| Kristine K Kanno | Voya Financial Advisors, Inc. other | Opal Advisors independent RIA | Other | Feb 5, 2018 | Feb 1, 2018 |
| Rick Donald Wurst | Voya Financial Advisors, Inc. other | Cwm, LLC independent RIA | Other | Jan 29, 2018 | Jan 29, 2018 |
| Jeremy Jon Willner | Voya Financial Advisors, Inc. other | Cwm, LLC independent RIA | Other | Jan 29, 2018 | Jan 29, 2018 |
| Michelle Karn Herickhoff | Voya Financial Advisors, Inc. other | Cwm, LLC independent RIA | Other | Jan 29, 2018 | Jan 29, 2018 |
| Sean Kevin Reddington | Voya Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jan 17, 2018 | Mar 26, 2018 (68 d) |
| Timothy James Koss | Voya Financial Advisors, Inc. other | Voya Retirement Advisors, LLC other | Other | Jan 17, 2018 | Jan 17, 2018 |
| Ross Albert Croucher | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 11, 2018 | Jan 11, 2018 |
| Asim Ijaz Awan | Voya Financial Advisors, Inc. other | Lincoln Investment other | Other | Dec 31, 2017 | Jan 31, 2018 (31 d) |
| John Darrell Glomski | Voya Financial Advisors, Inc. other | Midwest Financial Partners no RAUM | Other | Dec 31, 2017 | Jan 6, 2015 |
| Jamie Wesley Schrupp | Voya Financial Advisors, Inc. other | Midwest Financial Partners no RAUM | Other | Dec 31, 2017 | Jan 6, 2015 |
| Erin Mccullough Nordloh | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Dec 31, 2017 | Dec 22, 2017 |
| Larry Dean Goebel | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Dec 15, 2017 | Apr 3, 2018 (109 d) |
| Timothy J Moore | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 14, 2017 | Dec 22, 2017 |
| Scott Michael Murray | Voya Financial Advisors, Inc. other | Mariner Advisor Network other | Other | Nov 21, 2017 | Nov 20, 2017 |
| Nathan Scott Lundquist | Voya Financial Advisors, Inc. other | Elevated Asset Management LLC state registered | Other | Nov 17, 2017 | Nov 16, 2017 |
| William Joseph Mauro | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 16, 2017 | Nov 17, 2017 |
| Michael V Mauro | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 16, 2017 | Nov 16, 2017 |
| Pamela Juliet Sams | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Nov 9, 2017 | Nov 9, 2017 |
| Peter Jerome Mersberger | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 7, 2017 | Nov 7, 2017 |
| Dustin Robert Alexander | Voya Financial Advisors, Inc. other | Independent Financial Partners other | Other | Nov 7, 2017 | Nov 6, 2017 |
| Joshua Mersberger | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 7, 2017 | Nov 7, 2017 |
| Zachary Mersberger | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 7, 2017 | Nov 7, 2017 |
| Andrea June Zoeller | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 7, 2017 | Nov 7, 2017 |
| Thomas Eric Schneider | Voya Financial Advisors, Inc. other | Ssn Advisory, Inc. other | Other | Oct 30, 2017 | Oct 30, 2017 |
| Tyler Thomas Frost | Voya Financial Advisors, Inc. other | Efs Advisors other | Other | Oct 30, 2017 | Nov 1, 2017 |
| David Scott Wilson | Voya Financial Advisors, Inc. other | International Assets Investment Management, LLC other | Other | Oct 25, 2017 | Oct 25, 2017 |
| Jeffrey Craig Kemp | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Oct 16, 2017 | Oct 26, 2017 |
| Ronald Edwin Merrill | Voya Financial Advisors, Inc. other | Exodus Wealth, LLC independent RIA | Other | Oct 13, 2017 | Jan 24, 2019 (468 d) |
| John Dudley Houck | Voya Financial Advisors, Inc. other | Promontory Financial Planning, LLC independent RIA | Other | Oct 12, 2017 | Oct 16, 2017 |
| Steven Ross Conkin | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Oct 12, 2017 | Oct 12, 2017 |
| Claire Elizabeth Shinholser | Voya Financial Advisors, Inc. other | LPL Financial LLC independent RIA | Other | Oct 12, 2017 | Oct 4, 2018 (357 d) |
| Belma Mujdzic | Voya Financial Advisors, Inc. other | Integrity Alliance, LLC other | Other | Oct 9, 2017 | Oct 18, 2017 |
| Nicholas Ross Orenduff | Voya Financial Advisors, Inc. other | Secure Investment Management, LLC independent RIA | Other | Oct 3, 2017 | Aug 23, 2018 (324 d) |
| Michael Scott Aves | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Oct 2, 2017 | Oct 4, 2017 |
| Joseph Starkey Hagler | Voya Financial Advisors, Inc. other | Nwf Advisory Services Inc other | Other | Oct 2, 2017 | Oct 27, 2017 |
| Dong Hoon Kim | Voya Financial Advisors, Inc. other | Eagle Strategies LLC BD affiliated | Other | Oct 2, 2017 | Dec 26, 2025 (3007 d) |
| Dari Dariush Rachedi | Voya Financial Advisors, Inc. other | Nwf Advisory Services Inc other | Other | Sep 29, 2017 | Oct 5, 2017 |
| David Marshall Terk | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 26, 2017 | Aug 18, 2021 (1422 d) |
| Jonathan Bermudez | Voya Financial Advisors, Inc. other | Young Investment Advisors, Inc state registered | Other | Sep 19, 2017 | Apr 24, 2018 (217 d) |
| Sean Robert Sullivan | Voya Financial Advisors, Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Sep 16, 2017 | Sep 18, 2017 |
| Christopher J Fraine | Voya Financial Advisors, Inc. other | Santander Securities other | Other | Sep 14, 2017 | Oct 16, 2017 (32 d) |
| Dah-Chin Chi | Voya Financial Advisors, Inc. other | Tnt Asset Management, LLC independent RIA | Other | Sep 6, 2017 | Aug 25, 2017 |
| Stephen Ross Hutter | Voya Financial Advisors, Inc. other | Santander Securities other | Other | Aug 30, 2017 | Sep 13, 2017 |
| Antonio Lisi | Voya Financial Advisors, Inc. other | Edelman Financial Engines other | Other | Aug 29, 2017 | Sep 20, 2017 |
| Brett M Hosney | Voya Financial Advisors, Inc. other | Citizens Securities, Inc. other | Other | Aug 22, 2017 | Aug 30, 2017 |
| James Graham | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 18, 2017 | Aug 21, 2017 |
| Robert Lyndon Taylor | Voya Financial Advisors, Inc. other | International Assets Investment Management, LLC other | Other | Aug 16, 2017 | Dec 6, 2017 (112 d) |
| Theresa L Cahill | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Aug 10, 2017 | Aug 15, 2017 |
| William Joseph Cahill | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Aug 9, 2017 | Aug 4, 2017 |
| Carl Joseph Cieplinski | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Aug 9, 2017 | Aug 4, 2017 |
| Jonathan Billings Wicker | Voya Financial Advisors, Inc. other | Lincoln Investment other | Other | Aug 3, 2017 | Aug 2, 2017 |
| Donna Sue Jenkins | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Jul 25, 2017 | Jul 25, 2017 |
| John Stanley Kornaga | Voya Financial Advisors, Inc. other | Fisher Investments other | Other | Jul 17, 2017 | Oct 30, 2017 (105 d) |
| Douglas Michael Zullo | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jul 13, 2017 | Jul 13, 2017 |
| Aston Addison Douglas | Voya Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Jul 12, 2017 | Jul 19, 2017 |
| Leeanne Michelle Lollar | Voya Financial Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | Jul 11, 2017 | Jul 10, 2017 |
| Brad Katzer | Voya Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 11, 2017 | Aug 28, 2017 (48 d) |
| Lyndsey Berry | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 7, 2017 | Jul 6, 2017 |
| Gregory F. Adams | Voya Financial Advisors, Inc. other | Fiduciary Investment Advisors, LLC other | Other | Jun 30, 2017 | Jul 19, 2017 |
| Kairene Amber Holgate | Voya Financial Advisors, Inc. other | Realta Investment Advisors, Inc other | Other | Jun 29, 2017 | Sep 29, 2017 (92 d) |