DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Allen Burch | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2024 | Dec 5, 2024 (115 d) |
| Luke Mills | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| Stephen Parker Clapp | Fidelity Personal And Workplace Advisors BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Sep 16, 2024 (38 d) |
| Bradford Taylor Hardy | Fidelity Personal And Workplace Advisors BD affiliated | Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 29, 2024 |
| Brian Edward Koch | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 1, 2024 |
| Kira Kinsman | Fidelity Personal And Workplace Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Jul 29, 2026 (720 d) |
| Tyrin Ladell Mcrae | Fidelity Personal And Workplace Advisors BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Oct 23, 2024 (76 d) |
| Robert J Corritore | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Oct 16, 2025 (435 d) |
| Alexandra Hale | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2024 | Oct 14, 2024 (70 d) |
| Kevin Ryan Lange | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Oct 23, 2024 (79 d) |
| Drew Richard Kennedy | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2024 | Nov 25, 2024 (112 d) |
| Jordan Lewis Ethington | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2024 | Aug 1, 2024 |
| Javier Javier Parada | Fidelity Personal And Workplace Advisors BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 15, 2024 |
| Esosa Idemudia | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 15, 2024 |
| Savannah Chacon | Fidelity Personal And Workplace Advisors BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 16, 2024 |
| Melisa Maria Portillo Leonardi | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jan 7, 2025 (160 d) |
| Eric Joseph Sasadeusz | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Feb 18, 2025 (202 d) |
| Mikel Gardner | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Oct 19, 2024 (81 d) |
| Jami Merrell | Fidelity Personal And Workplace Advisors BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Aug 5, 2024 |
| Robert Matthew Kinsella | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 12, 2024 |
| Richard Alexander Keiser | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 30, 2024 | Aug 23, 2024 |
| Lucas Montes | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Jul 30, 2024 |
| Nicholas Auld Anthony | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2024 | Aug 26, 2024 |
| Jonathan Edward Shirley | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Aug 12, 2024 |
| Bradford Douglas Houchins | Fidelity Personal And Workplace Advisors BD affiliated | River Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 | Jul 10, 2024 |
| Nathan Graham Christensen | Fidelity Personal And Workplace Advisors BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 | Aug 15, 2024 |
| Alexander P Fidler | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2024 | Sep 23, 2024 (59 d) |
| Clarissa Candelario | Fidelity Personal And Workplace Advisors BD affiliated | Private Asset Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2024 | Sep 9, 2024 (46 d) |
| Kendall Jean Dungan | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Aug 15, 2025 (386 d) |
| Aaron Val Neuenswander | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Oct 15, 2024 (82 d) |
| Seth Hammerbeck | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2024 | Oct 24, 2024 (91 d) |
| Nnamdi Chibuzo Odi | Fidelity Personal And Workplace Advisors BD affiliated | Westwood Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 13, 2024 |
| Matthew Carl Davella | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Aug 21, 2024 |
| Arielle Suzanne Torbeck | Fidelity Personal And Workplace Advisors BD affiliated | Formidable Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Sep 10, 2024 (50 d) |
| Naama Ibraheem Abu-Ragheef | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 25, 2024 |
| John Robert Bartlett | Fidelity Personal And Workplace Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Aug 15, 2024 |
| Matthew Ryan Grelck | Fidelity Personal And Workplace Advisors BD affiliated | Gray Colt Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 18, 2024 | Nov 15, 2024 (120 d) |
| Nathaniel Curtis Powell | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Apr 2, 2025 (258 d) |
| Adrian Byrd | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 20, 2024 |
| Jonathan Cooke | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 22, 2024 |
| William Randolph Bower | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Sep 4, 2025 (419 d) |
| Bradley Stout | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2024 | Feb 19, 2026 (587 d) |
| Rory Eldredge | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 11, 2024 | Oct 14, 2024 (95 d) |
| Ryan James Meda | Fidelity Personal And Workplace Advisors BD affiliated | Canvas Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 25, 2024 |
| Jesus Ramon | Fidelity Personal And Workplace Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jul 11, 2024 | Aug 2, 2024 |
| Lucas David Graybill | Fidelity Personal And Workplace Advisors BD affiliated | Kingdom Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jan 20, 2026 (558 d) |
| Max Edward Levine | Fidelity Personal And Workplace Advisors BD affiliated | Woodstock Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Oct 4, 2024 (85 d) |
| Kamisha Aileen Ramirez Mcknight | Fidelity Personal And Workplace Advisors BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Oct 10, 2024 (91 d) |
| Michael Jonathan Maisel | Fidelity Personal And Workplace Advisors BD affiliated | Legacy Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Sep 10, 2024 (61 d) |
| Tone Dai H Tran | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Aug 19, 2024 (41 d) |
| Jacob J Heinz | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Aug 5, 2024 |
| Michael Okamoto | Fidelity Personal And Workplace Advisors BD affiliated | Eq Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jun 28, 2024 |
| Keaton Graham Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Aug 12, 2024 (34 d) |
| Shailesh S. Patel | Fidelity Personal And Workplace Advisors BD affiliated | Patel Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jan 1, 2026 (542 d) |
| Steven Ballantyne | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 19, 2024 |
| Casey Alan Mack | Fidelity Personal And Workplace Advisors BD affiliated | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jul 8, 2024 |
| Myles Vincent Oliver | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Oct 3, 2024 (92 d) |
| Eric Olson | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2024 | Aug 8, 2024 (36 d) |
| Jeremy Christopher Riggs | Fidelity Personal And Workplace Advisors BD affiliated | Base Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jul 9, 2024 |
| Kyle Gray | Fidelity Personal And Workplace Advisors BD affiliated | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jul 9, 2024 |
2,542 moves match.