DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Yoshikazu Arakaki	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
Aran Keichi Hiromoto	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
James Kenji Michishima	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
John Wah Hin Au	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
Cindy S. Asuncion	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Jun 30, 2011	Jul 1, 2011
Aaron David Cantley	Signator Financial Services, Inc. other	Gradient Advisors, LLC no RAUM	Other	Jun 8, 2011	Sep 8, 2011 (92 d)
Lynn Ross Van Houten	Signator Financial Services, Inc. other	Allstate Financial Advisors, LLC BD affiliated	Other	Jun 6, 2011	Aug 13, 2018 (2625 d)
Danny Joe Taylor	Signator Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 20, 2011	Apr 19, 2011
Tracie Lynn Baiz	Signator Financial Services, Inc. other	LPL Financial LLC other	Other	Apr 12, 2011	Apr 14, 2011
Lynn Howard Morris	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Mar 2, 2011	Mar 7, 2011
Widmark De Jesus Cano	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Feb 25, 2011	Mar 1, 2011
Ernest Lino Jordan	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Feb 1, 2011	Feb 2, 2011
Shane Butler Weisman	Signator Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jan 31, 2011	Feb 9, 2011
Olga Guin	Signator Financial Services, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Dec 31, 2010	Nov 29, 2011 (333 d)
Richard Chamblee Van Zandt	Signator Financial Services, Inc. other	Wealthcare Capital Management LLC other	Other	Dec 31, 2010	Jan 31, 2011 (31 d)
Dominic Joseph Anzevino	Signator Financial Services, Inc. other	United Advisors America independent RIA	Other	Dec 31, 2010	Jul 26, 2012 (573 d)
Allyn David Close	Signator Financial Services, Inc. other	Planmember Securities Corporation other	Other	Nov 3, 2010	Nov 19, 2010
Peter M Lampert	Signator Financial Services, Inc. other	Hornor, Townsend & Kent, LLC BD affiliated	Other	Oct 4, 2010	Oct 24, 2024 (5134 d)
Aaron Mckinley Baker	Signator Financial Services, Inc. other	Msi Financial Services, Inc. other	Other	Aug 25, 2010	Sep 13, 2010
Tiffany Elise Cote	Signator Financial Services, Inc. other	LPL Financial LLC other	Other	May 12, 2010	Jun 11, 2010
Allen Ross Tollett	Signator Financial Services, Inc. other	Gwn Securities Inc. other	Other	Feb 17, 2010	Feb 16, 2010
Justin Pullaro	Signator Financial Services, Inc. other	Columbia Advisory Partners, LLC independent RIA	Other	Oct 21, 2009	Dec 15, 2021 (4438 d)
Marc Angelo De Fiori	Signator Financial Services, Inc. other	Morgan Stanley wirehouse	Other	Sep 3, 2009	Jun 24, 2011 (659 d)
James Edward Mcgathey	Signator Financial Services, Inc. other	Avantax Advisory Services other	Other	Aug 11, 2009	Sep 28, 2009 (48 d)
David Lee Crawford	Signator Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 3, 2009	Jul 31, 2009
Jean Flanagan Prina	Signator Financial Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Apr 16, 2009	May 11, 2010 (390 d)
Brantley Dexton Whitley	Signator Financial Services, Inc. other	Integrity Advisory Solutions independent RIA	Other	Dec 31, 2008	May 31, 2024 (5630 d)
Jerry W Lynn	Signator Financial Services, Inc. other	New England Securities Corporation other	Other	Apr 29, 2008	Jul 23, 2008 (85 d)
Neal James Hebert	Signator Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Feb 15, 2008	May 23, 2016 (3020 d)
Paul Sullivan Como	Signator Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Oct 2, 2007	Oct 5, 2007
Jared Stephen Northam	Signator Financial Services, Inc. other	Fisher Investments independent RIA	Other	Aug 13, 2007	Nov 17, 2021 (5210 d)
Norman Steven Thomson	Signator Financial Services, Inc. other	The Mutual Fund Store other	Other	Aug 8, 2007	May 23, 2008 (289 d)
David Edward Achzet	Signator Financial Services, Inc. other	Source Capital Group, Inc. other	Other	Jun 1, 2006	Apr 29, 2011 (1793 d)
Brantley Dexton Whitley	Signator Financial Services, Inc. other	Whitley Investment Management, Inc. unclassified	Other	Aug 1, 2005	Jul 26, 2005
Steven T Larsen	Signator Financial Services, Inc. other	Larsen Financial Corp unclassified	Other	May 13, 2005	May 10, 2005
Daniel Christian Giddens	Signator Financial Services, Inc. other	Clark Capital Management Group Inc other	Other	Nov 11, 2004	Feb 28, 2005 (109 d)
Kurt Frederick Witzleben	Signator Financial Services, Inc. other	Legend Advisory, LLC other	Other	Sep 17, 2004	Oct 1, 2004
Derryl Melvin Durden	Signator Financial Services, Inc. other	Great American Advisors, Inc. other	Other	Feb 3, 2004	Dec 7, 2006 (1038 d)
Jamie Tabor Stone	Signator Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Jan 21, 2004	Feb 8, 2006 (749 d)
John W Kamola	Signator Financial Services, Inc. other	Park Avenue Securities LLC other	Other	Oct 20, 2003	Jan 15, 2004 (87 d)
Anthony Benton Hemmelgarn	Signator Financial Services, Inc. other	M&T Securities, Inc. unclassified	Other	Jul 2, 2003	Sep 10, 2008 (1897 d)
Gregory Dana Weiss	Signator Financial Services, Inc. other	First Citizens Investor Services, Inc. other	Other	Jan 3, 2003	Jan 13, 2003

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102 moves match.