DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from L.M. Kohn & Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carrie Amanda LucasL.M. Kohn & Company independent RIAPca Investment Advisory Services, Inc. otherOtherMay 15, 2024Apr 19, 2024
Benjamin Theodore MayhewL.M. Kohn & Company independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2023Sep 20, 2023
Ryan Louis MclaughlinL.M. Kohn & Company independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 24, 2022May 25, 2022
Gregory J. SzelungL.M. Kohn & Company independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 31, 2021Mar 3, 2022 (62 d)
Molly Kay LionbergerL.M. Kohn & Company independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2020Oct 19, 2020
Heather Lynn MeyersL.M. Kohn & Company independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2020Feb 20, 2020
Chase HallL.M. Kohn & Company independent RIALanark Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2019Nov 18, 2019
Cody Aaron AustinL.M. Kohn & Company independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIADec 10, 2018Dec 13, 2018
Sherrie Lynn InghamL.M. Kohn & Company independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2018Sep 4, 2018
Glenn Holland WareL.M. Kohn & Company independent RIALPL Financial LLC independent RIARIA to RIAAug 31, 2018Sep 4, 2018
William Charles TurnerL.M. Kohn & Company independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2018Aug 31, 2018
Richard Wesley BoschertL.M. Kohn & Company independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2018Aug 22, 2018
Douglas Covington OsbornL.M. Kohn & Company independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2018Sep 10, 2018
Matthew Todd FlynnL.M. Kohn & Company independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 16, 2018Aug 27, 2018
Robert Michael KelleyL.M. Kohn & Company independent RIAWorkplace Financial Advisors, LLC unclassifiedOtherDec 31, 2017Oct 26, 2018 (299 d)
Jared P TroutmanL.M. Kohn & Company otherCommonwealth Financial Network national BDOtherOct 30, 2017Oct 27, 2017
James Darvell MaendelL.M. Kohn & Company otherVestech Asset Management Inc. state registeredOtherJul 31, 2017Jan 1, 2025 (2711 d)
Charles John EhnotL.M. Kohn & Company otherSupreme Alliance LLC independent RIAOtherJan 23, 2017Oct 23, 2019 (1003 d)
Paul E BestehornL.M. Kohn & Company otherPark Avenue Securities LLC otherOtherDec 31, 2016Mar 9, 2017 (68 d)
Heather Lynn MeyersL.M. Kohn & Company otherRetirement Plan Services Company unclassifiedOtherDec 31, 2016Nov 29, 2005
Charles Robert FarnsleyL.M. Kohn & Company otherFarnsley Advisors state registeredOtherJun 9, 2016Mar 9, 2021 (1734 d)
Erin Mccullough NordlohL.M. Kohn & Company otherVoya Financial Advisors, Inc. otherOtherDec 31, 2015Jul 21, 2016 (203 d)
Nicholas Anthony HawkL.M. Kohn & Company otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherSep 8, 2015Oct 28, 2015 (50 d)
Anthony David AgbayL.M. Kohn & Company otherKovack Advisors, Inc. otherOtherJul 27, 2015Jul 17, 2015
William Charles TurnerL.M. Kohn & Company otherWells Fargo Advisors wirehouseOtherJun 24, 2015Jun 25, 2015
Brian K Meeks IIL.M. Kohn & Company otherFifth Third Securities, Inc. otherOtherMar 17, 2015Aug 7, 2015 (143 d)
Suellen Carol EstesL.M. Kohn & Company otherBfc Planning, Inc. otherOtherJan 24, 2014Jan 27, 2014
Bradley Scott MontgomeryL.M. Kohn & Company otherBfc Planning, Inc. otherOtherJan 24, 2014Jan 27, 2014
Ryan Robert RobaughL.M. Kohn & Company otherHickory Asset Management, Inc. otherOtherDec 31, 2013Jan 27, 2014
Roberto Ricardo RizzaL.M. Kohn & Company otherCuso Financial Services, L.P. otherOtherApr 29, 2013May 7, 2013
Richard Daniel HoughtonL.M. Kohn & Company otherPartners Capital Services, Inc. otherOtherFeb 1, 2013Feb 12, 2013
Michelle Y MangumL.M. Kohn & Company otherPartners Capital Services, Inc. otherOtherFeb 1, 2013Feb 12, 2013
Ronald George GarneyL.M. Kohn & Company otherPartners Capital Services, Inc. otherOtherFeb 1, 2013Feb 12, 2013
George Parker SwiftL.M. Kohn & Company otherPartners Capital Services, Inc. otherOtherFeb 1, 2013Feb 12, 2013
Marc Lawrence BullockL.M. Kohn & Company otherResource Horizons Investment Advisory, Inc. otherOtherAug 3, 2012Aug 30, 2012
Janet C BoothL.M. Kohn & Company otherLPL Financial LLC otherOtherAug 1, 2012Sep 14, 2012 (44 d)
Adam Joseph CabibiL.M. Kohn & Company otherCarter, Terry & Company, Inc. independent RIAOtherJun 7, 2012Mar 10, 2017 (1737 d)
Thomas Patrick CaffreyL.M. Kohn & Company otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 22, 2012Nov 26, 2012 (188 d)
Brian William RagenL.M. Kohn & Company otherTriad Advisors, LLC otherOtherMay 21, 2012Oct 23, 2012 (155 d)
Sandra Ann MurrayL.M. Kohn & Company otherNorthwest Investment Advisors, Inc state registeredOtherMay 7, 2012May 8, 2014 (731 d)
John Robert CraneL.M. Kohn & Company otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherNov 29, 2011Dec 6, 2011
Anthony David AndersonL.M. Kohn & Company otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2011Mar 2, 2012 (101 d)
Richard Lee WunderlichL.M. Kohn & Company otherGold Coast Securities, Inc. otherOtherDec 31, 2008Dec 21, 2010 (720 d)
Marc FrostL.M. Kohn & Company otherR. F. Lafferty & Co., Inc. otherOtherAug 21, 2008Sep 11, 2008
Matthew James ArmentroutL.M. Kohn & Company otherEdward Jones national BDOtherAug 6, 2007Oct 7, 2013 (2254 d)
Mark Garner SrofeL.M. Kohn & Company otherCrown Capital Securities, L.P. otherOtherFeb 14, 2007Jun 20, 2007 (126 d)
Diahanna Marie VallentineL.M. Kohn & Company otherNatcity Investments, Inc. unclassifiedOtherDec 31, 2006Oct 3, 2007 (276 d)
Edward Joseph BoschL.M. Kohn & Company otherU.S. Bancorp Investments, Inc. otherOtherOct 11, 2004Jan 9, 2006 (455 d)
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108 moves match.