DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucas C Baker | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2022 | Oct 14, 2022 |
| Gabriella Marie Trujillo | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 19, 2022 |
| Sameer Baig | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2022 | Apr 4, 2023 (169 d) |
| Darin Todd Hall | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2022 | Aug 11, 2023 (299 d) |
| David Michael Benevento | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 16, 2022 | Jan 13, 2023 (89 d) |
| Jason Hyrum Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2022 | Nov 10, 2022 |
| Bridgette Chavis | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2022 | Oct 6, 2023 (355 d) |
| Nicholas Bero | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2022 | Feb 15, 2023 (122 d) |
| Sean Connor Devine | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Sep 17, 2026 (1435 d) |
| Thomas Francis | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2022 | Feb 2, 2023 (112 d) |
| Matthew J Conley | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2022 | Jan 5, 2023 (84 d) |
| Thomas Logue | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2022 | Nov 28, 2022 (47 d) |
| Howard Keung Mak | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Nov 10, 2022 |
| Renier Angel Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2022 | Mar 3, 2023 (143 d) |
| Nicholas Hagan | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2022 | Nov 3, 2022 |
| Reagan Weatherby | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 10, 2022 | Oct 13, 2022 |
| Matthew Fuhrman | Fidelity Personal And Workplace Advisors BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 18, 2022 |
| Thomas Glenn Burrell | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 | Dec 21, 2022 (75 d) |
| Cathleen P. Keane | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2022 | Aug 23, 2024 (687 d) |
| Amalea Zegarzewski | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Sep 21, 2022 |
| Daniel Ayenew | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 26, 2022 |
| Michael Patrick Bacon | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2022 | May 3, 2024 (576 d) |
| Geoffrey Kiyoshi Foster | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Dec 8, 2022 (65 d) |
| David Lindsey Spencer | Fidelity Personal And Workplace Advisors BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2022 | Oct 21, 2022 |
| Richard Landry | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2022 | Oct 25, 2022 |
| Anthony Joseph Demet | Fidelity Personal And Workplace Advisors BD affiliated | First Trust Advisors LP asset manager | Other | Sep 30, 2022 | Sep 30, 2022 |
| Tatiana Cristina Parave Eckel | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Oct 12, 2022 |
| Kwang Yi | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Feb 22, 2023 (148 d) |
| Joseph Dehni | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2022 | Nov 23, 2022 (57 d) |
| John William Mchenney | Fidelity Personal And Workplace Advisors BD affiliated | First Trust Advisors LP asset manager | Other | Sep 27, 2022 | Sep 14, 2022 |
| Cuong Le Huy Huynh | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2022 | Nov 4, 2022 (38 d) |
| Ronald Christopher Ridings | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2022 | Dec 20, 2022 (84 d) |
| Anthony Robinson | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Mar 11, 2024 (532 d) |
| John Patrick Tyrrell | Fidelity Personal And Workplace Advisors BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Feb 16, 2023 (143 d) |
| Dylan Allred | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 26, 2022 | Feb 1, 2023 (128 d) |
| Kelly M Klein | Fidelity Personal And Workplace Advisors BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Dec 22, 2022 (91 d) |
| Colby Perigo | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Mar 21, 2024 (546 d) |
| Andrew Corry Beckstrand | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Jul 24, 2024 (672 d) |
| Ryan Spencer Alexander | Fidelity Personal And Workplace Advisors BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2022 | Feb 1, 2024 (498 d) |
| Guillermo Guzman | Fidelity Personal And Workplace Advisors BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Oct 12, 2022 |
| Michael David Jones | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Mar 22, 2023 (183 d) |
| James Nicholas Colao | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Oct 11, 2022 |
| Takhmina R Touraeva | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2022 | Jan 4, 2023 (106 d) |
| Christopher Makana Baker | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Oct 10, 2022 |
| Viviana Lousado | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Oct 18, 2022 |
| Antowon Shade | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2022 | Dec 1, 2022 (73 d) |
| Timothy Blane Akers | Fidelity Personal And Workplace Advisors BD affiliated | Rfg Wealth Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Sep 29, 2022 |
| Ronald Moriarty | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2022 | Oct 11, 2022 |
| Carl Martin Ostergaard | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2022 | Jan 11, 2023 (116 d) |
| Mackenzie Huish-Casey | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2022 | Nov 10, 2022 (54 d) |
| Karen Michelle Hamlin | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2022 | Apr 11, 2023 (206 d) |
| Robin S Spencer | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Jun 9, 2023 (266 d) |
| Elliott N Singer | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 29, 2022 |
| Branden Randall | Fidelity Personal And Workplace Advisors BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2022 | Oct 14, 2024 (759 d) |
| Guillermo A. Robles | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Jul 12, 2022 |
| John Sheldon Kirkland | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2022 | Sep 27, 2022 |
| Susanna Nicole Nieto | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2022 | Apr 25, 2023 (224 d) |
| Seena Sartho | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2022 | Nov 7, 2022 (55 d) |
| Ian Starkel | Fidelity Personal And Workplace Advisors BD affiliated | Starkel Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2022 | May 6, 2024 (605 d) |
| Danniel Syed Kazi | Fidelity Personal And Workplace Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Sep 22, 2023 (378 d) |