DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alicea Selene Hoffman | Thrivent Investment Management Inc. BD affiliated | Willis Johnson Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2025 | Oct 6, 2025 |
| Susan C Sloan | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Oct 6, 2025 |
| Ryan James Fedders | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 19, 2025 |
| Charles Paul Walsh | Thrivent Investment Management Inc. BD affiliated | Adams Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Nov 16, 2025 (58 d) |
| Nigel Gillespie | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Sep 18, 2025 |
| James Mark Kiwiet | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2025 | Oct 10, 2025 |
| James Allan | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Feb 4, 2026 (139 d) |
| Brandon Lam | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2025 | Sep 17, 2025 |
| Joseph L Shaver | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Steven Edward Masel | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Oct 21, 2025 (42 d) |
| Russell Carroll Pierpont | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 18, 2025 |
| Alex Ionescu | Thrivent Investment Management Inc. BD affiliated | Saturna Capital Corporation asset manager | Other | Sep 8, 2025 | Nov 14, 2025 (67 d) |
| Drew Totland | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Oct 17, 2025 (51 d) |
| Matthew Salafia | Thrivent Investment Management Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 26, 2025 | Sep 11, 2025 |
| Steven Alderete | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 21, 2025 |
| Mario Savoie | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 19, 2025 |
| Ana E Mckinley | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 18, 2025 |
| Jamie Lynn Rosas | Thrivent Investment Management Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Aug 14, 2025 |
| Timothy M White | Thrivent Investment Management Inc. BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Aug 11, 2025 |
| Mark H Johnson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 1, 2025 |
| Shawn Michael Fair | Thrivent Investment Management Inc. BD affiliated | Efg Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 8, 2025 | Jan 2, 2026 (147 d) |
| Jeffrey Alan Maclean | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 4, 2025 |
| Dante Williams | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 5, 2025 |
| Aaron Salgado | Thrivent Investment Management Inc. BD affiliated | U.S. Capital Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Oct 17, 2025 (74 d) |
| James L Lester | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 5, 2025 |
| Jeffrey Alan Townsend | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2025 | Aug 14, 2025 |
| Sergio Mendoza | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 24, 2025 |
| Gianni Papazoglou | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 24, 2025 |
| Fabio Garcia | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Aug 11, 2025 |
| Lucas John Thompson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Sep 3, 2025 (41 d) |
| Daniel Nelson Turner | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2025 | Jul 29, 2025 |
| Yanan Liu | Thrivent Investment Management Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Aug 21, 2025 |
| Andrew Duncan | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Aug 21, 2025 |
| Michael Wesley Corson | Thrivent Investment Management Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 18, 2025 |
| Nathan Pinzon | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jul 16, 2025 |
| Tyler Jensch | Thrivent Investment Management Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Oct 30, 2025 (108 d) |
| Haley Fuhrmann | Thrivent Investment Management Inc. BD affiliated | Ellenbecker Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Oct 24, 2025 (107 d) |
| John C Symank | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2025 | Aug 4, 2025 |
| Michael David Mobilio | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jan 20, 2026 (201 d) |
| Darin Swick | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jul 31, 2025 (36 d) |
| Mark W Yeary | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 26, 2025 |
| Benjamin Davis | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2025 | Sep 15, 2025 (82 d) |
| Chelsea Nicole Smitchger | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Travis Jon Busch | Thrivent Investment Management Inc. BD affiliated | Balefire, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2025 | Jun 18, 2025 |
| Edward C Irwin | Thrivent Investment Management Inc. BD affiliated | Security First Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jun 15, 2025 |
| Huseyn Maharram Balayev | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2025 | Jul 24, 2025 (38 d) |
| Stephen Blanchard | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Sep 8, 2025 (87 d) |
| David Paul Miller | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 24, 2025 |
| David James Grundy | Thrivent Investment Management Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jun 10, 2025 |
| Jacob Smith | Thrivent Investment Management Inc. BD affiliated | M1 Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 9, 2025 |
| Carlos Alexander Alviarez Delgado | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2025 | Aug 25, 2025 (83 d) |
| Travis Michael Rose | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Scott James Greening | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Anne Marie Nowak | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Jeffrey Thomas Breit | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Quincy Louis Johnson | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Michael Fuscardo | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | Jun 10, 2025 |
| Daryl Tighe Brown | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Jun 9, 2025 |
| Edward Jamil Waheed Robinson | Thrivent Investment Management Inc. BD affiliated | Allgen Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | Jul 10, 2025 (56 d) |
| Benjamin Daniel Ollila | Thrivent Investment Management Inc. BD affiliated | Strategic Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 | May 1, 2025 |
1,855 moves match.