DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sebastian Hochule | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 14, 2026 | Jan 9, 2026 |
| Corbin Philip Curley | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jan 14, 2026 | Jan 9, 2026 |
| John Merendino | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 15, 2026 |
| Flint T Schuller | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | May 18, 2026 (125 d) |
| Christopher Kielar | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Jan 9, 2026 |
| Andrei Constantin Prada | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jan 13, 2026 | Jan 5, 2026 |
| Deorella A Bautista | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Feb 5, 2026 |
| Joshua Michael Brown | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 6, 2026 |
| River Li | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Jan 7, 2026 |
| Robert K Wilson | Wells Fargo Advisors wirehouse | Principal Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Apr 13, 2026 (90 d) |
| Timothy Waas | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 6, 2026 |
| Norma Alicia Graham | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 21, 2026 |
| Patrick Torsch | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Jan 13, 2026 |
| Owen William Galipeau | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 6, 2026 |
| Dylan Bowsky | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 20, 2026 |
| Tyler Charles Hewett | Wells Fargo Advisors wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 2, 2026 |
| Kaitlyn Breyann Baltz | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Jan 27, 2026 |
| Hayk Grigoryan | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 12, 2026 | Feb 13, 2026 (32 d) |
| Anthony Carl Franco | Wells Fargo Advisors wirehouse | Seaside Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Jan 12, 2026 | Feb 4, 2026 |
| Bruce Arthur Galbraith | Wells Fargo Advisors wirehouse | Siebert Advisornxt, LLC. independent RIA | Wirehouse to independent RIA | Jan 12, 2026 | Mar 3, 2026 (50 d) |
| Eric Andrew Finch | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | May 28, 2026 (139 d) |
| Cathleen Ann Pike | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Jan 9, 2026 |
| Matthew Drew Alpert | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Apr 3, 2026 (84 d) |
| Christine Renee Ross | Wells Fargo Advisors wirehouse | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | May 12, 2026 (123 d) |
| Aanal Shah | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | May 7, 2026 (118 d) |
| Andrew Robert Lovan | Wells Fargo Advisors wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Jun 8, 2026 (150 d) |
| Randall Scott Hoagland | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | Jan 26, 2026 |
| Amy Cooke | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Jul 1, 2026 (173 d) |
| Pamela Jeanne Prescott | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Jan 14, 2026 |
| Monica Adriana Marciano | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | Apr 28, 2026 (109 d) |
| Michelle Castellucci | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Apr 27, 2026 (108 d) |
| Justin Louis Novak | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Feb 23, 2026 (45 d) |
| Heidi E. Henderson | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | Jan 21, 2026 |
| Sarah Rae Mcmillian | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Jan 16, 2026 |
| Erica Greene | Wells Fargo Advisors wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | Apr 28, 2026 (109 d) |
| Danial Otto Green | Wells Fargo Advisors wirehouse | Mutual Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Apr 1, 2026 (82 d) |
| Landon Hadley | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 9, 2026 | Feb 12, 2026 (34 d) |
| Deabrion J Joyner | Wells Fargo Advisors wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Mar 19, 2026 (69 d) |
| Mateaia Lovejoy | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jan 8, 2026 | Jan 20, 2026 |
| Jason Hewitt | Wells Fargo Advisors wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2026 | Mar 9, 2026 (60 d) |
| Rebecca Elizabeth Reynaud | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2026 | Apr 14, 2026 (98 d) |
| Angela E Collins | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2026 | Jan 30, 2026 |
| Ari Matthew Litvin | Wells Fargo Advisors wirehouse | Principal Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2026 | Apr 15, 2026 (99 d) |
| Joseph Wadley Munier | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2026 | Feb 11, 2026 (36 d) |
| Aladin M Bacolodan | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 6, 2026 | Apr 15, 2026 (99 d) |
| Mira Dragisic | Wells Fargo Advisors wirehouse | Principal Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Mar 12, 2026 (66 d) |
| Garrett John Suydam | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 14, 2026 |
| Emily Elizabeth Fiscella | Wells Fargo Advisors wirehouse | Davenport & Company LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 5, 2026 |
| Anny Tran | Wells Fargo Advisors wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 20, 2026 |
| Joxavier Lashondalyn Jackson | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 26, 2026 |
| Ashley Gisel Drogon | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 6, 2026 |
| Jorge Alberto Mateo-Aguilar | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 5, 2026 | Jan 26, 2026 |
| Adnan Abdrabu Mohamed | Wells Fargo Advisors wirehouse | State Farm Investment Management Corp. asset manager | Other | Jan 5, 2026 | Jan 19, 2026 |
| Ryon Cameron Senegal | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 5, 2026 | Jan 15, 2026 |
| Colin Michael Goodrich | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 2, 2026 | Aug 12, 2026 (222 d) |
| Eric Mannon Young | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 24, 2025 | Apr 9, 2026 (106 d) |
| Bevin Kimberly Nealon | Wells Fargo Advisors wirehouse | Procyon mixed wealth | Wirehouse to independent RIA | Dec 24, 2025 | Dec 10, 2025 |
| Rupal Mahesh Jhaveri | Wells Fargo Advisors wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 24, 2025 | Jan 30, 2026 (37 d) |
| Tai Git Wong | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Feb 23, 2026 (62 d) |
| Enrique Riveros-Valle | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Jan 26, 2026 (34 d) |
18,560 moves match.