |
| Dexter Keith Albrecht | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | May 28, 2019 |
| Justin William Reed Carlson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Jan 10, 2023 (1338 d) |
| Paul Bednarczyk | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2019 | Oct 9, 2020 (518 d) |
| Chad Webber | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 7, 2019 | May 7, 2019 |
| Amanda L Petri | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 30, 2019 | Apr 29, 2019 |
| Eric Peter Sirjord | Thrivent Investment Management Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 29, 2019 | May 7, 2019 |
| Matthew J Jenkins | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2019 | Apr 22, 2019 |
| Eric Christopher Blankenfeld | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2019 | Jun 7, 2019 (46 d) |
| Bryan Melvin Lage | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 22, 2019 | Oct 17, 2019 (178 d) |
| Erika Anne Estanislao Dizon | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 22, 2019 | May 9, 2019 |
| Joshua Fuller | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | May 15, 2019 |
| Kelly Jean Garrow | Thrivent Investment Management Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | Apr 8, 2019 |
| Sherman Erik Steen | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Randall Ryan Razidlo | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Mark Nichol | Thrivent Investment Management Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 11, 2019 |
| James Ray Romig | Thrivent Investment Management Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2019 | Mar 25, 2019 |
| Linda Marie Wieczorek | Thrivent Investment Management Inc. BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2019 | Mar 20, 2020 (365 d) |
| Matthew William Becker | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Mar 4, 2019 |
| Brandon M Ohara | Thrivent Investment Management Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2019 | Mar 15, 2019 |
| James Edward Herring | Thrivent Investment Management Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Feb 27, 2019 |
| Bryan Kenneth Young | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Oct 31, 2024 (2086 d) |
| Zachary Adam Gasper | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Jun 18, 2019 (132 d) |
| Brian Patrick Twohig | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Mar 25, 2019 (48 d) |
| Michael Edward Neaton | Thrivent Investment Management Inc. BD affiliated | Onedigital other | Other | Feb 4, 2019 | Feb 7, 2019 |
| William Wayne Patterson | Thrivent Investment Management Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2019 | Mar 6, 2019 (36 d) |
| Antonio Pina Zentella | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2019 | Apr 2, 2019 (63 d) |
| Mark Boutros | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2019 | Feb 28, 2019 |
| Thomas Allan Larson | Thrivent Investment Management Inc. BD affiliated | Dunnavan & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2019 | Jan 31, 2019 |
| Claudia Patricia Hall | Thrivent Investment Management Inc. BD affiliated | Inspire Investing, LLC asset manager | Other | Jan 16, 2019 | Feb 7, 2019 |
| Nancy Bentum Botchway | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2019 | Feb 21, 2019 (36 d) |
| Toby Marshall Johnston | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Jan 31, 2019 |
| Stacy Lynn Nystrom | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 13, 2019 (44 d) |
| Ashley Rose Mcneal | Thrivent Investment Management Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2018 | Jan 9, 2019 |
| Roger Lee Olson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jan 18, 2019 |
| Cresta L Clawson | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Dec 19, 2018 |
| Patrick Norris | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Dec 18, 2018 |
| Rene C Tamez | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | May 28, 2019 (162 d) |
| Catherine Marie Jaeger | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2018 | Dec 21, 2018 |
| Jenifer Jeanne Rieck | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jan 9, 2019 (33 d) |
| Adam King Skumawitz | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2018 | Dec 3, 2018 |
| Ashley Leandra Ottens | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Nov 30, 2018 |
| Juan Pablo Novoa | Thrivent Investment Management Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2018 | Dec 17, 2018 |
| Jenna Rancourt | Thrivent Investment Management Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2018 | Jan 3, 2019 (38 d) |
| Brandon Keith Moehn | Thrivent Investment Management Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2018 | Nov 21, 2018 |
| William James Cortus | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 15, 2018 |
| Marcus Adam Holmberg | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 13, 2018 | May 21, 2019 (189 d) |
| Adam Beach | Thrivent Investment Management Inc. BD affiliated | Star Capital Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2018 | Nov 9, 2018 |
| Andrew Blake Ulvestad | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Nov 19, 2018 |
| Landon Richard Wiese | Thrivent Investment Management Inc. BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 2, 2018 |
| Andrew Wesley Hughes | Thrivent Investment Management Inc. BD affiliated | Farmers Financial Solutions, LLC no RAUM | Other | Oct 30, 2018 | Dec 26, 2019 (422 d) |
| Ryan James Bargfrede | Thrivent Investment Management Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Jan 23, 2019 (103 d) |
| Andrew Paul Barclay | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 11, 2018 |
| Zachry Eldon Miller | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 16, 2018 |
| Dominic Andrew Russo | Thrivent Investment Management Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 4, 2018 |
| Romney Kay Cox | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 9, 2018 |
| Sharon Ann Staley-Smith | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2018 | May 20, 2019 (249 d) |
| David Victor Miller | Thrivent Investment Management Inc. BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2018 | Nov 9, 2018 (59 d) |
| Adam David Rauscher | Thrivent Investment Management Inc. BD affiliated | Biltmore Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2018 | Dec 18, 2018 (111 d) |
| Allen Dable | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2018 | Sep 6, 2018 |