DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Alton Flippo | First Command Advisory Services BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 10, 2024 | Mar 27, 2025 (107 d) |
| Andrew Warren Hemingway | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Jan 8, 2025 (35 d) |
| Brandon T Ramos | First Command Advisory Services BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Mar 11, 2025 (97 d) |
| Mark Louderback | First Command Advisory Services BD affiliated | State Farm Investment Management Corp. asset manager | Other | Nov 19, 2024 | Dec 10, 2024 |
| Megan Moore Kupratty | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 1, 2024 |
| Coby Robert Sullivan | First Command Advisory Services BD affiliated | Goodwin Investment Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Feb 14, 2025 (99 d) |
| Eduardo Ortega | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | May 14, 2025 (211 d) |
| Cody Scott Polzin | First Command Advisory Services BD affiliated | State Farm Investment Management Corp. asset manager | Other | Oct 15, 2024 | Nov 6, 2024 |
| Katrina Larisa Peck | First Command Advisory Services BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2024 | Nov 18, 2024 (46 d) |
| Kathy Anderson Wilson | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 4, 2024 |
| Michael Joseph Caulfield | First Command Advisory Services BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 18, 2024 |
| Nora Kaye Hans | First Command Advisory Services BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Jan 28, 2025 (125 d) |
| Heath Randall | First Command Advisory Services BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Oct 1, 2024 |
| Raymond Yau | First Command Advisory Services BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Aug 6, 2024 |
| Kristen Brooke Manco | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 1, 2024 |
| Eric James Villalobos | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 3, 2024 |
| Michael Crown | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Sep 26, 2025 (393 d) |
| Jamal Metlaq Azzam | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Oct 9, 2024 (49 d) |
| Kenneth Don Carmickle | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Nov 5, 2024 (84 d) |
| Adam Mastin | First Command Advisory Services BD affiliated | Pmv Capital Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Jan 13, 2025 (165 d) |
| Alexander Triska | First Command Advisory Services BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 9, 2024 |
| Elizabeth Susan Umstead | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Dec 6, 2024 (128 d) |
| Ashley Danielle Gardner | First Command Advisory Services BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Nov 7, 2024 (99 d) |
| Michael Umstead | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Sep 10, 2024 (41 d) |
| Webster Franklin Nicholson | First Command Advisory Services BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Aug 2, 2024 |
| Patrice N Njento | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2024 | Oct 11, 2024 (74 d) |
| Jamie Lee Via | First Command Advisory Services BD affiliated | Swan Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Mar 20, 2025 (241 d) |
| Gregory Morrow | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Aug 27, 2024 (36 d) |
| Lyle Gal | First Command Advisory Services BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Nov 15, 2024 (130 d) |
| Jessica Culbert | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jul 1, 2024 |
| Jorge Daniel Mendoza-Garcia | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 18, 2024 |
| Guy Dennis Edwards | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jun 10, 2024 |
| Joseph William Martynek | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jun 20, 2024 |
| Michel Banks Woods | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Aug 20, 2024 (77 d) |
| Hamid Abdollahi | First Command Advisory Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Feb 3, 2025 (244 d) |
| Josue Adalberto Avila | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 25, 2024 |
| Ronald Michael Dennis | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jun 17, 2024 |
| Nishann C Lanata | First Command Advisory Services BD affiliated | Craft Wealth Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | May 8, 2024 |
| John Nelson Duncan | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jul 24, 2024 (51 d) |
| Daniel I Regalado | First Command Advisory Services BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 7, 2025 (338 d) |
| Kyle Stephen Nystrom | First Command Advisory Services BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Apr 7, 2025 (308 d) |
| Steven Gerald Eaton | First Command Advisory Services BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2024 | Jun 6, 2024 |
| Summer Vaughan | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 31, 2024 (31 d) |
| Alexander Abatecola | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Jun 10, 2024 (56 d) |
| Jared Spivey | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Jul 12, 2024 (88 d) |
| Taylor Lynn O'Hara Guglielmo | First Command Advisory Services BD affiliated | Verdence Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Mar 1, 2024 |
| Janai N Deitt | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | May 8, 2024 (58 d) |
| David Eugene Studer | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 2, 2024 |
| Denise Christine Frazer | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 4, 2024 |
| Nicole Diane Levermann | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2024 | May 8, 2024 (65 d) |
| Collin Lyon | First Command Advisory Services BD affiliated | 11 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Feb 22, 2024 |
| Luke Christopher Brown | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Mar 11, 2024 |
| William Raney | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Mar 5, 2024 |
| Matthew Joseph Sahagian | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 26, 2024 |
| Justin David Brandt | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 2, 2024 |
| Patrick Jackson | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 28, 2024 |
| Justin Edward Balmer | First Command Advisory Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 24, 2024 (107 d) |
| Chad Thomas Payment | First Command Advisory Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jul 29, 2024 (179 d) |
| Norbert Joseph Karczewski | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Sep 6, 2024 (219 d) |
| Omunique Owens | First Command Advisory Services BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Apr 17, 2024 (77 d) |
539 moves match.