Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Fermin Alberto Mesina	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Apr 19, 2011	May 12, 2011
Robert Lewis Klingensmith	Hsbc Securities (USA) Inc. other	MML Investors Services, LLC other	Other	Apr 5, 2011	May 2, 2011
Gary L Shumate	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Mar 23, 2011	Mar 21, 2011
Scott Wayne Milam	Hsbc Securities (USA) Inc. other	Huntington Financial Advisors other	Other	Mar 4, 2011	Jul 29, 2011 (147 d)
Gene V Panasenko	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Mar 1, 2011	Feb 17, 2011
Christine Pando	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 1, 2011	Mar 4, 2011
Konstantin Solomon Prives	Hsbc Securities (USA) Inc. other	Flagstar Securities, Inc. other	Other	Feb 10, 2011	Mar 31, 2011 (49 d)
Ruben Dario Lesmes	Hsbc Securities (USA) Inc. other	Barclays Capital Inc. other	Other	Feb 8, 2011	Mar 7, 2011
Matthew E Petrozelli	Hsbc Securities (USA) Inc. other	Valley National Advisers Inc other	Other	Jan 26, 2011	Feb 7, 2011
Hsiao-Chi Chen Wu	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jan 20, 2011	Feb 17, 2011
Charles Steven Kassatly	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Jan 19, 2011	Jan 19, 2011
Joseph Thomas Di Vico	Hsbc Securities (USA) Inc. other	Advice And Planning Services BD affiliated	Other	Jan 19, 2011	May 25, 2021 (3779 d)
Louis Shamel Frye	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Jan 11, 2011	Mar 2, 2012 (416 d)
Soumit Sarkar	Hsbc Securities (USA) Inc. other	Center Street Advisors, Inc. no RAUM	Other	Jan 10, 2011	Apr 7, 2016 (1914 d)
Randolph Kendall Feliz	Hsbc Securities (USA) Inc. other	Gilford Financial Corp. other	Other	Dec 22, 2010	Jul 20, 2011 (210 d)
Christopher Thomas Connell	Hsbc Securities (USA) Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Nov 30, 2010	Dec 7, 2010
Allen Philip Cantoni	Hsbc Securities (USA) Inc. other	M&T Securities, Inc. unclassified	Other	Nov 22, 2010	Dec 7, 2010
Michael Y Yen	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Nov 10, 2010	Nov 1, 2010
Josh Alan Frankel	Hsbc Securities (USA) Inc. other	Partners Capital Services, Inc. other	Other	Oct 29, 2010	Sep 13, 2012 (685 d)
Albert Dandrea	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Oct 29, 2010	Aug 2, 2012 (643 d)
Yulien Brenlla	Hsbc Securities (USA) Inc. other	Credit Suisse Securities (USA) LLC other	Other	Oct 29, 2010	Aug 14, 2015 (1750 d)
Craig D Smith	Hsbc Securities (USA) Inc. other	Principal Securities, Inc. other	Other	Oct 22, 2010	May 26, 2011 (216 d)
Joshua E Schneider	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 12, 2010	Nov 2, 2010
Joel Michael Santucci	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Oct 5, 2010	Dec 20, 2011 (441 d)
Deanna Cilnyk Roeger	Hsbc Securities (USA) Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 30, 2010	Jan 9, 2012 (497 d)
Gerald Debenedictis	Hsbc Securities (USA) Inc. other	Capital One Financial Advisors LLC unclassified	Other	Aug 6, 2010	Aug 2, 2010
Kevin Logan	Hsbc Securities (USA) Inc. other	Stone Harbor Capital Managment, LLC unclassified	Other	Jul 30, 2010	Jun 18, 2012 (689 d)
Craig Donald Lefeber	Hsbc Securities (USA) Inc. other	Cetera Advisors LLC other	Other	Jul 21, 2010	Jul 20, 2010
Daniel P Mcgovern	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 21, 2010	Jul 21, 2010
Dana Matthew Jacobs	Hsbc Securities (USA) Inc. other	Barclays Capital Inc. other	Other	Jun 11, 2010	May 28, 2010
Alan John Vorwald	Hsbc Securities (USA) Inc. other	Barclays Capital Inc. other	Other	Jun 11, 2010	May 28, 2010
Michael J Heiser	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 2, 2010	Jul 10, 2010 (38 d)
Robert Traina	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	May 28, 2010	Jun 10, 2010
Christopher Michael Shingler	Hsbc Securities (USA) Inc. other	Strategic Advisers LLC national BD	Other	May 21, 2010	Nov 6, 2013 (1265 d)
Nitika Sethi	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 13, 2010	Jun 18, 2010 (36 d)
Mary Agnes Pan	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 10, 2010	Jul 16, 2010 (67 d)
David J Willeumier	Hsbc Securities (USA) Inc. other	Rda Financial Network other	Other	May 7, 2010	Jun 17, 2010 (41 d)
Kwai Yun Chan	Hsbc Securities (USA) Inc. other	Scottrade Investment Management other	Other	Apr 19, 2010	Mar 29, 2017 (2536 d)
Suzanne Ellen Lengyel	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Apr 15, 2010	May 12, 2010
Alexander Gregory Zaharoff	Hsbc Securities (USA) Inc. other	Lz Investment Advisors LLC unclassified	Other	Apr 9, 2010	May 11, 2010 (32 d)
Chien Hoong Wu	Hsbc Securities (USA) Inc. other	Wu Wealth Advisory, LLC state registered	Other	Apr 8, 2010	Mar 24, 2021 (4003 d)
Jason James Frank	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Apr 7, 2010	Nov 5, 2010 (212 d)
Jenny Chu Ning	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 5, 2010	Apr 27, 2010
Robert Francis Paventi	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Mar 19, 2010	Apr 8, 2010
Lawrence Joseph Mcgovern	Hsbc Securities (USA) Inc. other	Charles Schwab & Co., Inc. national BD	Other	Mar 16, 2010	Apr 22, 2021 (4055 d)
Savas Nick Constantinou	Hsbc Securities (USA) Inc. other	Advice And Planning Services other	Other	Mar 16, 2010	Sep 30, 2010 (198 d)
Hadi Hachem	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Mar 2, 2010	Jun 4, 2010 (94 d)
Wilfred Guzman	Hsbc Securities (USA) Inc. other	Npa Asset Management, LLC other	Other	Jan 12, 2010	Jan 22, 2010
David Matthew O Connell	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Dec 11, 2009	Dec 17, 2009
Richard Andrew Cobe	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Dec 11, 2009	Dec 11, 2009
William Chamberlin Kirk	Hsbc Securities (USA) Inc. other	Advice And Planning Services other	Other	Dec 11, 2009	Mar 18, 2016 (2289 d)
Louis David Esposito	Hsbc Securities (USA) Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 11, 2009	Apr 8, 2010 (148 d)
Jason J Topi	Hsbc Securities (USA) Inc. other	M. Griffith Investment Services, Inc. other	Other	Nov 10, 2009	Jul 19, 2012 (982 d)
Airung Liu	Hsbc Securities (USA) Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 28, 2009	Nov 10, 2009
Mark Snow	Hsbc Securities (USA) Inc. other	Snow Financial Management, LLC independent RIA	Other	Oct 9, 2009	Mar 30, 2021 (4190 d)
Mayda Alvarado	Hsbc Securities (USA) Inc. other	Charles Schwab & Co., Inc. national BD	Other	Sep 21, 2009	Oct 13, 2009
Elaine Yefun Lee	Hsbc Securities (USA) Inc. other	U.S. Bancorp Advisors, LLC other	Other	Sep 17, 2009	Nov 12, 2010 (421 d)
Antonio Piccolino	Hsbc Securities (USA) Inc. other	M&T Securities, Inc. unclassified	Other	Aug 12, 2009	Feb 12, 2010 (184 d)
Carlos R Ferreira Lima	Hsbc Securities (USA) Inc. other	Bolton Global Asset Management other	Other	Aug 3, 2009	Oct 6, 2009 (64 d)
Annie Rong Wang	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jul 2, 2009	Jul 7, 2009

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921 moves match.