DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Triad Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter J SmithTriad Advisors, LLC otherCommonwealth Financial Network national BDOtherSep 25, 2015Oct 5, 2015
Thomas Alan GrayTriad Advisors, LLC otherWells Fargo Advisors wirehouseOtherSep 14, 2015Sep 14, 2015
Kevin Nobuo TeraoTriad Advisors, LLC otherWells Fargo Advisors wirehouseOtherSep 14, 2015Sep 15, 2015
David Allen DedmanTriad Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJun 29, 2015Jun 26, 2015
Dano W. LoprestiTriad Advisors, LLC otherRaymond James & Associates, Inc. national BDOtherJun 1, 2015Jun 4, 2015
Richard Robert RacineTriad Advisors, LLC otherAsset Strategy Advisors, LLC otherOtherMay 20, 2015May 22, 2015
Mark D GreenblattTriad Advisors, LLC otherMML Investors Services, LLC otherOtherApr 23, 2015May 20, 2015
Patricia L SmithTriad Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherApr 9, 2015Apr 18, 2016 (375 d)
Caryn Taurog BordenTriad Advisors, LLC otherFullcircle Wealth LLC independent RIAOtherFeb 11, 2015Jan 12, 2015
Harvey Theo SchwartzTriad Advisors, LLC otherFsc Securities Corporation otherOtherDec 31, 2014Feb 11, 2015 (42 d)
Brian Joseph CoteTriad Advisors, LLC otherGramercy Park Wealth Advisors, LLC unclassifiedOtherDec 18, 2014Oct 7, 2013
Daniel DavilaTriad Advisors, LLC otherAustin Wealth Management, LLC independent RIAOtherOct 17, 2014Sep 26, 2014
Kevin Xavier SmithTriad Advisors, LLC otherAustin Wealth Management, LLC independent RIAOtherOct 17, 2014Sep 25, 2014
Jason Michael La VigneTriad Advisors, LLC otherBlue Water Financial Investor Coaching, LLC state registeredOtherSep 23, 2014Aug 28, 2014
John Raymond ToungateTriad Advisors, LLC otherUBS Financial Services Inc. wirehouseOtherAug 28, 2014Aug 27, 2014
Joseph William KantakevichTriad Advisors, LLC otherEaglestone Wealth Advisors, Inc. otherOtherMar 12, 2014Jan 8, 2013
Lance Douglas JamersonTriad Advisors, LLC otherHoward Financial Services, Ltd. otherOtherSep 23, 2013Oct 24, 2013 (31 d)
Richard Joseph OsikowiczTriad Advisors, LLC otherPlanning Solutions Group, LLC otherOtherJun 20, 2013Dec 19, 2011
Russell N HarlanTriad Advisors, LLC otherMurray Wealth Management otherOtherOct 2, 2012Oct 26, 2012
Carly Anne RaineroTriad Advisors, LLC otherMorgan Stanley wirehouseOtherSep 25, 2012Aug 14, 2013 (323 d)
Don Richard ReynoldsTriad Advisors, LLC otherAmeriprise Financial Services, LLC national BDOtherSep 25, 2012Sep 25, 2012
Burwell Spurlock GeigerTriad Advisors, LLC otherAcg Wealth Inc. otherOtherMar 21, 2012Dec 16, 2011
Iain Lesslie Chase BrackstoneTriad Advisors, LLC otherKalos Management otherOtherMar 1, 2012Mar 30, 2012
John Anthony MezzulloTriad Advisors, LLC otherResearch Financial Strategies otherOtherJan 17, 2012Mar 19, 2012 (62 d)
Gregory Counts WilsonTriad Advisors, LLC otherJ.T. Stratford Advisors, LLC unclassifiedOtherNov 2, 2011Aug 11, 2005
Dwayne Todd FergusonTriad Advisors, LLC otherJ.T. Stratford Advisors, LLC unclassifiedOtherNov 2, 2011Aug 11, 2005
Bryan Mark HoganTriad Advisors, LLC otherJ.T. Stratford Advisors, LLC unclassifiedOtherNov 2, 2011Apr 25, 2007
Matthew Harold RichardsonTriad Advisors, LLC otherDavid Bodnar Advisors LLC otherOtherMar 9, 2011Jun 8, 2011 (91 d)
Joseph Wallace CarringtonTriad Advisors, LLC otherBb&T Investment Services, Inc. no RAUMOtherJan 13, 2011Jan 31, 2011
Douglas Edward KronkTriad Advisors, LLC otherVector Financial Services, LLC state registeredOtherDec 31, 2010Jan 26, 2011
James Sidney CarterTriad Advisors, LLC otherHorizons Financial Group, Inc. otherOtherOct 8, 2010Dec 2, 2010 (55 d)
Scott Charles SullivanTriad Advisors, LLC otherBay Point Financial, LLC state registeredOtherAug 13, 2010Apr 5, 2010
Jerome Emmett PinckneyTriad Advisors, LLC otherProvidence Investment Advisors, LLC unclassifiedOtherJun 16, 2010Jul 2, 2010
Timothy James HarringtonTriad Advisors, LLC other1st Global Advisors Inc otherOtherJun 16, 2010Jun 15, 2010
Jeffrey Lewis GittermanTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010May 14, 2010
David Irwin KatzTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010May 14, 2010
Theodore Victor KowalchynTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010May 14, 2010
Elias Stuart RauchTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010May 14, 2010
Tara L JakubikTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010May 14, 2010
Daniel ArmasTriad Advisors, LLC otherGitterman Wealth Management, LLC otherOtherMay 5, 2010Aug 5, 2010 (92 d)
Samuel Eugene BadgleyTriad Advisors, LLC otherSam Badgley Inc. state registeredOtherDec 31, 2009Jan 27, 2010
William James HurstTriad Advisors, LLC otherHurst & Degraffenried Wealth Management, LLC state registeredOtherDec 31, 2009Mar 5, 2010 (64 d)
Samuel Lee DegraffenriedTriad Advisors, LLC otherHurst & Degraffenried Wealth Management, LLC state registeredOtherDec 31, 2009Mar 5, 2010 (64 d)
Marcus Alan AshworthTriad Advisors, LLC otherBluechip Wealth Advisors LLC independent RIAOtherOct 19, 2009Jul 2, 2009
Danny Lee MooreTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 31, 2009
Jeffrey Tyler ShaverTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 7, 2009
Joseph P YoungTriad Advisors, LLC otherAcg Wealth Inc. otherOtherAug 4, 2009Jul 7, 2009
Michael Jay HensleyTriad Advisors, LLC otherGuardian Capital Advisors, LLC otherOtherJul 30, 2009Feb 2, 2011 (552 d)
Jason Harris FreemanTriad Advisors, LLC otherJ. Freeman & Associates independent RIAOtherMay 13, 2009Jun 8, 2009
Edward Reese BrooksTriad Advisors, LLC otherJ.T. Stratford Advisors, LLC unclassifiedOtherMay 13, 2009Aug 18, 2005
James William FryeTriad Advisors, LLC otherNext Financial Group, Inc. otherOtherApr 1, 2009Apr 2, 2009
Stephen Winston NoffsingerTriad Advisors, LLC otherWells Fargo Advisors wirehouseOtherJan 9, 2009Jan 7, 2009
Daniel Jerome MasonTriad Advisors, LLC otherFirst Mason Financial, LLC otherOtherOct 29, 2008Aug 15, 2008
Kevin Gerard NoonanTriad Advisors, LLC otherAmerican Community Wealth Management, LLC otherOtherOct 28, 2008Jun 27, 2008
Thomas Frederick QuinnTriad Advisors, LLC otherAmerican Community Wealth Management, LLC otherOtherOct 28, 2008Jun 26, 2008
Richard Clement GoldmanTriad Advisors, LLC otherRich Goldman Asset Mgmt, LLC otherOtherAug 18, 2008Oct 8, 2009 (416 d)
Thomas Allen BurdgTriad Advisors, LLC otherThomas Burdg Consulting, Inc. unclassifiedOtherMay 30, 2008May 28, 2008
David Neil SmithTriad Advisors, LLC otherFac Wealth Management, LLC unclassifiedOtherMar 31, 2008Apr 2, 2008
Richard Timothy EstesTriad Advisors, LLC otherEstes Financial Services, Inc. state registeredOtherMar 17, 2008Mar 14, 2008
James Clinton NixTriad Advisors, LLC otherHorizons Financial Group, Inc. otherOtherJan 8, 2008Jan 7, 2008
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208 moves match.