DFX Intelligence
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amanda Jo Sheeder | Voya Financial Advisors, Inc. BD affiliated | Dmkc Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Sep 30, 2019 |
| Christopher Kuhn | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Aug 29, 2019 | Oct 8, 2019 (40 d) |
| Mark Lamar Holzemer | Voya Financial Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Nov 1, 2021 (797 d) |
| Robert David Ross | Voya Financial Advisors, Inc. BD affiliated | Ameritas Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Sep 10, 2019 |
| Stephen A. Rogers | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 14, 2019 |
| Steven Andrew Sanchez | Voya Financial Advisors, Inc. BD affiliated | Sorrento Pacific Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Oct 22, 2019 (84 d) |
| Nathan Charles Self | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2019 | Aug 13, 2019 |
| Paula Marie Tavares | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2019 | Jun 29, 2023 (1443 d) |
| Tao Chin | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jul 15, 2019 | Jan 3, 2020 (172 d) |
| Brad Alan Murphy | Voya Financial Advisors, Inc. BD affiliated | Prudential Select Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2019 | Aug 7, 2019 |
| Paul Eugene Gustafson | Voya Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 8, 2019 |
| Andrea Bates | Voya Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Aug 12, 2019 (48 d) |
| Paula Renae Johnston | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Mar 21, 2024 (1742 d) |
| Robert Nelson Hamilton | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 21, 2019 |
| Nathan Goebel | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 19, 2019 |
| Steven Anthony Corrado | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | Jul 13, 2021 (769 d) |
| Erick Carlos Caledonia | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jun 5, 2019 | Aug 15, 2019 (71 d) |
| Zena Chase | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 5, 2019 | Nov 13, 2019 (161 d) |
| Linwood Alexander Orenduff | Voya Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | Jun 5, 2019 |
| Taylor Wilson Armstrong | Voya Financial Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Mar 31, 2020 (302 d) |
| Hovsep Ohannes Dermenjian | Voya Financial Advisors, Inc. BD affiliated | Universal Capital Wealth Management unclassified | Other | May 24, 2019 | May 28, 2019 |
| Odoll Van Williams | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2019 | May 22, 2019 |
| Brandi Lyde Whitfield | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Jun 4, 2019 |
| Derek Ray Huff | Voya Financial Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | Sep 5, 2019 (108 d) |
| Charles William Hill | Voya Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Jun 3, 2019 |
| Jeremy Gustafson | Voya Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | May 1, 2019 |
| Mark Edward Wren | Voya Financial Advisors, Inc. BD affiliated | Ssn Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Apr 2, 2019 |
| Robert Domenic Macdonald | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Apr 4, 2019 | May 13, 2019 (39 d) |
| Christopher Patrick Greeley | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jul 2, 2019 (90 d) |
| Erika A Van Lingen | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jul 2, 2019 (90 d) |
| Andrew K Morehouse | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Oct 2, 2019 (182 d) |
| Nicole Elizabeth Paradise | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Sep 13, 2019 (163 d) |
| Melissa Elizabeth Hicks | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jul 7, 2020 (461 d) |
| Jusjeet Paul Singh | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Apr 3, 2019 | Jun 7, 2019 (65 d) |
| Kevin D Mcrae | Voya Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Feb 3, 2020 (306 d) |
| David Michael Mcmahon | Voya Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jun 24, 2019 (82 d) |
| Wesley John Rowlands | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 7, 2021 (736 d) |
| Vanessa Giusti | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Mar 29, 2019 | Apr 22, 2019 |
| Justin Anthony Giuliano | Voya Financial Advisors, Inc. BD affiliated | Finivi Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2019 | Apr 8, 2019 |
| Stephen Douglas Thompson | Voya Financial Advisors, Inc. BD affiliated | Cbiz Investment Advisory Services, LLC institutional | Other | Mar 19, 2019 | Aug 31, 2026 (2722 d) |
| Mark Wojtowicz | Voya Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2019 | May 24, 2019 (67 d) |
| Thomas James Archer | Voya Financial Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Apr 30, 2019 (49 d) |
| Keith L Wood | Voya Financial Advisors, Inc. BD affiliated | Westminster Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Feb 26, 2019 |
| Hunter James Gietzen | Voya Financial Advisors, Inc. BD affiliated | Scs no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2019 | Dec 2, 2020 (643 d) |
| Kenneth Michael Brundage | Voya Financial Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2019 | Feb 22, 2019 |
| Christopher Donald Caldwell | Voya Financial Advisors, Inc. BD affiliated | Johnson Brunetti independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2019 | Mar 5, 2019 |
| David Raine | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Jun 4, 2019 (120 d) |
| Todd Alan Arner | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 1, 2019 |
| Nathan James Breidinger | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 1, 2019 |
| Kalyan Jampala | Voya Financial Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2019 | May 1, 2025 (2278 d) |
| Mitchell Donald Arner | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 1, 2019 |
| Harold James Klumbach | Voya Financial Advisors, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2018 | Oct 31, 2025 (2496 d) |
| Randy John Butler | Voya Financial Advisors, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 11, 2019 |
| Mark Robert Gremler | Voya Financial Advisors, Inc. BD affiliated | Gremler Financial Corp state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Mar 21, 2006 |
| Lori Jean Ellingson | Voya Financial Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 10, 2019 |
| Patrick Amaya | Voya Financial Advisors, Inc. BD affiliated | Gbs Retirement Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Jun 25, 2020 (542 d) |
| Strawford Hale Dees | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 | Dec 19, 2018 |
| Kyle A Jarvis | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC other | Other | Dec 10, 2018 | Oct 4, 2017 |
| Ronald Jason Payne | Voya Financial Advisors, Inc. BD affiliated | Next Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Nov 21, 2018 |
| Keith Richard Brown | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Feb 4, 2020 (431 d) |
1,538 moves match.