DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Chase Investment Services Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Reardon	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Aug 6, 2012	Aug 28, 2012
Kristopher Cawthon	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Aug 1, 2012	Aug 12, 2013 (376 d)
Aaron Lee Pinion	Chase Investment Services Corp. other	Nationwide Securities, LLC no RAUM	Other	Aug 1, 2012	Sep 9, 2013 (404 d)
Megan G Feulner-Hauser	Chase Investment Services Corp. other	Oneamerica Securities, Inc. other	Other	Aug 1, 2012	Jun 21, 2013 (324 d)
Artono Budhiman	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 1, 2012	Jul 30, 2012
Kelly Chad Hauser	Chase Investment Services Corp. other	Oneamerica Securities, Inc. other	Other	Aug 1, 2012	Jun 18, 2013 (321 d)
Krystian Moreno	Chase Investment Services Corp. other	Ameriprise Financial Services, LLC national BD	Other	Jul 30, 2012	Aug 10, 2012
Christopher Chad Soileau	Chase Investment Services Corp. other	Hancock Whitney Investment Services Inc. other	Other	Jul 27, 2012	Jul 20, 2012
Keith Zuckerberg	Chase Investment Services Corp. other	Capital One Financial Advisors LLC unclassified	Other	Jul 26, 2012	Oct 1, 2012 (67 d)
William Alexander Tompkins	Chase Investment Services Corp. other	Truist Advisory Services, Inc. BD affiliated	Other	Jul 26, 2012	Apr 27, 2023 (3927 d)
Mark Adam Sanders	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Jul 25, 2012	Mar 4, 2024 (4240 d)
Brooks M Morgan	Chase Investment Services Corp. other	Pnc Wealth Management other	Other	Jul 25, 2012	Sep 11, 2012 (48 d)
Glen A Neeley	Chase Investment Services Corp. other	LPL Financial LLC BD affiliated	Other	Jul 20, 2012	Jan 31, 2021 (3117 d)
John Marcus Allen	Chase Investment Services Corp. other	Pnc Managed Account Solutions, Inc. other	Other	Jul 18, 2012	Aug 8, 2012
Ellen Chiang	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 16, 2012	Jul 6, 2016 (1451 d)
Claudia Aranibar	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 16, 2012	Aug 27, 2012 (42 d)
Abraham Avi Mizrahi	Chase Investment Services Corp. other	Capital One Financial Advisors LLC unclassified	Other	Jul 13, 2012	Jul 31, 2012
Stacey L Decker	Chase Investment Services Corp. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 13, 2012	Jul 23, 2012
Kenneth I Weinstein	Chase Investment Services Corp. other	Cuna Brokerage Services, Inc. mixed wealth	Other	Jul 12, 2012	Apr 24, 2018 (2112 d)
Luis A Neely	Chase Investment Services Corp. other	Myles Wealth Management, LLC other	Other	Jul 11, 2012	May 27, 2014 (685 d)
Daniel James Dopp	Chase Investment Services Corp. other	Firstmerit Advisors, Inc. unclassified	Other	Jul 10, 2012	Jul 17, 2012
Francisco E Lopez	Chase Investment Services Corp. other	Sagepoint Financial, Inc. other	Other	Jul 10, 2012	Nov 8, 2012 (121 d)
David Matthew Robson	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jul 9, 2012	Jul 12, 2012
Andrew Raskin	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jul 9, 2012	Jul 20, 2012
Rodolfo Ruiz	Chase Investment Services Corp. other	Pruco Securities, LLC other	Other	Jul 9, 2012	Jul 16, 2012
Stacy Ann Wells	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 9, 2012	Sep 11, 2012 (64 d)
David Nell	Chase Investment Services Corp. other	UBS Financial Services Inc. wirehouse	Other	Jul 9, 2012	Jul 6, 2012
Yevgeniy Gryazev	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jul 5, 2012	Jul 27, 2012
Mark Anthony Newbould	Chase Investment Services Corp. other	Private Advisor Group, LLC other	Other	Jul 3, 2012	Jul 3, 2012
Demian Wolters	Chase Investment Services Corp. other	Suntrust Investment Services, Inc. other	Other	Jul 3, 2012	May 12, 2014 (678 d)
Sait A Saraci	Chase Investment Services Corp. other	Morgan Stanley wirehouse	Other	Jul 3, 2012	Jun 29, 2012
Corey O. Richards	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 2, 2012	Mar 4, 2014 (610 d)
William Ambrose Dipenice	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 27, 2012	Jun 26, 2012
Sammy C. Chang	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2012	Jul 3, 2012
Thomas P Shrader	Chase Investment Services Corp. other	Shamrock Asset Management LLC other	Other	Jun 25, 2012	Sep 19, 2012 (86 d)
Michael David Rosenthal	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 25, 2012	Jun 25, 2012
Holly R. Salazar	Chase Investment Services Corp. other	Valic Financial Advisors, Inc. other	Other	Jun 22, 2012	Apr 3, 2014 (650 d)
Jarris Scott Davis	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 20, 2012	Apr 10, 2013 (294 d)
Lejo Abraham	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 19, 2012	Jun 15, 2012
Jacob Thomas Puzio	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 19, 2012	Jun 15, 2012
Samuel Frank Galatioto	Chase Investment Services Corp. other	Lifemark Securities Corp. other	Other	Jun 19, 2012	Aug 22, 2012 (64 d)
Brandon Joseph Smith	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 19, 2012	Jun 18, 2012
Yevgeniy Melamed	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 19, 2012	Jun 18, 2012
Brett Richard Clarke	Chase Investment Services Corp. other	Voya Financial Advisors, Inc. other	Other	Jun 13, 2012	Jun 14, 2012
Joey Sergio Soto	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 12, 2012	Jul 12, 2012
Jorge Ivan Pereira	Chase Investment Services Corp. other	Suntrust Investment Services, Inc. other	Other	Jun 12, 2012	Jun 18, 2012
Matthew Jarett Hoenes	Chase Investment Services Corp. other	MML Investors Services, LLC other	Other	Jun 7, 2012	Aug 20, 2012 (74 d)
Barrett Carter	Chase Investment Services Corp. other	Pnc Wealth Management other	Other	Jun 6, 2012	Aug 8, 2012 (63 d)
Maribel Guadalupe Kerstein	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 6, 2012	Dec 19, 2012 (196 d)
Eric Michael Yudis	Chase Investment Services Corp. other	U.S. Bancorp Investments, Inc. other	Other	Jun 5, 2012	May 31, 2012
Anthony Stephen Jovanovich	Chase Investment Services Corp. other	Wintrust Investments other	Other	Jun 5, 2012	Jun 1, 2012
Kristine Lee	Chase Investment Services Corp. other	U.S. Bancorp Advisors, LLC other	Other	Jun 5, 2012	Jul 23, 2012 (48 d)
Keith Worthington	Chase Investment Services Corp. other	Strategic Advisers LLC national BD	Other	Jun 5, 2012	Jun 26, 2012
Robin S Spencer	Chase Investment Services Corp. other	Morgan Stanley wirehouse	Other	Jun 4, 2012	Jun 7, 2012
Dario Orosco	Chase Investment Services Corp. other	Citigroup Global Markets Inc. other	Other	Jun 4, 2012	Jun 12, 2012
Miguel Gonzalez	Chase Investment Services Corp. other	LPL Financial LLC independent RIA	Other	Jun 4, 2012	Oct 17, 2018 (2326 d)
Giang Thanh Tran	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 4, 2012	Jun 5, 2012
Esteban Rene Zuno	Chase Investment Services Corp. other	U.S. Bancorp Investments, Inc. other	Other	Jun 4, 2012	Jun 1, 2012
Renee C Serenci	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Jun 4, 2012	Jun 8, 2012
Martin John Scalzo	Chase Investment Services Corp. other	Arque Capital, Ltd. unclassified	Other	Jun 4, 2012	May 29, 2012

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2,116 moves match.