DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Enrique Manuel Che | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 17, 2023 |
| Robert Tracy | Osaic Wealth, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 22, 2023 |
| Michael Vincent Milillo | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 16, 2023 |
| Stanley Alfred Sakalowski | Osaic Wealth, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Nov 26, 2023 |
| Billy Wayne Dixon | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 15, 2023 |
| Timothy Michael Frohberg | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 14, 2023 |
| Kelly Powers | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 14, 2023 |
| John Surace | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 14, 2023 |
| Kole Thomas Petersen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 17, 2023 |
| Cole Kenneth Jaeschke | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Baileigh Je'Nae Ashbrook | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Edward Phillip Doyle | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Troy Taku Wada | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 17, 2023 |
| Craig Cameron Cheeseman | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 13, 2023 |
| Cole Cameron Cheeseman | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 13, 2023 |
| Brian Seisuke Kawano | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 2, 2023 |
| Leo Poki Kauhini | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 2, 2023 |
| Cole Masato Nakada | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 2, 2023 |
| Julio Soria | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Mar 27, 2025 (507 d) |
| Christopher J Maurer | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 30, 2023 |
| Jason Wayne Birdwell | Osaic Wealth, Inc. BD affiliated | Main Street Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jan 11, 2024 (69 d) |
| Derick David Kelly | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Nov 1, 2023 |
| Billie Carl Cook | Osaic Wealth, Inc. BD affiliated | Financial Focus LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Oct 31, 2023 |
| Amber Eldorrado | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Oct 30, 2023 |
| Daniel Robert Turnwald | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 1, 2023 |
| Meredith Baker Freeman | Osaic Wealth, Inc. BD affiliated | Accurate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Nov 2, 2023 |
| Malcolm Blake Pfenninger | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 30, 2023 |
| William R Sullivan | Osaic Wealth, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 16, 2023 |
| Thomas William Anzivino | Osaic Wealth, Inc. BD affiliated | Longitude Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2023 | Apr 26, 2024 (178 d) |
| Lana Carole Mangold | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 18, 2023 |
| Peter Ivan Michael Shusterman | Osaic Wealth, Inc. BD affiliated | Octavia Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Oct 19, 2023 |
| Allen Lee Wilferd Herman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 17, 2023 |
| Justin Lowell Clark | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 18, 2023 |
| Robert Lee Wheeler | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 17, 2023 |
| Douglas Wade Mccown | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 4, 2023 |
| Joel Norman | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 24, 2023 |
| Stephen Cutler Arnold | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Kenneth Alan Benedict | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Elad Gad Goren | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Jack Dvir | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Edward Ira Albrecht | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Matthew John Marshall | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Gregory F Lamp | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Shawn Joseph Corkery | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 3, 2023 |
| Thomas Earl Wilson | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 3, 2023 |
| Kevin Michael Tolsma | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 3, 2023 |
| Aleksandar Krakovic | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 3, 2023 |
| Richard Alan Norkin | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 3, 2023 |
| Stephen Renden Thomas | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 3, 2023 |
| Randal Charles Fields | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 2, 2023 |
| Lisa Danielle Ward | Osaic Wealth, Inc. BD affiliated | Chappelwood Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 6, 2023 |
| Heather Sue Vavra | Osaic Wealth, Inc. BD affiliated | Hasenberg Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Oct 27, 2023 |
| Connor J Koviak | Osaic Wealth, Inc. BD affiliated | Hasenberg Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Oct 27, 2023 |
| Jonathan Nicolas | Osaic Wealth, Inc. BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Jan 1, 2025 (456 d) |
| Gregory Scott Shuman | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 6, 2023 |
| Jerel Gadberry | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Nov 13, 2023 (45 d) |
| Joseph Jordan Mcintosh | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 26, 2023 |
| Alan Scott Barrier | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 5, 2023 |
| Scott Daniel Schloegel | Osaic Wealth, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Dec 19, 2023 (89 d) |
| Todd M Klein | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 11, 2023 |