DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Casey John Robinson | Kestra Advisory Services, LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 31, 2026 |
| Chelsea Paddock | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| Kristen Dawn Massie | Kestra Advisory Services, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2026 | Sep 3, 2026 |
| William Mottley Levine | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 11, 2026 |
| Jeremiah Pizana | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 7, 2026 |
| Shannon Lea Clark | Kestra Advisory Services, LLC BD affiliated | The Alchemists, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 28, 2026 | Aug 25, 2026 |
| Kurt William Wiegert | Kestra Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 17, 2026 |
| Randall Alan Fisher | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 21, 2026 |
| Ryan Jamison Silk | Kestra Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 17, 2026 |
| Summer Sawdey | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Sep 2, 2026 (43 d) |
| Noah Daniel Gonzalez | Kestra Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 17, 2026 |
| Luz Natalia Fuentes | Kestra Advisory Services, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2026 | Jul 21, 2026 |
| Joseph P Quinn | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 17, 2026 |
| B. Frank Voigt | Kestra Advisory Services, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Aug 18, 2026 (35 d) |
| Katherine Ann Robertson | Kestra Advisory Services, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 27, 2026 |
| Jay C Lewis | Kestra Advisory Services, LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 7, 2026 |
| Jamie Christine Radke | Kestra Advisory Services, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 28, 2026 |
| Pablo Andres Alvarez Gil | Kestra Advisory Services, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 16, 2026 |
| Matthew Fraser Roher | Kestra Advisory Services, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2026 | Aug 24, 2026 (55 d) |
| Walter Lamond Russell | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 22, 2026 |
| Chandra Pifer | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 23, 2026 |
| Jason Mcquown | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 22, 2026 |
| James Mitchell Ollis | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Logan Thomas Elliott | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Raymond Alphonsus Mccaffrey | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Cole Brady Anderson | Kestra Advisory Services, LLC BD affiliated | Intergy Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 23, 2026 |
| Ronald Rowell | Kestra Advisory Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 10, 2026 |
| Brenton Lohr Smith | Kestra Advisory Services, LLC BD affiliated | Gibert Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | Jul 23, 2026 (64 d) |
| Jason Andrew Beatty | Kestra Advisory Services, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 29, 2026 (45 d) |
| Laura Anne Maguire | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 8, 2026 |
| Jared David White | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 8, 2026 |
| Harrison Aaron Graham | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 8, 2026 |
| Gianna Deangelis | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 8, 2026 |
| Tyler L Sturgill | Kestra Advisory Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Sep 1, 2026 (116 d) |
| Diego Rivadeneira | Kestra Advisory Services, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2026 | Jun 3, 2026 (34 d) |
| Robert Linwood Grimm | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 27, 2026 |
| Nathan Eugene Imboden | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 27, 2026 |
| Andrew Mcmichael Otto | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 27, 2026 |
| Alison Bach Cantley | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 28, 2026 |
| Tressia Mae Marino | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 27, 2026 |
| Noah Lehman | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Apr 27, 2026 |
| Brian T Scott | Kestra Advisory Services, LLC BD affiliated | The Money And Values Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2026 | Apr 22, 2026 |
| Paul L Gibert | Kestra Advisory Services, LLC BD affiliated | Gibert Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 20, 2026 | Apr 17, 2026 |
| Gregory James Fuller | Kestra Advisory Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 30, 2026 |
| Dylan Wilson | Kestra Advisory Services, LLC BD affiliated | The Baldwin Group Wealth Advisors, LLC other | Other | Apr 16, 2026 | May 1, 2026 |
| Kenneth Kyle Knox | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 8, 2026 |
| Ashley W. Caudle | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 8, 2026 |
| Lorie S Knox | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 7, 2026 |
| John Jace London | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 7, 2026 |
| Beau Burris | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 7, 2026 |
| Charles James Wetzel | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 31, 2026 |
| Van Constantine Pappas | Kestra Advisory Services, LLC BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 6, 2026 |
| Charles John Romano | Kestra Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Jun 24, 2026 (84 d) |
| Paul Ross Maizes | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 2, 2026 |
| Steven Ira Hein | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 1, 2026 |
| Daniel H Hein | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 1, 2026 |
| Joseph Michael Bach | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 31, 2026 |
| Clark Mcmahon | Kestra Advisory Services, LLC BD affiliated | Kayne Anderson Rudnick Investment Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Apr 2, 2026 |
| Michael Robert Kirkman | Kestra Advisory Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 2, 2026 |
| Frances Rutchik Gardner | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
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924 moves match.