DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Christopher Reynolds | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Jul 5, 2024 (101 d) |
| Amy Zachery | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2024 | Jun 24, 2024 (91 d) |
| Matt Ellis | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2024 | Mar 21, 2024 |
| Tiffany Lavonne Kramer | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Nov 25, 2025 (617 d) |
| Treasa Anne Smith | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Nov 25, 2024 (255 d) |
| Brian Robert Pomante | Truist Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | May 3, 2024 (50 d) |
| Juancarlos Zamorano | Truist Advisory Services, Inc. BD affiliated | Efg Private Wealth Management (Americas) Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | May 6, 2024 (56 d) |
| Ryan Gregory Tiedeberg | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Jan 16, 2025 (324 d) |
| Edward Joseph Cwalina | Truist Advisory Services, Inc. BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2024 | May 17, 2024 (81 d) |
| Joseph Criscione | Truist Advisory Services, Inc. BD affiliated | Register Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Mar 8, 2024 |
| Jeannette C Funi | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Jul 30, 2026 (897 d) |
| Tracy Simpkins | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2024 | Mar 5, 2024 |
| John Bellinger Lewis | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Joseph Whiteman Bartholomew | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Catherine Mcmichael Elrod | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Richard Totman Blackwell | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Kylie Anne Roman | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Lindsay Elizabeth Payne | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Michael Gerard Hofmeister | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Rafael Andres Gomez | Truist Advisory Services, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2024 | Jan 29, 2024 |
| Trevor Carey Adams | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Lauren Hershey | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| David Alan Dries | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jan 31, 2024 |
| Lavonne Sheree Sprague | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jan 31, 2024 |
| Alexandra Marie Parsons | Truist Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Feb 11, 2025 (385 d) |
| Zohetni Gonzalez | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 24, 2024 |
| Corey Adam Holtz | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 26, 2024 |
| Olasumbo Modinat Omonaiye | Truist Advisory Services, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 16, 2024 | Feb 8, 2024 |
| Paul Scott Brinkley | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 4, 2024 |
| Jeremy David Beakes | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 4, 2024 |
| Adam Michael Vandamme | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 4, 2024 |
| Melissa Holding | Truist Advisory Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jun 17, 2025 (526 d) |
| Donald Lee Doolittle | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jul 8, 2024 (185 d) |
| Robert Tyler Thomas | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Mar 4, 2024 (59 d) |
| Charles B Hagel | Truist Advisory Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 2, 2024 | Jan 10, 2024 |
| Larry Raphael Rozas | Truist Advisory Services, Inc. BD affiliated | Florida Atlantic Securities Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 11, 2024 |
| Casey Adam Muhtadi | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 2, 2024 | Mar 6, 2024 (64 d) |
| William Hunter Iobst | Truist Advisory Services, Inc. BD affiliated | Sterling Capital Management LLC other | Other | Jan 2, 2024 | Jan 29, 2024 |
| Michael Kennedy | Truist Advisory Services, Inc. BD affiliated | Whitener Capital Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Feb 1, 2024 |
| Sarah B Pollinger | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 15, 2023 |
| Russell Quentin Stewart | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 18, 2024 (31 d) |
| Jeffrey James Terrell | Truist Advisory Services, Inc. BD affiliated | Mtc Wealth Management asset manager | Other | Dec 15, 2023 | May 16, 2024 (153 d) |
| Jeffrey Weronick | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 9, 2024 |
| Darren Lee Earnhardt | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Dec 15, 2023 | Jan 16, 2024 (32 d) |
| James Eric Quillen | Truist Advisory Services, Inc. BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Apr 5, 2024 (112 d) |
| Richard Cheung | Truist Advisory Services, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jun 3, 2025 (536 d) |
| Wasif Ahmad Latif | Truist Advisory Services, Inc. BD affiliated | Sarmaya Partners, LLC asset manager | Other | Dec 15, 2023 | Nov 25, 2025 (711 d) |
| Mark W Knezevich | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Feb 14, 2025 (427 d) |
| Kelly Thumel Frohsin | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 23, 2024 (39 d) |
| Robert William Flora | Truist Advisory Services, Inc. BD affiliated | Sage Advisory Services Ltd Co mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Sep 30, 2024 (290 d) |
| Melville Waithe | Truist Advisory Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Mar 4, 2024 (80 d) |
| Lee Christopher | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Oct 21, 2024 (311 d) |
| David Allen Smith | Truist Advisory Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 26, 2024 (42 d) |
| John Paul Mastrogianakis | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | May 22, 2024 (159 d) |
| James Rutledge Carson | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jun 10, 2025 (543 d) |
| Robert J Kaltenschnee | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | May 22, 2024 (159 d) |
| Neville Eric Melvin | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Feb 13, 2024 (60 d) |
| Christopher Heslin Adams | Truist Advisory Services, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 30, 2024 (46 d) |
| Laura Beth Free | Truist Advisory Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Dec 20, 2023 |
| John Franklin Stoner | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 29, 2023 |
1,377 moves match.