DFX Intelligence
RIA Intelligence
Advisor moves
Departures from B Riley Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Mead Rust | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 2, 2022 |
| Paul George Dietrich | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 30, 2022 |
| Richard Alan Wright | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Jul 29, 2022 |
| Lawrence William Schmitt | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 18, 2022 |
| Todd Andrew Lefevre | B Riley Wealth Management BD affiliated | Heritage Wealth Management, LLC unclassified | Other | Dec 31, 2022 | Jul 16, 2014 |
| Philip Shields Wunderlich | B Riley Wealth Management BD affiliated | Wunderlich Capital Management other | Other | Dec 31, 2022 | Sep 8, 2003 |
| Brett Andrew Sonzogni | B Riley Wealth Management BD affiliated | Empower Private Wealth other | Other | Dec 31, 2022 | Apr 18, 2025 (839 d) |
| Mark Edward Lefevre | B Riley Wealth Management BD affiliated | Heritage Wealth Management, LLC unclassified | Other | Dec 31, 2022 | Jul 16, 2014 |
| John E Wade | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 10, 2022 |
| Joshua Patrick Harness | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 25, 2022 |
| Aaron Haskins Fiske | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 25, 2022 |
| Michelle B Tauchen | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Aug 23, 2022 |
| Andrew Harrison | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Aug 26, 2022 |
| Chelsey Elaine Collins | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Aug 4, 2022 |
| Mark Howard Goldman | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Aug 8, 2022 |
| Michael John Kapp | B Riley Wealth Management BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Aug 11, 2022 |
| Sara Lain Hay | B Riley Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Jun 6, 2022 |
| Jeffrey Joe Bouchard | B Riley Wealth Management BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | May 17, 2022 |
| Robert Kyle Gabhart | B Riley Wealth Management BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 6, 2022 |
| Michael John Gavett | B Riley Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 | Apr 20, 2022 |
| Matthew M Sikorski | B Riley Wealth Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Jun 3, 2022 (51 d) |
| Shelly Halford Baker | B Riley Wealth Management BD affiliated | Waddell & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Jul 26, 2022 (117 d) |
| Michael Duane Smith | B Riley Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2022 | Feb 18, 2022 |
| Marjorie Sue Samuels | B Riley Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2022 | May 13, 2022 (122 d) |
| Phillip Edward Hall | B Riley Wealth Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Jan 6, 2022 (31 d) |
| Edward V Novak | B Riley Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2021 | Apr 21, 2022 (184 d) |
| Mark Varner | B Riley Wealth Management BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Jan 21, 2022 (113 d) |
| James Michael Richard | B Riley Wealth Management BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2021 | Nov 8, 2021 (67 d) |
| Derrick Timothy Watts | B Riley Wealth Management BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Apr 2, 2020 |
| Matthew Salvador Houston | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 19, 2021 |
| Zaida M Gil | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 30, 2021 |
| Thomas Ross Stripling | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | May 31, 2022 (406 d) |
| Martha Gail Oneill | B Riley Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2021 | Feb 12, 2021 |
| Michael Jeffrey Kramer | B Riley Wealth Management BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2021 | Feb 9, 2021 |
| Tamekia Yolanda Thompson | B Riley Wealth Management BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2020 | Jul 7, 2021 (229 d) |
| Joseph Lester Crain | B Riley Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Oct 26, 2020 |
| Gary Andrew Miller | B Riley Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2020 | Sep 25, 2020 |
| Venera F Izant | B Riley Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2020 | Aug 26, 2020 |
| Robert Lincoln Nash | B Riley Wealth Management BD affiliated | Continental Investors Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2020 | Oct 15, 2020 (156 d) |
| Bruce Allen Lewin | B Riley Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | Apr 15, 2020 |
| Achilleas Psihudakis | B Riley Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 23, 2020 | May 14, 2020 (52 d) |
| Todd Andrew Burton | B Riley Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 21, 2020 | Feb 2, 2021 (347 d) |
| Mark Robert Witthaus | B Riley Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 2, 2019 |
| Jason Parker | B Riley Wealth Management BD affiliated | Eudaimonia Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Dec 6, 2019 |
| John Cantalin Wahl | B Riley Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 2, 2019 |
| James Andrew Buckner | B Riley Wealth Management BD affiliated | Eudaimonia Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Jan 3, 2020 |
| Constance Ann Etter | B Riley Wealth Management BD affiliated | Centennial Securities Company Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | Nov 15, 2019 |
| Daniel Michael Waddick | B Riley Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Nov 6, 2019 |
| Jeffrey A Holmes | B Riley Wealth Management BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2019 | Apr 2, 2020 (160 d) |
| Dewitt Loomis Alexandre | B Riley Wealth Management BD affiliated | Gulfstream Cm, LLC asset manager | Other | Oct 1, 2019 | Nov 20, 2019 (50 d) |
| Scott Elliott Poore | B Riley Wealth Management BD affiliated | Eudaimonia Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 24, 2019 | Sep 24, 2019 |
| Charles Brett Bryan | B Riley Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 20, 2019 |
| James Anthony Parrish | B Riley Wealth Management BD affiliated | Eudaimonia Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2019 | Jul 30, 2019 |
| Robert Emmett Lee | B Riley Wealth Management BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Jul 1, 2019 |
| Joseph Constantine Bernardi | B Riley Wealth Management BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2019 | Jul 1, 2019 |
| William Hale Mildren | B Riley Wealth Management BD affiliated | Cadent Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2019 | Jun 20, 2019 |
| Stephen Vincent Dolan | B Riley Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | May 29, 2019 |
| David Charles Claibourne | B Riley Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Jun 11, 2019 |
| Christopher M. Gongola | B Riley Wealth Management BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2019 | May 25, 2024 (1874 d) |
| John Andrew Nabergall | B Riley Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 22, 2019 | Feb 15, 2019 |
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197 moves match.