| Wayne Edward Sprenger | Osaic Wealth, Inc. other | Geneos Wealth Management, Inc. other | Other | Apr 24, 2008 | Apr 1, 2008 |
| David Lee Stevens | Osaic Wealth, Inc. other | Irongate Financial Services, Inc. unclassified | Other | Apr 24, 2008 | Feb 2, 1999 |
| Judy Lynn Copenbarger | Osaic Wealth, Inc. other | Voya Financial Advisors, Inc. other | Other | Apr 11, 2008 | Mar 17, 2008 |
| John Thomas Cooke | Osaic Wealth, Inc. other | Cooke Wealth Management, LLC other | Other | Apr 1, 2008 | Sep 2, 2003 |
| Craig Roger Perkins | Osaic Wealth, Inc. other | Swbc Investment Company other | Other | Apr 1, 2008 | Apr 1, 2008 |
| Monte Gene Teneyck | Osaic Wealth, Inc. other | LPL Financial LLC other | Other | Mar 25, 2008 | Jul 30, 2015 (2683 d) |
| Amy Collier Garrison | Osaic Wealth, Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Mar 7, 2008 | Apr 7, 2009 (396 d) |
| Ernest J Reyes | Osaic Wealth, Inc. other | Brecek & Young Advisors, Inc. other | Other | Feb 13, 2008 | Feb 4, 2008 |
| James Stephen Baudreau | Osaic Wealth, Inc. other | Regal Investment Advisors LLC other | Other | Jan 30, 2008 | May 10, 2014 (2292 d) |
| James Louis Mckeever | Osaic Wealth, Inc. other | Jim Mckeever state registered | Other | Dec 21, 2007 | Mar 12, 2018 (3734 d) |
| Roger Jyhjung Chang | Osaic Wealth, Inc. other | Wise Steward Advisory Services, Inc. unclassified | Other | Dec 14, 2007 | Feb 7, 2007 |
| Christoper R Steele | Osaic Wealth, Inc. other | Professional Advisory Services Inc other | Other | Nov 2, 2007 | Dec 5, 2007 (33 d) |
| Christopher Todd Fry | Osaic Wealth, Inc. other | Capital Asset Management, Inc. other | Other | Oct 5, 2007 | Mar 24, 2000 |
| Thomas Dean Ming | Osaic Wealth, Inc. other | Tower Rock Advisors, Inc. unclassified | Other | Sep 6, 2007 | Aug 28, 2007 |
| Michael Theodore Kuczinski | Osaic Wealth, Inc. other | United Securities Alliance, Inc. unclassified | Other | Sep 4, 2007 | Aug 30, 2007 |
| Ricky Marcel Rhodes | Osaic Wealth, Inc. other | Citigroup Global Markets Inc. other | Other | Aug 31, 2007 | Aug 30, 2007 |
| Gaye Clarke Lampert | Osaic Wealth, Inc. other | Nwf Advisory Services Inc other | Other | Jul 2, 2007 | Feb 17, 2005 |
| Dennis Gene Mcmillin | Osaic Wealth, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 22, 2007 | Jun 26, 2007 |
| Donna Irene Crocker | Osaic Wealth, Inc. other | Next Financial Group, Inc. other | Other | May 24, 2007 | Apr 2, 2007 |
| Marshall Ford James | Osaic Wealth, Inc. other | LPL Financial LLC other | Other | May 24, 2007 | Feb 23, 2007 |
| Cade Patrick Babineaux | Osaic Wealth, Inc. other | Wells Fargo Advisors wirehouse | Other | May 18, 2007 | Sep 12, 2016 (3405 d) |
| Kevin Howard Myeroff | Osaic Wealth, Inc. other | Nca Financial Planners other | Other | May 3, 2007 | Dec 7, 1999 |
| Dawn Kimberly Mullenax | Osaic Wealth, Inc. other | Key Investment Services LLC other | Other | May 3, 2007 | Sep 28, 2012 (1975 d) |
| George Richard Truitt | Osaic Wealth, Inc. other | Geneos Wealth Management, Inc. other | Other | May 3, 2007 | Apr 19, 2007 |
| Susan E. Taylor | Osaic Wealth, Inc. other | Voya Financial Advisors, Inc. other | Other | Apr 24, 2007 | Apr 24, 2007 |
| Wayne Allan Staschke | Osaic Wealth, Inc. other | LPL Financial LLC independent RIA | Other | Apr 11, 2007 | Oct 26, 2022 (5677 d) |
| Robert William Quinlan | Osaic Wealth, Inc. other | LPL Financial LLC other | Other | Mar 23, 2007 | Mar 23, 2007 |
| Nancy Marie Hairsine | Osaic Wealth, Inc. other | Foresters Equity Services, Inc. other | Other | Mar 8, 2007 | Sep 23, 2008 (565 d) |
| John Chaopin Yang | Osaic Wealth, Inc. other | Eplanning Advisors Inc unclassified | Other | Feb 7, 2007 | Feb 6, 2007 |
| Ann Baker Ronn | Osaic Wealth, Inc. other | The Afp Group unclassified | Other | Jan 29, 2007 | Jan 1, 2003 |
| Karin Lynn Tyson | Osaic Wealth, Inc. other | The Afp Group unclassified | Other | Jan 29, 2007 | Jan 1, 2003 |
| Todd Michael Battaglia | Osaic Wealth, Inc. other | Mg&A Wealth other | Other | Dec 7, 2006 | Aug 12, 2016 (3536 d) |
| Diana Lynn Plucienkowski | Osaic Wealth, Inc. other | New Century Financial Group, LLC other | Other | Dec 7, 2006 | Aug 31, 2009 (998 d) |
| John James Klumbach | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Dec 4, 2006 | Jan 4, 2007 (31 d) |
| Michael Andrew Germo | Osaic Wealth, Inc. other | Financial Planning Resources, Inc. unclassified | Other | Nov 16, 2006 | Jan 9, 2007 (54 d) |
| Loren Thomas Gard | Osaic Wealth, Inc. other | Capstone Wealth Management Group, LLC other | Other | Nov 15, 2006 | Nov 16, 2006 |
| Connie Denise Densmore | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Nov 7, 2006 | Nov 21, 2006 |
| Timothy Ryan Calvert | Osaic Wealth, Inc. other | First Citizens Asset Management, Inc other | Other | Nov 6, 2006 | Nov 1, 2006 |
| Craig Roger Perkins | Osaic Wealth, Inc. other | Clifton Gunderson Wealth Advisors other | Other | Oct 23, 2006 | Oct 24, 2006 |
| Michael Gerard Santoro | Osaic Wealth, Inc. other | LPL Financial LLC other | Other | Oct 17, 2006 | Aug 29, 2006 |
| Christopher Charles Schroeder | Osaic Wealth, Inc. other | Natcity Investments, Inc. unclassified | Other | Sep 13, 2006 | Sep 7, 2006 |
| Brian Richard Tinker | Osaic Wealth, Inc. other | Penniall & Associates, Inc. unclassified | Other | Aug 22, 2006 | Jul 27, 2006 |
| Edward Henry Rodriguez | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Aug 14, 2006 | Jan 9, 2007 (148 d) |
| Chad Russell Peterson | Osaic Wealth, Inc. other | Cetera Advisors LLC other | Other | Aug 2, 2006 | Aug 3, 2006 |
| Monte Lee Peterson | Osaic Wealth, Inc. other | Cetera Advisors LLC other | Other | Aug 1, 2006 | Jul 31, 2006 |
| Michael Wade Mcvey | Osaic Wealth, Inc. other | Martin Financial Services, Inc. unclassified | Other | Jul 14, 2006 | Jan 24, 2006 |
| Jason Michael Smith | Osaic Wealth, Inc. other | Cetera Advisors LLC other | Other | Jun 23, 2006 | Jun 23, 2006 |
| Scott William Norvell | Osaic Wealth, Inc. other | Cetera Advisors LLC other | Other | Jun 12, 2006 | Jun 16, 2006 |
| Adam John Bailey | Osaic Wealth, Inc. other | Cetera Advisors LLC other | Other | Jun 1, 2006 | Jun 5, 2006 |
| Atul C Dubal | Osaic Wealth, Inc. other | Sterling Financial Services, Inc. unclassified | Other | Apr 6, 2006 | Apr 22, 2005 |
| Scott David Vineberg | Osaic Wealth, Inc. other | Householder Group, Estate & Retirement Specialists unclassified | Other | Mar 22, 2006 | May 11, 2006 (50 d) |
| Michael Joshua Carlin | Osaic Wealth, Inc. other | Axiom Advisory Services, LLC unclassified | Other | Mar 15, 2006 | Aug 5, 2005 |
| Ji Michael Y Chung | Osaic Wealth, Inc. other | Pruco Securities, LLC other | Other | Mar 10, 2006 | Sep 7, 2006 (181 d) |
| Kevin E. Smith | Osaic Wealth, Inc. other | Chase Investment Services Corp. other | Other | Jan 25, 2006 | Oct 13, 2009 (1357 d) |
| Gerald B Hoenings | Osaic Wealth, Inc. other | Gunnallen Financial, Inc unclassified | Other | Jan 24, 2006 | Jan 18, 2006 |
| Daniel Mark Saccal | Osaic Wealth, Inc. other | Gunnallen Financial, Inc unclassified | Other | Nov 17, 2005 | Nov 17, 2005 |
| Elizabeth H Li | Osaic Wealth, Inc. other | Ehmli Investment Advisors LLC state registered | Other | Nov 16, 2005 | Nov 8, 2005 |
| James Allen Werner | Osaic Wealth, Inc. other | Advantage Capital Corporation unclassified | Other | Oct 25, 2005 | Oct 28, 2005 |
| Michael Joseph Palen | Osaic Wealth, Inc. other | Moseley Investment Management, Inc. other | Other | Oct 25, 2005 | Nov 21, 2003 |
| C Michael White | Osaic Wealth, Inc. other | First Independent Advisory Services, Inc. unclassified | Other | Sep 7, 2005 | Jan 25, 2006 (140 d) |