DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bennett Christopher Long | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 28, 2025 |
| Maria Victoria Colon | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Jun 13, 2025 (72 d) |
| Gonzalo A Figueroa Ortega | Osaic Wealth, Inc. BD affiliated | Q3 Advisors, LLC no RAUM | Other | Apr 2, 2025 | Jul 15, 2025 (104 d) |
| Michael Patrick Cerutti | Osaic Wealth, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Jun 18, 2025 (77 d) |
| Sydney Balint | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Jun 2, 2025 (61 d) |
| William Paul Krause | Osaic Wealth, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Mar 28, 2025 |
| Joan Mary Sweeney | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Apr 3, 2025 |
| Melissa Deann Proffitt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Mar 28, 2025 |
| Kristin Kissane | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Apr 3, 2025 |
| Brian Trost | Osaic Wealth, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jun 11, 2025 (71 d) |
| Javier Fernandez | Osaic Wealth, Inc. BD affiliated | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jun 24, 2025 (84 d) |
| Nicholas Klopsis | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 26, 2025 |
| Howard Joseph Englehart | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 2, 2025 |
| James Verdi | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 26, 2025 |
| David Maxwell Irving | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 26, 2025 |
| Matthew Kyle Heeter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 26, 2025 |
| Joseph Elia | Osaic Wealth, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 14, 2025 |
| Jared Neilson Mcgill | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 24, 2025 |
| John Nicholas Mayo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 17, 2025 |
| John Edward Shetterly | Osaic Wealth, Inc. BD affiliated | O'Shaughnessy Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 31, 2025 |
| Donald Robert Burnaford | Osaic Wealth, Inc. BD affiliated | Mpi Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Jan 1, 2026 (283 d) |
| Matthew Zane Hamby | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 24, 2025 | Mar 9, 2026 (350 d) |
| William Smoltino | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Mar 18, 2025 |
| Julia Louise Sharlow | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Apr 4, 2025 |
| Leslie Wayne Proceviat | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 10, 2025 |
| Diane Louise Matelsky-Lieberman | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 14, 2025 |
| Michelle Pham Tran | Osaic Wealth, Inc. BD affiliated | North Ridge independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Mar 18, 2025 |
| Marybeth Cabell | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 18, 2025 | Jul 1, 2025 (105 d) |
| Rachel Marie Wendt | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 4, 2025 |
| Michael Paul Mcmeans | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Mar 11, 2025 |
| George Michael Bellish | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 12, 2025 |
| Tony Peter Krvaric | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 10, 2025 |
| Dean Tetsuro Matsumoto | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 10, 2025 |
| Frank Warner Anderson | Osaic Wealth, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| Jeffrey William Mashini | Osaic Wealth, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Mar 12, 2025 |
| Nash Taylor Holm | Osaic Wealth, Inc. BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Mar 4, 2025 |
| Antonio Thomas Savarese | Osaic Wealth, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| David Owen Schrempf | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 5, 2025 |
| Michael Scott Lytle | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2025 | Feb 18, 2025 |
| Paul Wolfson Carman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 5, 2025 |
| Michael Joseph Acho | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Feb 28, 2025 |
| Christina Anne Nash | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Sep 29, 2023 |
| Jodi Marie Viaud | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Sep 29, 2023 |
| Mitchell Ludwig | Osaic Wealth, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Feb 27, 2025 |
| Christopher Todd Chilcoat | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Aug 8, 2025 (158 d) |
| Michael Howard Levin | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Trenton Mark Hattler | Osaic Wealth, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Zebradee Isadore Jackson | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 18, 2025 |
| Lawrence Joseph Papola | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Jan 13, 2025 |
| Jason Daniel Lowey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 26, 2025 |
| Abdalhakim Anwar Khirfan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 21, 2025 |
| Michael Mark Mcguire | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Joseph Michael Kendy | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Craig A Muschko | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Jonathan Tyler Dolin | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Joseph Arthur Toth | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 21, 2025 |
| Kathleen Marie Indiano | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Feb 21, 2025 |
| Noah Benjamin Stubblefield | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2025 | Jun 10, 2025 (105 d) |
| William R Fence | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Dec 10, 2024 |
| Karen Helene Hajus | Osaic Wealth, Inc. BD affiliated | Onepoint Bfg Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Feb 27, 2025 |