DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Francis Peterson | Thrivent Investment Management Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Feb 24, 2026 |
| Griffin Rathgeb | Thrivent Investment Management Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 18, 2026 |
| Alfred Putman Black | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Mar 13, 2026 |
| Baron Roger Davis | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 17, 2026 |
| Tammy Sue Dickson | Thrivent Investment Management Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 19, 2026 |
| Thomas Lee Dinardo | Thrivent Investment Management Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | May 5, 2026 (90 d) |
| Nathan Michael Martin | Thrivent Investment Management Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Feb 4, 2026 | Feb 6, 2026 |
| Keaton Hower Smith | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 27, 2026 |
| Jacob Scott Anderson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Rebecca Elizabeth Skirvin | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Umesh Nagargoje | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Leonard Aaron Thomas | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 28, 2026 | May 7, 2026 (99 d) |
| Benjamin Noah Hammersten | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 28, 2026 | May 27, 2026 (119 d) |
| Frederick George Chambers | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Aug 5, 2026 (189 d) |
| Silas Paul Winders | Thrivent Investment Management Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | May 4, 2026 (96 d) |
| Robert Michael Penrose | Thrivent Investment Management Inc. BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Apr 8, 2026 (70 d) |
| Ryan Lawrence Rapp | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 27, 2026 | Apr 3, 2026 (66 d) |
| Samuel E Campbell | Thrivent Investment Management Inc. BD affiliated | David P. Gilliam & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2026 | Jan 29, 2026 |
| David J Elliott | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Feb 2, 2026 |
| Ronald G Bristol | Thrivent Investment Management Inc. BD affiliated | Advanced Wealth Advice state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 16, 2026 | Mar 6, 2026 (49 d) |
| Rene Gonzalez | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2026 | Jan 22, 2026 |
| Medzer St Jean | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Mar 3, 2026 (46 d) |
| Ronald A Franco | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Aug 20, 2026 (217 d) |
| Jody A Newsome | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 24, 2026 |
| Michelle Diane Clifford | Thrivent Investment Management Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Jan 20, 2026 |
| Enrique Basanez | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 13, 2026 |
| Wallace Gray Suggs | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | May 22, 2026 (130 d) |
| Kevon Lloyd Bartee | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 20, 2026 |
| Kenny Leymar Rosales Sanchez | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2026 | Jan 28, 2026 |
| Trent Schenk | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Sep 1, 2026 (249 d) |
| Mark Elliott Hargrove | Thrivent Investment Management Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jan 22, 2026 |
| Daniel Thomas Janowiak | Thrivent Investment Management Inc. BD affiliated | Canterbury Consulting Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Dec 19, 2025 |
| Michael Zotika | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Mar 9, 2026 (80 d) |
| Sean Bryant | Thrivent Investment Management Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Jan 21, 2026 (40 d) |
| Joshua Govek | Thrivent Investment Management Inc. BD affiliated | Calamos Advisors LLC asset manager | Other | Dec 10, 2025 | Dec 5, 2025 |
| Malinda Dornan | Thrivent Investment Management Inc. BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Jan 2, 2026 |
| Jason Lavoi | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Dec 8, 2025 |
| Elijah Stone Eatherly | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 5, 2025 |
| Matthew D Hertig | Thrivent Investment Management Inc. BD affiliated | Unity Financial Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2025 | May 1, 2026 (158 d) |
| Robert Owen Bell | Thrivent Investment Management Inc. BD affiliated | Artizan Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2025 | Jun 17, 2026 (205 d) |
| Jacob Castaneda | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2025 | Feb 12, 2026 (82 d) |
| Amy Jean Erkenbrack | Thrivent Investment Management Inc. BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | May 27, 2026 (187 d) |
| Demetrius Warren | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | May 5, 2026 (173 d) |
| Kavon Westberry | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 17, 2025 |
| Christopher Cook | Thrivent Investment Management Inc. BD affiliated | Teton Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Dec 22, 2025 (48 d) |
| Anastasiya Zaytsev | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2025 | Nov 3, 2025 |
| Jason R Upton | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 17, 2025 |
| Nicole M Fahnestock | Thrivent Investment Management Inc. BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Mar 13, 2026 (134 d) |
| Deante Thompkins | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Nov 19, 2025 |
| Trey Norris | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Jan 26, 2026 (89 d) |
| Ernest Miller | Thrivent Investment Management Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Jan 15, 2026 (78 d) |
| Kyle A Duffer | Thrivent Investment Management Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Dec 16, 2025 (53 d) |
| Erica Rennison | Thrivent Investment Management Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 23, 2025 |
| Alexander Jurado | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Nov 5, 2025 |
| Seth Charles Hansvick | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2025 | Oct 21, 2025 |
| Ivan Edwin Magalit | Thrivent Investment Management Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 17, 2025 |
| Amy M Hawkins | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 14, 2025 |
| Jessica Ann Shillington | Thrivent Investment Management Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Nov 10, 2025 |
| Joseph Angelo Chowansky | Thrivent Investment Management Inc. BD affiliated | Willow independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2025 | Oct 23, 2025 |
| Patrick Sean Irwin | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2025 | Dec 15, 2025 (63 d) |
1,855 moves match.